STRATEGY ASSET MANAGERS L.L.C.
CRD #109939 SEC #801-60049 PASADENA, CA 626-657-0559
SEC Registered Private Funds
Total AUM
$741.5M
Discretionary
$741.5M
Employees
9
Clients
101
Accounts
1,099
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 30, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CONNOLLY PINTO, CECILIA | I | CHIEF FINANCIAL OFFICER | NA | |
| CONNOLLY PINTO, CECILIA | I | CHIEF FINANCIAL OFFICER | NA | |
| CONNOLLY PINTO, CECILIA | I | CHIEF FINANCIAL OFFICER | NA | |
| CONNOLLY PINTO, CECILIA | I | CHIEF FINANCIAL OFFICER | NA | |
| CONNOLLY PINTO, CECILIA | I | CHIEF FINANCIAL OFFICER | NA | |
| CONNOLLY PINTO, CECILIA | I | CHIEF FINANCIAL OFFICER | NA | |
| DEMICHELE, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | |
| DEMICHELE, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | |
| DEMICHELE, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | |
| DEMICHELE, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | |
| DEMICHELE, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | |
| DEMICHELE, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | |
| DEMICHELE, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | |
| DEMICHELE, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | |
| DEMICHELE, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | |
| DEMICHELE, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | |
| DEMICHELE, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | |
| DEMICHELE, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | |
| DEMICHELE, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | |
| DEMICHELE, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | |
| DEMICHELE, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | |
| DEMICHELE, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | |
| DEMICHELE, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | |
| DEMICHELE, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | |
| DEMICHELE, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | |
| DORREL, NEIL, OLIVER | I | MANAGING DIRECTOR, SALES AND MARKETING | NA | |
| DORREL, NEIL, OLIVER | I | MANAGING DIRECTOR, SALES AND MARKETING | NA | |
| DORREL, NEIL, OLIVER | I | MANAGING DIRECTOR, SALES AND MARKETING | NA | |
| DORREL, NEIL, OLIVER | I | MANAGING DIRECTOR, SALES AND MARKETING | NA | |
| DORREL, NEIL, OLIVER | I | MANAGING DIRECTOR, SALES AND MARKETING | NA | |
| DORREL, NEIL, OLIVER | I | MANAGING DIRECTOR, SALES AND MARKETING | NA | |
| DORREL, NEIL, OLIVER | I | MANAGING DIRECTOR, SALES AND MARKETING | NA | |
| DORREL, NEIL, OLIVER | I | MANAGING DIRECTOR, SALES AND MARKETING | NA | |
| DORREL, NEIL, OLIVER | I | MANAGING DIRECTOR, SALES AND MARKETING | NA | |
| DORREL, NEIL, OLIVER | I | MANAGING DIRECTOR, SALES AND MARKETING | NA | |
| DORREL, NEIL, OLIVER | I | MANAGING DIRECTOR, SALES AND MARKETING | NA | |
| DORREL, NEIL, OLIVER | I | MANAGING DIRECTOR, SALES AND MARKETING | NA | |
| DORREL, NEIL, OLIVER | I | MANAGING DIRECTOR, SALES AND MARKETING | NA | |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HULICK, THOMAS, WOODWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAMISON, DENIS, PETER | I | SENIOR VICE PRESIDENT | NA | |
| JAMISON, DENIS, PETER | I | SENIOR VICE PRESIDENT | NA | |
| JAMISON, DENIS, PETER | I | SENIOR VICE PRESIDENT | NA | |
| JAMISON, DENIS, PETER | I | SENIOR VICE PRESIDENT | NA | |
| JAMISON, DENIS, PETER | I | SENIOR VICE PRESIDENT | NA | |
| JAMISON, DENIS, PETER | I | SENIOR VICE PRESIDENT | NA | |
| JENSEN, BRUCE, JOHN | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| JENSEN, BRUCE, JOHN | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| JENSEN, BRUCE, JOHN | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| JENSEN, BRUCE, JOHN | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| JENSEN, BRUCE, JOHN | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| JENSEN, BRUCE, JOHN | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| JENSEN, BRUCE, JOHN | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| JENSEN, BRUCE, JOHN | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| JENSEN, BRUCE, JOHN | I | CHIEF COMPLIANCE OFFICER , CHIEF OPERATING OFFICER, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JENSEN, BRUCE, JOHN | I | CHIEF COMPLIANCE OFFICER , CHIEF OPERATING OFFICER, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JENSEN, BRUCE, JOHN | I | CHIEF COMPLIANCE OFFICER , CHIEF OPERATING OFFICER, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JENSEN, BRUCE, JOHN | I | CHIEF OPERATING OFFICER, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JENSEN, BRUCE, JOHN | I | CHIEF OPERATING