ESSEX INVESTMENT MANAGEMENT COMPANY, LLC
CRD #109962 SEC #801-55496 BOSTON, MA 617-342-3200
SEC Registered Private Funds
Total AUM
$610.2M
Discretionary
$610.2M
Employees
12
Clients
--
Accounts
124
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 1, 2025
- Branch Offices
- 1
- LEI
- 5493006L0QZW93PSTY37
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLEN, LAURA, J | I | SENIOR PRINCIPAL & PORTFOLIO MANAGER | NA | |
| BEANE, ROY, L | I | VP/DIRECTOR OF TECHNOLOGY | NA | |
| BECKHAM, RICHARD, DANIEL | I | VP OF MARKETING | NA | |
| BECKHAM, RICHARD, DANIEL | I | MANAGING PRINCIPAL | NA | |
| BLAKEY, THOMAS | I | SENIOR PRINCIPAL & ANALYST | NA | |
| CLARK, STEPHEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CORTEZ, LUIS, RAFAEL | I | SENIOR PRINCIPAL & ANALYST | NA | |
| COULTER, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | |
| COULTER, DEBORAH, ANN | I | SENIOR PRINCIPAL & CHIEF FINANCIAL OFFICER | NA | |
| COULTER, DEBORAH, ANN | I | SENIOR PRINCIPAL & CHIEF FINANCIAL OFFICER | NA | |
| COULTER, DEBORAH, ANN | I | SENIOR PRINCIPAL & CHIEF FINANCIAL OFFICER | NA | |
| COULTER, DEBORAH, ANN | I | SENIOR PRINCIPAL & CHIEF FINANCIAL OFFICER | NA | |
| COULTER, DEBORAH, ANN | I | SENIOR PRINCIPAL & CHIEF FINANCIAL OFFICER | NA | |
| COULTER, DEBORAH, ANN | I | SENIOR PRINCIPAL & CHIEF FINANCIAL OFFICER | NA | |
| COURNAN, MARTIN, PIERCE | I | SENIOR TRADER & NON-MANAGING MEMBER | NA | |
| COURNAN, MARTIN, PIERCE | I | SENIOR TRADER & NON-MANAGING MEMBER | NA | |
| COURNAN, MARTIN, PIERCE | I | SENIOR TRADER & NON-MANAGING MEMBER | NA | |
| COURNAN, MARTIN, PIERCE | I | SENIOR TRADER & NON-MANAGING MEMBER | NA | |
| COURNAN, MARTIN, PIERCE | I | SENIOR TRADER & NON-MANAGING MEMBER | NA | |
| COURNAN, MARTIN, PIERCE | I | SENIOR TRADER & NON-MANAGING MEMBER | NA | |
| COURNAN, MARTIN, PIERCE | I | SENIOR TRADER & NON-MANAGING MEMBER | NA | |
| CUTLER, STEPHEN, DAVID | I | MANAGING PRINCIPAL & PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | MANAGING PRINCIPAL & PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | MANAGING PRINCIPAL & PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | MANAGING PRINCIPAL & PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | MANAGING PRINCIPAL & PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | MANAGING PRINCIPAL & PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | MANAGING PRINCIPAL & PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | MANAGING PRINCIPAL & PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | MANAGING PRINCIPAL & PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | MANAGING PRINCIPAL & PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | MANAGING PRINCIPAL & PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | MANAGING PRINCIPAL & PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | MANAGING PRINCIPAL & PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | MANAGING PRINCIPAL & PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | MANAGING PRINCIPAL & PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | MANAGING PRINCIPAL & PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | MANAGING PRINCIPAL & PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | NON-MANAGING MEMBER & PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | MANAGING PRINCIPAL & PRESIDENT | NA | Control |
| CUTLER, STEPHEN, DAVID | I | PRESIDENT AND MANAGER | NA | Control |
| CUTLER, STEPHEN, DAVID | I | PRESIDENT AND MANAGER | NA | Control |
