CAPITAL INVESTMENT MANAGEMENT, INC.
Legal name: CAPITAL INVESTMENT MANAGEMENT
CRD #109924 SEC #801-61042 DENVER, CO 303-221-1000
SEC Registered Disclosures
Total AUM
$82.6M
Discretionary
$82.6M
Employees
6
Clients
1
Accounts
676
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 28, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WILLIAMS, CHAD, AARON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, CHAD, AARON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, CHAD, AARON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, CHAD, AARON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, CHAD, AARON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, CHAD, AARON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PELLEY, CHRISTOPHER, BRIAN | I | PRESIDENT | D | Control |
| PELLEY, CHRISTOPHER, BRIAN | I | PRESIDENT | D | Control |
| PELLEY, CHRISTOPHER, BRIAN | I | PRESIDENT | D | Control |
| PELLEY, CHRISTOPHER, BRIAN | I | PRESIDENT | D | Control |
| PELLEY, CHRISTOPHER, BRIAN | I | PRESIDENT | D | Control |
| PELLEY, CHRISTOPHER, BRIAN | I | PRESIDENT | D | Control |
| PELLEY, CHRISTOPHER, BRIAN | I | PRESIDENT | D | Control |
| PELLEY, CHRISTOPHER, BRIAN | I | PRESIDENT | D | Control |
| PELLEY, CHRISTOPHER, BRIAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| PELLEY, CHRISTOPHER, BRIAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| PELLEY, CHRISTOPHER, BRIAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| PELLEY, CHRISTOPHER, BRIAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| PELLEY, KATHLEEN, TERESA | I | SECRETARY/TREASURER | C | |
| PELLEY, KATHLEEN, TERESA | I | SECRETARY/TREASURER | C | |
| PELLEY, KATHLEEN, TERESA | I | SECRETARY/TREASURER | C | |
| PELLEY, KATHLEEN, TERESA | I | SECRETARY/TREASURER | C | |
| PELLEY, KATHLEEN, TERESA | I | SECRETARY/TREASURER | C | |
| PELLEY, KATHLEEN, TERESA | I | SECRETARY/TREASURER | C | |
| PELLEY, KATHLEEN, TERESA | I | SECRETARY/TREASURER | C | |
| PELLEY, KATHLEEN, TERESA | I | SECRETARY/TREASURER | C | |
| PELLEY, KATHLEEN, TERESA | I | SECRETARY/TREASURER | C | |
| PELLEY, KATHLEEN, TERESA | I | SECRETARY/TREASURER | C | |
| PELLEY, KATHLEEN, TERESA | I | SECRETARY/TREASURER | C | |
| PELLEY, KATHLEEN, TERESA | I | SECRETARY/TREASURER | C |
Registrations
Federal
IA
Jun 28, 2012 REGISTERED
Notice Filings (7)
AZ CA CO FL MA NM TX
Address
8055 E. TUFTS AVENUESUITE 1350
DENVER, CO 80237
United States
Phone: 303-221-1000