RIA Intelligence

WWW ADVISORS INC

CRD #109928 SEC #801-52026 LEXINGTON, KY 859-263-2204
SEC Registered
Total AUM
$14.7M
Discretionary
$14.7M
Employees
5
Clients
--
Accounts
2

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 1, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SMYTH, DAVID, EDWARDISECRETARYNA Control
SMYTH, DAVID, EDWARDISECRETARYNA Control
SMYTH, DAVID, EDWARDISECRETARYNA Control
SNAPP, DIANE, JOISECRETARYNA Control
YORK, LAWRENCE, ST JOHNIPRESIDENTD Control
YORK, LAWRENCE, ST JOHNIPRESIDENTD Control
YORK, LAWRENCE, ST JOHNIPRESIDENTD Control
YORK, LAWRENCE, ST JOHNIPRESIDENTD Control
YORK, FRANKIE, THOMPSONIMINORITY SHAREHOLDERB
YORK, FRANKIE, THOMPSONIMINORITY SHAREHOLDERB
YORK, FRANKIE, THOMPSONIMINORITY SHAREHOLDERB
YORK, FRANKIE, THOMPSONIMINORITY SHAREHOLDERB
GREENE, JAMES, DOUGLASIVICE PRESIDENTA Control
GREENE, JAMES, DOUGLASIVICE PRESIDENTA Control
GREENE, JAMES, DOUGLASIVICE PRESIDENTA Control
GREENE, JAMES, DOUGLASIVICE PRESIDENTA Control
MIHALEK, CHARLES, CIMINORITY SHAREHOLDERA
MIHALEK, CHARLES, CICOUNCIL; MINORITY SHAREHOLDERA
MIHALEK, CHARLES, CICOUNCIL; MINORITY SHAREHOLDERA
MIHALEK, CHARLES, CICOUNCIL; MINORITY SHAREHOLDERA
PAPPAS, JOHN, EIMINORITY SHAREHOLDERA
PAPPAS, JOHN, EIMINORITY SHAREHOLDERA

Registrations

Federal

IA
Apr 1, 2002 REGISTERED

Address

131 PROSPEROUS PLACE
STE 17
LEXINGTON, KY 40509
USA
Phone: 859-263-2204