AMERICAN EXPRESS BANK, FSB
CRD #109936 SEC #801-57884 MINNEAPOLIS, MN 1-800-461-1726
SEC Registered
Total AUM
$204M
Discretionary
$203.4M
Employees
51
Clients
0
Accounts
574
Firm Details
- Organization Type
- Other (specify) (FEDERAL SAVINGS BANK)
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 28, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOHN, KAREN, MARIE | I | EXTERNAL DIRECTOR | NA | Control |
| BOHN, KAREN, MARIE | I | EXTERNAL DIRECTOR | NA | Control |
| BOHN, KAREN, MARIE | I | OUTSIDE DIRECTOR | NA | Control |
| BOHN, KAREN, MARIE | I | EXTERNAL DIRECTOR | NA | Control |
| BOHN, KAREN, MARIE | I | EXTERNAL DIRECTOR | NA | Control |
| BOLENDER, SHAWN, 0FOGARTY | I | VP & SENIOR TRUST OFFICER | NA | Control |
| BOLENDER, SHAWN, 0FOGARTY | I | VP & SENIOR TRUST OFFICER | NA | Control |
| BOLENDER, SHAWN, 0FOGARTY | I | VP & SENIOR TRUST OFFICER | NA | Control |
| BOLENDER, SHAWN, 0FOGARTY | I | VP & SENIOR TRUST OFFICER | NA | Control |
| BOSROCK, RONALD, M. | I | OUTSIDE DIRECTOR | NA | Control |
| FELLMAN, DEBRA, ANN | I | CONTROLLER | NA | Control |
| FOLLETT, DANIEL, LESLIE | I | CFO AND TREASURER | NA | Control |
| GARCIAZ, MARIA | I | EXTERNAL DIRECTOR | NA | Control |
| GARCIAZ, MARIA | I | EXTERNAL DIRECTOR | NA | Control |
| GARCIAZ, MARIA | I | EXTERNAL DIRECTOR | NA | Control |
| GARCIAZ, MARIA | I | EXTERNAL DIRECTOR | NA | Control |
| GUSTAFSON, DAVID, CARL | I | PERSONAL TRUST COMPLIANCE OFFICER | NA | Control |
| GUSTAFSON, DAVID, CARL | I | PERSONAL TRUST CHIEF COMPLIANCE OFFICER | NA | |
| GUSTAFSON, DAVID, CARL | I | PERSONAL TRUST COMPLIANCE OFFICER | NA | Control |
| GUSTAFSON, DAVID, CARL | I | PERSONAL TRUST COMPLIANCE OFFICER | NA | Control |
| HACKBART, JAMES, WALTER | I | VP, SENIOR TRUST OFFICER | NA | Control |
| HACKBART, JAMES, WALTER | I | VP, SENIOR TRUST OFFICER | NA | Control |
| HACKBART, JAMES, WALTER | I | VP, SENIOR TRUST OFFICER | NA | Control |
| HACKBART, JAMES, WALTER | I | VP, SENIOR TRUST OFFICER | NA | Control |
| HACKBART, JAMES, WALTER | I | VP, SENIOR TRUST OFFICER | NA | Control |
| HAGBERG, SCOTT, RANDALL | I | INVESTMENT OFFICER | NA | Control |
| HAGBERG, SCOTT, RANDALL | I | INVESTMENT OFFICER | NA | Control |
| HAGBERG, SCOTT, RANDALL | I | INVESTMENT OFFICER | NA | Control |
| HAGBERG, SCOTT, RANDALL | I | INVESTMENT OFFICER | NA | Control |
| HAGBERG, SCOTT, RANDALL | I | INVESTMENT OFFICER | NA | Control |
| ISAAC, WILLIAM | I | EXTERNAL DIRECTOR | NA | Control |
| ISAAC, WILLIAM | I | EXTERNAL DIRECTOR | NA | Control |
| ISAAC, WILLIAM | I | EXTERNAL DIRECTOR | NA | Control |
| LEFFERTS, PETER, ALBERT | I | EXTERNAL DIRECTOR | NA | Control |
| LEFFERTS, PETER, ALBERT | I | EXTERNAL DIRECTOR | NA | Control |
| LEFFERTS, PETER, ALBERT | I | EXTERNAL DIRECTOR | NA | Control |
| LEFFERTS, PETER, ALBERT | I | EXTERNAL DIRECTOR | NA | Control |
| LINDQUIST, JULIE | I | PRESIDENT | NA | Control |
| LINDQUIST, JULIE | I | PRESIDENT | NA | Control |
| LOBO, STEPHEN, MICHAEL | I | TREASURER | NA | Control |
| LOBO, STEPHEN, MICHAEL | I | TREASURER | NA | Control |
| LOBO, STEPHEN, MICHAEL | I | TREASURER | NA | Control |
| MCBURNEY, THOMAS, R. | I | OUTSIDE DIRECTOR | NA | Control |
| MCCARTHY, FRANK, AMBROSE | I | VICE PRESIDENT BROKERED PRODUCTS AND PERSONAL TRUST SERVICES | NA | Control |
| MCKENZIE, SARAH, MARY | I | VP, BROKERAGE AND MANAGED PRODUCTS | NA | Control |
| MCKENZIE, SARAH, MARY | I | VP-WRAP & PERSONAL TRUST | NA | Control |