| CUTLER, STEPHEN, DAVID | I | PRESIDENT AND MANAGER | NA | Control |
| CUTLER, STEPHEN, DAVID | I | PRESIDENT AND MANAGER | NA | Control |
| Cutler, Stephen, D | I | PRESIDENT AND MANAGING MEMBER | NA | Control |
| Cutler, Stephen, D | I | PRESIDENT AND MANAGING MEMBER | NA | Control |
| Cutler, Stephen, D | I | PRESIDENT AND MANAGING MEMBER | NA | Control |
| Cutler, Stephen, D | I | PRESIDENT AND MANAGING MEMBER | NA | Control |
| FORSE, ALEXANDER, ARMOUR | I | SENIOR PORTFOLIO MANAGER & NON-MANAGING MEMBER | NA | |
| FORSE, ALEXANDER, ARMOUR | I | SENIOR PORTFOLIO MANAGER & NON-MANAGING MEMBER | NA | |
| FORSE, ALEXANDER, ARMOUR | I | SENIOR PORTFOLIO MANAGER & NON-MANAGING MEMBER | NA | |
| FORSE, ALEXANDER, ARMOUR | I | SENIOR PORTFOLIO MANAGER & NON-MANAGING MEMBER | NA | |
| GOSS, DAVID, MCLAUGHLIN | I | SENIOR PRINCIPAL & PORTFOLIO MANAGER | NA | |
| GOSS, DAVID, MCLAUGHLIN | I | SENIOR PRINCIPAL & PORTFOLIO MANAGER | NA | |
| GOSS, DAVID, MCLAUGHLIN | I | SENIOR PRINCIPAL & PORTFOLIO MANAGER | NA | |
| Giroux, Elizabeth, Ferns | I | HEAD TRADER & NON-MANAGING MEMBER | NA | |
| Giroux, Elizabeth, Ferns | I | HEAD TRADER & NON-MANAGING MEMBER | NA | |
| Giroux, Elizabeth, Ferns | I | HEAD TRADER & NON-MANAGING MEMBER | NA | |
| Giroux, Elizabeth, Ferns | I | HEAD TRADER & NON-MANAGING MEMBER | NA | |
| Giroux, Elizabeth, Ferns | I | HEAD TRADER & NON-MANAGING MEMBER | NA | |
| Giroux, Elizabeth, Ferns | I | HEAD TRADER & NON-MANAGING MEMBER | NA | |
| Giroux, Elizabeth, Ferns | I | HEAD TRADER & NON-MANAGING MEMBER | NA | |
| KORN, KAREN, RAPHAELSON | I | PRINCIPAL & DIRECTOR OF RESEARCH | NA | |
| KORN, KAREN, RAPHAELSON | I | PRINCIPAL & DIRECTOR OF RESEARCH | NA | |
| LEWIS, CRAIG, STEPHEN | I | PRINCIPAL & PORTFOLIO MANAGER | NA | |
| MACCOLL, MALCOLM | I | CO-CEO/MANAGING PRINCIPAL | NA | Control |
| MACCOLL, MALCOLM | I | VICE PRESIDENT | NA | |
| MACCOLL, MALCOLM | I | MANAGING PRINCIPAL | NA | Control |
| MACCOLL, MALCOLM | I | CO-CEO/MANAGING PRINCIPAL | NA | Control |
| MACCOLL, MALCOLM | I | CO-CEO/MANAGING PRINCIPAL | NA | Control |
| MACCOLL, MALCOLM | I | MANAGING PRINCIPAL | NA | |
| MCCARTHY, MICHAEL, S | I | CCO & DIRECTOR OF OPERATIONS | NA | |
| MCCARTHY, MICHAEL, S | I | CCO & CHIEF OPERATING OFFICER | NA | |
| MCCARTHY, MICHAEL, S | I | CCO & DIRECTOR OF OPERATIONS | NA | |
| MCCARTHY, MICHAEL, S | I | CCO & DIRECTOR OF OPERATIONS | NA | |
| MCCARTHY, MICHAEL, S | I | CCO & DIRECTOR OF OPERATIONS | NA | |
| MCCARTHY, MICHAEL, S | I | CCO & DIRECTOR OF OPERATIONS | NA | |
| MCCARTHY, MICHAEL, STEPHEN | I | CCO & CHIEF OPERATING OFFICER | NA | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | CCO & CHIEF OPERATING OFFICER | NA | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | CCO & CHIEF OPERATING OFFICER | NA | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | CCO & CHIEF OPERATING OFFICER | NA | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | CCO & CHIEF OPERATING OFFICER | NA | |
| MCCARTHY, MICHAEL, STEPHEN | I | CCO & CHIEF OPERATING OFFICER | NA | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | CCO/COO/MANAGER | NA | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | CCO/COO/MANAGER | NA | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | CCO/COO/MANAGER | NA | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | CCO/COO/MANAGER | NA | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | CCO/COO/MANAGING MEMBER | NA | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | CCO/COO/MANAGING