BOZARTH INVESTMENT MANAGEMENT, INC.
Legal name: BOZARTH INVESTMENT MNGT
CRD #109958 SEC #801-67736 SPOKANE, WA 509-755-5001
SEC Registered
Total AUM
$12M
Discretionary
$12M
Employees
5
Clients
0
Accounts
256
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 10, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOZARTH, GORDON, DAVID | I | PRESIDENT | E | Control |
| BOZARTH, GORDON, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOZARTH, GORDON, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOZARTH, GORDON, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOZARTH, GORDON, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOZARTH, GORDON, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOZARTH, GORDON, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOZARTH, GORDON, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOZARTH, GORDON, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOZARTH, GORDON, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BOZARTH, GORDON, DAVID | I | PRESIDENT | E | Control |
| BOZARTH, GORDON, DAVID | I | PRESIDENT | E | Control |
| BOZARTH, GORDON, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MURPHY, DANIEL, CLARY | I | CHIEF COMPLIANCE OFFICER/VP | B | Control |
Registrations
Federal
IA
May 10, 2011 REGISTERED
Notice Filings (2)
ID WA
Address
5915 SOUTH REGAL STREET STE. 202STE 501
SPOKANE, WA 99223-6970
United States
Phone: 509-755-5001