RIA Intelligence

RTW FINANCIAL ADVISORS INC

CRD #109934 SEC #801-38676 DALLAS, TX 972-960-1212
SEC Registered
Total AUM
$508.5M
Discretionary
$478.3M
Employees
11
Clients
10
Accounts
500

Firm Details

Organization Type
Corporation
State of Formation
Texas
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ROE, PETER, HOWARDICHAIRMAN/TREASURERC Control
ROE, PETER, HOWARDICHAIRMAN/TREASURERC Control
ROE, PETER, HOWARDICHAIRMAN/TREASURERC Control
ROE, PETER, HOWARDIVICE PRESIDENTC Control
ROE, PETER, HOWARDICHAIRMAN/TREASURERC Control
ROE, PETER, HOWARDICHAIRMAN/TREASURERC Control
ROE, PETER, HOWARDICHAIRMAN/TREASURERC Control
ROE, PETER, HOWARDICHAIRMAN/TREASURERC Control
ROE, PETER, HOWARDIVICE PRESIDENTC Control
ROE, PETER, HOWARDIVICE PRESIDENTC Control
ROE, PETER, HOWARDIVICE PRESIDENTC Control
ROE, PETER, HOWARDIVICE PRESIDENTC Control
ROE, PETER, HOWARDIVICE PRESIDENTC Control
ROE, PETER, HOWARDIVICE PRESIDENTC Control
ROE, PETER, HOWARDIVICE PRESIDENTC Control
ROE, PETER, HOWARDIVICE PRESIDENTC Control
ROE, PETER, HOWARDIPRESIDENTC Control
ROE, PETER, HOWARDIPRESIDENTC Control
ROE, PETER, HOWARDIPRESIDENTC Control
ROE, PETER, HOWARDIPRESIDENTC Control
ROE, PETER, HOWARDIPRESIDENTC Control
ROE, PETER, HOWARDIPRESIDENTC Control
ROE, PETER, HOWARDIPRESIDENTC Control
ROE, PETER, HOWARDIPRESIDENTC Control
WILLIAMS, MORRIS, CITREASURER, CHIEF COMPLIANCE OFFICERC Control
WILLIAMS, MORRIS, CITREASURER, CHIEF COMPLIANCE OFFICERC Control
WILLIAMS, MORRIS, CITREASURER, CHIEF COMPLIANCE OFFICERC Control
WILLIAMS, MORRIS, CITREASURER, CHIEF COMPLIANCE OFFICERC Control
WILLIAMS, MORRIS, CITREASURER, CHIEF COMPLIANCE OFFICERC Control
WILLIAMS, MORRIS, CITREASURER, CHIEF COMPLIANCE OFFICERC Control
WILLIAMS, MORRIS, CITREASURER, CHIEF COMPLIANCE OFFICERC Control
WILLIAMS, MORRIS, CITREASURER, CHIEF COMPLIANCE OFFICERC Control
WILLIAMS, MORRIS, C. "KIT"IPRESIDENT, CHIEF COMPLIANCE OFFICERC Control
WILLIAMS, MORRIS, C. "KIT"IPRESIDENT, CHIEF COMPLIANCE OFFICERC Control
WILLIAMS, MORRIS, C. "KIT"IPRESIDENT, CHIEF COMPLIANCE OFFICERC Control
WILLIAMS, MORRIS, C. "KIT"IPRESIDENT, CHIEF COMPLIANCE OFFICERC Control
WILLIAMS, MORRIS, C. "KIT"IPRESIDENT, CHIEF COMPLIANCE OFFICERC Control
WILLIAMS, MORRIS, C. "KIT"IPRESIDENT, CHIEF COMPLIANCE OFFICERC Control
WILLIAMS, MORRIS, CHRISTOPHERIPRESIDENT, CHIEF COMPLIANCE OFFICERC Control
WILLIAMS, MORRIS, CHRISTOPHERIPRESIDENT, CHIEF COMPLIANCE OFFICERC Control
WILLIAMS, MORRIS, CHRISTOPHERIPRESIDENT, CHIEF COMPLIANCE OFFICERC Control
WILLIAMS, MORRIS, CHRISTOPHERIPRESIDENT, CHIEF COMPLIANCE OFFICERC Control
WILLIAMS, MORRIS, CHRISTOPHERIPRESIDENTC Control
WILLIAMS, MORRIS, CHRISTOPHERIPRESIDENTC Control
WILLIAMS, MORRIS, CHRISTOPHERIPRESIDENT, CHIEF COMPLIANCE OFFICERC Control
WILLIAMS, MORRIS, CHRISTOPHERIPRESIDENTC Control
WILLIAMS, MORRIS, CHRISTOPHERIPRESIDENT, CHIEF COMPLIANCE OFFICERC Control
WILLIAMS, MORRIS, CHRISTOPHERIPRESIDENT, CHIEF COMPLIANCE OFFICERC Control

Registrations

Federal

IA
Mar 31, 2025 REGISTERED

Notice Filings (1)

TX

Address

5757 ALPHA ROAD
SUITE 700
DALLAS, TX 75240
United States
Phone: 972-960-1212