MEMBER | NA | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | CCO/COO/MANAGING MEMBER | NA | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | CCO/COO/MANAGING MEMBER | NA | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | CCO/COO/MANAGING MEMBER | NA | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | CCO/COO/MANAGING MEMBER | NA | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | CCO/COO/MANAGING MEMBER | NA | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | CCO/COO/MANAGING MEMBER | NA | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | CCO/COO/MANAGING MEMBER | NA | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | CCO/COO/MANAGING MEMBER | NA | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | CCO/COO/MANAGING MEMBER | NA | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | CCO/COO/MANAGING MEMBER | NA | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | CCO/COO/MANAGING MEMBER | NA | Control |
| MCCONNELL, CHRISTOPHER, PAUL | I | CEO/MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCONNELL, CHRISTOPHER, PAUL | I | CEO/MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCONNELL, CHRISTOPHER, PAUL | I | CO-CEO/MANAGING PRINCIPAL/CFO/ CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCONNELL, CHRISTOPHER, PAUL | I | VP/CFO/COMPLIANCE OFFICER | NA | Control |
| MCCONNELL, CHRISTOPHER, PAUL | I | CEO/MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCONNELL, CHRISTOPHER, PAUL | I | CEO/MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCONNELL, CHRISTOPHER, PAUL | I | MANAGING PRINCIPAL/CFO/COMPLIANCE OFFICER | NA | Control |
| MCCONNELL, CHRISTOPHER, PAUL | I | CEO/MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCONNELL, CHRISTOPHER, PAUL | I | CEO/MANAGING PRINCIPAL/CFO/ CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCONNELL, CHRISTOPHER, PAUL | I | CO-CEO/MANAGING PRINCIPAL/CFO/ CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCONNELL, CHRISTOPHER, PAUL | I | CO-CEO/MANAGING PRINCIPAL/CFO/ CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCONNELL, CHRISTOPHER, PAUL | I | CEO/MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCONNELL, CHRISTOPHER, PAUL | I | MANAGING PRINCIPAL/CFO/COMPLIANCE OFFICER | NA | Control |
| MCCONNELL, CHRISTOPHER, PAUL | I | CEO/MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNAY, COLIN, SCOTT | I | VP/ANALYST, P.M., RESEARCH DIRECTOR | NA | Control |
| MCNAY, COLIN, SCOTT | I | PRINCIPAL, P.M. | NA | Control |
| MCSWEENEY, TIMOTHY, JOHN | I | PRINCIPAL/ANALYST | NA | |
| MCSWEENEY, TIMOTHY, JOHN | I | PRINCIPAL, P.M. | NA | |
| MOLINO, KIMBERLY | I | VP/ANALYST | NA | |
| MUNRO, RYEN, G. | I | VP/HEAD TRADER | NA | |
| NOBLE, A | I | SENIOR VP/FIXED INCOME | NA | |
| PINTO, JENNIFER | I | SENIOR PRINCIPAL & ANALYST | NA | |
| PRIAL, NANCY, BETH | I | SENIOR PRINCIPAL & PORTFOLIO MANAGER | NA | |
| PRIAL, NANCY, BETH | I | SENIOR PRINCIPAL & PORTFOLIO MANAGER | NA | |
| PRIAL, NANCY, BETH | I | SENIOR PRINCIPAL & PORTFOLIO MANAGER | NA | |
| PRIAL, NANCY, BETH | I | SENIOR PRINCIPAL & PORTFOLIO MANAGER | NA | |
| PRIAL, NANCY, BETH | I | SENIOR PRINCIPAL & PORTFOLIO MANAGER | NA | |
| PRIAL, NANCY, BETH | I | SENIOR PRINCIPAL & PORTFOLIO MANAGER | NA | |
| SACKS, SARALYN | I | SENIOR PRINCIPAL & ANALYST | NA | |
| STICKELLS, SUSAN | I | SENIOR PRINCIPAL & PORTFOLIO MANAGER | NA | |
| STICKELLS, SUSAN | I | SENIOR PRINCIPAL & PORTFOLIO MANAGER | NA | |
| STICKELLS, SUSAN | I | VICE PRESIDENT | NA | |