| MCKENZIE, SARAH, MARY | I | VP, BROKERAGE AND MANAGED PRODUCTS | NA | Control |
| MCKENZIE, SARAH, MARY | I | VP, BROKERAGE AND MANAGED PRODUCTS | NA | Control |
| MEEHAN, TIMOTHY, S | I | SECRETARY | NA | |
| NORDMEYER, GREGORY, ALAN | I | VICE PRESIDENT - PERSONAL TRUST SERVICES | NA | Control |
| NORDMEYER, GREGORY, ALAN | I | PRESIDENT | NA | Control |
| PATTON, PAUL | I | CORPORATE SECRETARY | NA | Control |
| PATTON, PAUL | I | CORPORATE SECRETARY | NA | Control |
| PATTON, PAUL | I | CORPORATE SECRETARY | NA | Control |
| PEDERSEN, CLIFFORD, N. | I | COMPLIANCE OFFICER | NA | Control |
| PHELAN, ROBERT, EARLE | I | INTERNAL DIRECTOR | NA | Control |
| PHELAN, ROBERT, EARLE | I | INTERNAL DIRECTOR | NA | Control |
| PHELAN, ROBERT, EARLE | I | INTERNAL DIRECTOR | NA | Control |
| PHELAN, ROBERT, EARLE | I | INTERNAL DIRECTOR | NA | Control |
| POULSEN, DAVID, EDWARD | I | CHAIRMAN, CEO AND DIRECTOR | NA | Control |
| POULSEN, DAVID, EDWARD | I | PRESIDENT, CEO AND CHIEF OPERATING OFFICER | NA | Control |
| POULSEN, DAVID, EDWARD | I | CHAIRMAN, CEO AND DIRECTOR | NA | Control |
| RADLE, ROBERT, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RADLE, ROBERT, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RADLE, ROBERT, CHARLES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHERMAN, MICHAEL, A | I | COMPLIANCE OFFICER | NA | Control |
| SHERMAN, MICHAEL, A | I | BANK COMPLIANCE OFFICER | NA | Control |
| SHERMAN, MICHAEL, A | I | COMPLIANCE OFFICER | NA | Control |
| SHORT, DOUGLAS, HAZEN | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| STICHA, SCOT, CHARLES | I | DIRECTOR TRUST ADMINISTRATION AND OPERATIONS | NA | Control |
| STICHA, SCOT, CHARLES | I | DIRECTOR TRUST ADMINISTRATION AND OPERATIONS | NA | Control |
| STICHA, SCOT, CHARLES | I | DIRECTOR TRUST ADMINISTRATION AND OPERATIONS | NA | Control |
| STICHA, SCOT, CHARLES | I | DIRECTOR TRUST ADMINISTRATION AND OPERATIONS | NA | Control |
| STOVALL, RONALD, C. | I | CHAIRMAN OF THE BOARD | NA | Control |
| STOVALL, RONALD, C. | I | CHAIRMAN OF THE BOARD | NA | Control |
| SWEENEY, JOSEPH, EDWARD | I | SENIOR VICE PRESIDENT, GENERAL MANAGER-US BROKERAGE AND MEMBERSHIP BANKING | NA | |
| WEIMER, BETH, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOWAN, DAVID, L. | I | INTERNAL DIRECTOR | NA | Control |
| YOWAN, DAVID, L. | I | INTERNAL DIRECTOR | NA | Control |
| YOWAN, DAVID, L. | I | TREASURER | NA | Control |
| YOWAN, DAVID, L. | I | INTERNAL DIRECTOR | NA | Control |
| YOWAN, DAVID, L. | I | INTERNAL DIRECTOR | NA | Control |
| AMERICAN EXPRESS TRAVEL RELATED SERVICES COMPANY, INC. | DE | SHAREHOLDER | E | Control |
| AMERICAN EXPRESS TRAVEL RELATED SERVICES INC. | DE | SHAREHOLDER | D | Control |
| AMERICAN EXPRESS TRAVEL RELATED SERVICES INC. | DE | SHAREHOLDER | D | Control |
| AMERICAN EXPRESS TRAVEL RELATED SERVICES INC. | DE | SHAREHOLDER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS BANK, FSB | D | Control |
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS TRAVEL RELATED SERVICES COMPANY, INC. | D | Control |
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS BANK, FSB | D | Control |
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS BANK, FSB | D | Control |
| AMERICAN EXPRESS FINANCIAL CORPORATION | DE | AMERICAN EXPRESS PERSONAL TRUST SERVICES, FSB | D | Control |
Registrations
Federal
IA
Oct 28, 2005 REGISTERED
Address
1581 AMERIPRISE FINANCIAL CENTERMINNEAPOLIS, MN 55474
USA
Phone: 1-800-461-1726