OFFICER, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JENSEN, BRUCE, JOHN | I | CHIEF COMPLIANCE OFFICER , CHIEF OPERATING OFFICER, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JENSEN, BRUCE, JOHN | I | CHIEF COMPLIANCE OFFICER , CHIEF OPERATING OFFICER, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JENSEN, BRUCE, JOHN | I | CHIEF OPERATING OFFICER, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JENSEN, BRUCE, JOHN | I | CHIEF OPERATING OFFICER, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JENSEN, BRUCE, JOHN | I | CHIEF OPERATING OFFICER, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JENSEN, BRUCE, JOHN | I | CHIEF OPERATING OFFICER, CO-CHIEF INVESTMENT OFFICER | NA | Control |
| MARKEL, GREGORY, SCOTT | I | MANAGING DIRECTOR, SENIOR PORTFOLIO MANANGER | NA | |
| MARKEL, GREGORY, SCOTT | I | MANAGING DIRECTOR, SENIOR PORTFOLIO MANANGER | NA | |
| MARKEL, GREGORY, SCOTT | I | MANAGING DIRECTOR, SENIOR PORTFOLIO MANANGER | NA | |
| MARKEL, GREGORY, SCOTT | I | MANAGING DIRECTOR, SENIOR PORTFOLIO MANANGER | NA | |
| MARKEL, GREGORY, SCOTT | I | MANAGING DIRECTOR, SENIOR PORTFOLIO MANANGER | NA | |
| MARKEL, GREGORY, SCOTT | I | MANAGING DIRECTOR, SENIOR PORTFOLIO MANANGER | NA | |
| MARKEL, GREGORY, SCOTT | I | MANAGING DIRECTOR, SENIOR PORTFOLIO MANANGER | NA | |
| MARKEL, GREGORY, SCOTT | I | MANAGING DIRECTOR, SENIOR PORTFOLIO MANANGER | NA | |
| MARKEL, GREGORY, SCOTT | I | MANAGING DIRECTOR, SENIOR INVESTMENT STRATEGIST. | NA | |
| MARKEL, GREGORY, SCOTT | I | MANAGING DIRECTOR, SENIOR PORTFOLIO MANANGER | NA | |
| MARKEL, GREGORY, SCOTT | I | MANAGING DIRECTOR, SENIOR PORTFOLIO MANANGER | NA | |
| MARKEL, GREGORY, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | |
| MARKEL, GREGORY, SCOTT | I | MANAGING DIRECTOR, SENIOR PORTFOLIO MANANGER | NA | |
| WAPNICK, ALAN, H | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, H | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, H | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, H | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, H | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WAPNICK, ALAN, HOWARD | I | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMAN-SANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMANSANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMANSANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WATERMANSANTIAGO, CECELIA, LOUISE | I | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | NA | |
| WELCH, CHRISTOPHER, JOHN | I | CHIEF FINANCIAL OFFICER | NA | |
| WELCH, CHRISTOPHER, JOHN | I | CHIEF FINANCIAL OFFICER | NA | |
| WELCH, CHRISTOPHER, JOHN | I | CHIEF FINANCIAL OFFICER | NA | |
| DEMICHELE, ROBERT, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DEMICHELE, ROBERT, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DEMICHELE, ROBERT, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DEMICHELE, ROBERT, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DEMICHELE, ROBERT, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DEMICHELE, ROBERT, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DEMICHELE, ROBERT, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DEMICHELE, ROBERT, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DEMICHELE, ROBERT, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DEMICHELE, ROBERT, MICHAEL | I | PRESIDENT | E | Control |
| DEMICHELE, ROBERT, MICHAEL | I | PRESIDENT | E | Control |
| DEMICHELE, ROBERT, MICHAEL | I | PRESIDENT | E | Control |
| DEMICHELE, ROBERT, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DEMICHELE, ROBERT, MICHAEL | I | PRESIDENT | E | Control |
| DEMICHELE, ROBERT, MICHAEL | I | PRESIDENT | E | Control |
| DEMICHELE, ROBERT, MICHAEL | I | PRESIDENT | E | Control |
| DEMICHELE, ROBERT, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DEMICHELE, ROBERT, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DEMICHELE, ROBERT, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DEMICHELE, ROBERT, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DEMICHELE, ROBERT, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DEMICHELE, ROBERT, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DEMICHELE, ROBERT, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| HULICK CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | E | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
| HULICK, THOMAS, WOODWARD | I | HULICK CAPITAL MANAGEMENT LLC | C | Control |
Registrations
Federal
IA
Apr 30, 2025 REGISTERED
Notice Filings (22)
AK AZ CA CO CT FL HI IL IN KY LA MI NC NJ NV NY PA TX UT VA WA WV
Address
790 E. COLORADO BLVDSUITE 200
PASADENA, CA 91101
United States
Phone: 626-657-0559