| STICKELLS, SUSAN | I | SENIOR PRINCIPAL & PORTFOLIO MANAGER | NA | |
| STICKELLS, SUSAN | I | SENIOR PRINCIPAL & PORTFOLIO MANAGER | NA | |
| STICKELLS, SUSAN | I | SENIOR PRINCIPAL & PORTFOLIO MANAGER | NA | |
| STICKELLS, SUSAN | I | SENIOR PRINCIPAL & PORTFOLIO MANAGER | NA | |
| STICKELLS, SUSAN | I | SENIOR PRINCIPAL & PORTFOLIO MANAGER | NA | |
| STICKELLS, SUSAN | I | PRINCIPAL, P.M. | NA | |
| UEK, ROBERT, JOSEPH | I | CO-CEO | NA | Control |
| UEK, ROBERT, JOSEPH | I | CO-CEO | NA | Control |
| UEK, ROBERT, JOSEPH | I | CO-CEO | NA | Control |
| UEK, ROBERT, JOSEPH | I | CO-CEO | NA | Control |
| UEK, ROBERT, JOSEPH | I | CO-CEO | NA | Control |
| UEK, ROBERT, JOSEPH | I | CO-CEO AND MANAGER | NA | Control |
| UEK, ROBERT, JOSEPH | I | CO-CEO AND MANAGER | NA | Control |
| UEK, ROBERT, JOSEPH | I | CO-CEO AND MANAGER | NA | Control |
| UEK, ROBERT, JOSEPH | I | CO-CEO AND MANAGER | NA | Control |
| UEK, ROBERT, JOSEPH | I | CO-CEO & MANAGING MEMBER | NA | Control |
| UEK, ROBERT, JOSEPH | I | CO-CEO & MANAGING MEMBER | NA | Control |
| UEK, ROBERT, JOSEPH | I | CO-CEO & MANAGING MEMBER | NA | Control |
| UEK, ROBERT, JOSEPH | I | CO-CEO & MANAGING MEMBER | NA | Control |
| UEK, ROBERT, JOSEPH | I | CO-CEO & MANAGING MEMBER | NA | Control |
| UEK, ROBERT, JOSEPH | I | CO-CEO & MANAGING MEMBER | NA | Control |
| UEK, ROBERT, JOSEPH | I | CO-CEO & MANAGING MEMBER | NA | Control |
| UEK, ROBERT, JOSEPH | I | CO-CEO & MANAGING MEMBER | NA | Control |
| UEK, ROBERT, JOSEPH | I | CO-CEO & MANAGING MEMBER | NA | Control |
| UEK, ROBERT, JOSEPH | I | CO-CEO & MANAGING MEMBER | NA | Control |
| UEK, ROBERT, JOSEPH | I | CO-CEO & MANAGING MEMBER | NA | Control |
| UEK, ROBERT, JOSEPH | I | CO-CEO & MANAGING MEMBER | NA | Control |
| UEK, ROBERT, JOSEPH | I | CO-CEO & MANAGING MEMBER | NA | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | MANAGING MEMBER | E | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | MANAGING MEMBER | E | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | MANAGING MEMBER | E | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | MANAGING MEMBER | E | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | MANAGING MEMBER | E | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | MANAGING MEMBER | E | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | MANAGING MEMBER | E | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | MANAGING MEMBER | E | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | MANAGING MEMBER | E | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | MANAGING MEMBER | E | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING PRINCIPAL & CHAIRMAN & CEO | E | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING PRINCIPAL & CHAIRMAN & CEO | E | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING PRINCIPAL & CHAIRMAN & CEO | E | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING MEMBER & CHAIRMAN & CEO | E | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | MANAGING MEMBER | D | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | MANAGING MEMBER | D | Control |
| AMG BOSTON HOLDINGS, LLC | DE | MANAGING MEMBER | D | Control |
