RIA Intelligence

ARIES ADVISORS LLC

CRD #109942 SEC #801-60063 NEW YORK, NY 212-325-2000
SEC Registered
Total AUM
$294M
Discretionary
$294M
Employees
5
Clients
--
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 3, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DODES, IVY, BICHIEF COMPLIANCE OFFICERNA Control
DODES, IVY, BICHIEF COMPLIANCE OFFICERNA Control
DODES, IVY, BICHIEF COMPLIANCE OFFICERNA Control
DODES, IVY, BICHIEF COMPLIANCE OFFICERNA Control
ROGERS, HARTLEY, RAYMONDIMEMBERD Control
ROGERS, HARTLEY, RAYMONDIMEMBERD Control
ROGERS, HARTLEY, RAYMONDIMEMBERD Control
ROGERS, HARTLEY, RAYMONDIMEMBERD Control
ROGERS, HARTLEY, RAYMONDIMEMBERD Control
ROGERS, HARTLEY, RAYMONDIMEMBERD Control
ROGERS, HARTLEY, RAYMONDIMEMBERD Control
SCHMERTZLER, MICHAELIMEMBERD Control
SCHMERTZLER, MICHAELIMEMBERD Control
SCHMERTZLER, MICHAELIMEMBERD Control
SCHMERTZLER, MICHAELIMEMBERD Control
SCHMERTZLER, MICHAELIMEMBERD Control
SCHMERTZLER, MICHAELIMEMBERD Control
SCHMERTZLER, MICHAELIMEMBERD Control

Registrations

Federal

IA
Oct 3, 2005 REGISTERED

Address

C/O CREDIT SUISSE FIRST BOSTON
ONE MADISON AVENUE, MEZZANINE LEVEL
NEW YORK, NY 10010
USA
Phone: 212-325-2000