| AMG BOSTON HOLDINGS, LLC | DE | MANAGING MEMBER | D | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING MEMBER & CHAIRMAN | D | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING MEMBER & CHAIRMAN | D | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING MEMBER & CHAIRMAN | D | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING PRINCIPAL & CHAIRMAN & CEO | D | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING PRINCIPAL & CHAIRMAN & CEO | D | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING MEMBER & CHAIRMAN | D | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING MEMBER & CHAIRMAN | D | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING PRINCIPAL & CHAIRMAN & CEO | D | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING MEMBER & CHAIRMAN | D | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING MEMBER & CHAIRMAN | D | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING MEMBER & CHAIRMAN | D | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING MEMBER & CHAIRMAN | D | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | CHAIRMAN & MANAGING MEMBER | C | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | CHAIRMAN & MANAGING MEMBER | C | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | CHAIRMAN & MANAGING MEMBER | C | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | CHAIRMAN & MANAGING MEMBER | C | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | CHAIRMAN & MANAGING MEMBER | C | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | CHAIRMAN & MANAGING MEMBER | C | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | CHAIRMAN & MANAGING MEMBER | C | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | CHAIRMAN & MANAGING MEMBER | C | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | CHAIRMAN & MANAGING MEMBER | C | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | CHAIRMAN & MANAGING MEMBER | C | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | CHAIRMAN & MANAGING MEMBER | C | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | CHAIRMAN & MANAGING MEMBER | C | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | CHAIRMAN & MANAGING MEMBER | C | Control |
| ALPHA DYNAMICS LLC | DE | NON MANAGER MEMBER | B | |
| ALPHA DYNAMICS LLC | DE | NON MANAGER MEMBER | B | |
| ALPHA DYNAMICS LLC | DE | NON MANAGER MEMBER | B | |
| ALPHA DYNAMICS LLC | DE | NON MANAGER MEMBER | B | |
| ALPHA DYNAMICS LLC | DE | NON MANAGER MEMBER | B | |
| HIPPOGRIFFE INVESTMENT LLC | DE | NON-MANAGING MEMBER | B | |
| HIPPOGRIFFE INVESTMENT LLC | DE | NON-MANAGING MEMBER | B | |
| HIPPOGRIFFE INVESTMENT LLC | DE | NON-MANAGING MEMBER | B | |
| HIPPOGRIFFE INVESTMENT LLC | DE | NON-MANAGING MEMBER | B | |
| HIPPOGRIFFE INVESTMENT LLC | DE | NON-MANAGING MEMBER | B | |
| HIPPOGRIFFE INVESTMENT LLC | DE | NON-MANAGING MEMBER | B | |
| HIPPOGRIFFE INVESTMENT LLC | DE | NON-MANAGING MEMBER | B | |
| HIPPOGRIFFE INVESTMENT LLC | DE | NON-MANAGING MEMBER | B | |
| HIPPOGRIFFE INVESTMENT LLC | DE | NON-MANAGING MEMBER | B | |
| HIPPOGRIFFE INVESTMENT LLC | DE | NON-MANAGING MEMBER | B | |
| HIPPOGRIFFE INVESTMENT LLC | DE | NON-MANAGING MEMBER | B | |
| HIPPOGRIFFE INVESTMENT LLC | DE | NON-MANAGING MEMBER | B | |
| HIPPOGRIFFE INVESTMENT LLC | DE | NON-MANAGING MEMBER | B | |
| HIPPOGRIFFE INVESTMENTS LLC | FE | NON-MANAGING MEMBER | B | |
| HIPPOGRIFFE INVESTMENTS LLC | FE | NON-MANAGING MEMBER | B | |
| HIPPOGRIFFE INVESTMENTS LLC | FE | NON-MANAGING MEMBER | B | |
| HIPPOGRIFFE INVESTMENTS LLC | DE | NON-MANAGING MEMBER | B | |
| PRIAL, NANCY, BETH | I | NON-MANAGING MEMBER & CO-CEO | B | Control |
| PRIAL, NANCY, BETH | I | NON-MANAGING MEMBER & CO-CEO | B | Control |
| PRIAL, NANCY, BETH | I | NON-MANAGING MEMBER & CO-CEO | B | Control |
| PRIAL, NANCY, BETH | I | NON-MANAGING MEMBER & CO-CEO | B | Control |
| PRIAL, NANCY, BETH | I | NON-MANAGING MEMBER & CO-CEO | B | Control |
| PRIAL, NANCY, BETH | I | MANAGING MEMBER & CO-CEO | B | Control |
| PRIAL, NANCY, BETH | I | MANAGING MEMBER & CO-CEO | B | Control |
| PRIAL, NANCY, BETH | I | MANAGING MEMBER & CO-CEO | B | Control |
| PRIAL, NANCY, BETH | I | MANAGING MEMBER & CO-CEO | B | Control |
| PRIAL, NANCY, BETH | I | CO-CEO & MANAGING MEMBER | B | Control |
| PRIAL, NANCY, BETH | I | CO-CEO & MANAGING MEMBER | B | Control |
| PRIAL, NANCY, BETH | I | CO-CEO & MANAGING MEMBER | B | Control |
| PRIAL, NANCY, BETH | I | CO-CEO & MANAGING MEMBER | B | Control |
| PRIAL, NANCY, BETH | I | CO-CEO & MANAGING MEMBER | B | Control |
| PRIAL, NANCY, BETH | I | CO-CEO & MANAGING MEMBER | B | Control |
| PRIAL, NANCY, BETH | I | CO-CEO & MANAGING MEMBER | B | Control |
| PRIAL, NANCY, BETH | I | CO-CEO & MANAGING MEMBER | B | Control |
| PRIAL, NANCY, BETH | I | CO-CEO & MANAGING MEMBER | B | Control |
| PRIAL, NANCY, BETH | I | CO-CEO & MANAGING MEMBER | B | Control |
| PRIAL, NANCY, BETH | I | CO-CEO & MANAGING MEMBER | B | Control |
| PRIAL, NANCY, BETH | I | CO-CEO & MANAGING MEMBER | B | Control |
| PRIAL, NANCY, BETH | I | CO-CEO & MANAGING MEMBER | B | Control |
| 6 PART FIVE LLC | DE | NON-MANAGING MEMBER | A | |
| 6 PART FIVE LLC | DE | NON-MANAGING MEMBER | A | |
| 6 PART FIVE LLC | DE | NON-MANAGING MEMBER | A | |
| 6 PART FIVE LLC | DE | NON-MANAGING MEMBER | A | |
| BURNT MOUNTAIN INVESTMENTS LLC | DE | NON-MANAGING MEMBER | A | |
| BURNT MOUNTAIN INVESTMENTS LLC | DE | NON-MANAGING MEMBER | A | |
| BURNT MOUNTAIN INVESTMENTS LLC | DE | NON-MANAGING MEMBER | A | |
| BURNT MOUNTAIN INVESTMENTS LLC | DE | NON-MANAGING MEMBER | A | |
| BURNT MOUNTAIN INVESTMENTS LLC | DE | NON-MANAGING MEMBER | A | |
| BURNT MOUNTAIN INVESTMENTS LLC | DE | NON-MANAGING MEMBER | A | |
| COURCAP LLC | DE | NON-MANAGING MEMBER | A | |
| COURCAP LLC | DE | NON-MANAGING MEMBER | A | |
| COURCAP LLC | DE | NON-MANAGING MEMBER | A | |
| COURCAP LLC | DE | NON-MANAGING MEMBER | A | |
| COURCAP LLC | DE | NON-MANAGING MEMBER | A | |
| COURCAP LLC | DE | NON-MANAGING MEMBER | A | |
| COURCAP LLC | DE | NON-MANAGING MEMBER | A | |
| COURCAP LLC | DE | NON-MANAGING MEMBER | A | |
| COURCAP LLC | DE | NON-MANAGING MEMBER | A | |
| COURCAP LLC | DE | NON-MANAGING MEMBER | A | |
| COURCAP LLC | DE | NON-MANAGING MEMBER | A | |
| COURCAP LLC | DE | NON-MANAGING MEMBER | A | |
| COURCAP LLC | DE | NON-MANAGING MEMBER | A | |
| DRAKES MAINE LLC | DE | NON-MANAGING MEMBER | A | |
| DRAKES MAINE LLC | DE | NON-MANAGING MEMBER | A | |
| DRAKES MAINE LLC | DE | NON-MANAGING MEMBER | A | |
| DRAKES MAINE LLC | DE | NON-MANAGING MEMBER | A | |
| DRAKES MAINE LLC | DE | NON-MANAGING MEMBER | A | |
| DRAKES MAINE LLC | DE | NON-MANAGING MEMBER | A | |
| DRAKES MAINE LLC | DE | NON-MANAGING MEMBER | A | |
| DRAKES MAINE LLC | DE | NON-MANAGING MEMBER | A | |
| DRAKES MAINE LLC | DE | NON-MANAGING MEMBER | A | |
| DRAKES MAINE LLC | DE | NON-MANAGING MEMBER | A | |
| DRAKES MAINE LLC | DE | NON-MANAGING MEMBER | A | |
| DRAKES MAINE LLC | DE | NON-MANAGING MEMBER | A | |
| DRAKES MAINE LLC | DE | NON-MANAGING MEMBER | A | |
| HIPPOGRIFFE INVESTMENTS LLC | DE | NON-MANAGING MEMBER | A | |
| HIPPOGRIFFE INVESTMENTS LLC | DE | NON-MANAGING MEMBER | A | |
| HIPPOGRIFFE INVESTMENTS LLC | DE | NON-MANAGING MEMBER | A | |
| HIPPOGRIFFE INVESTMENTS LLC | DE | NON-MANAGING MEMBER | A | |
| HIPPOGRIFFE INVESTMENTS LLC | DE | NON-MANAGING MEMBER | A | |
| LOCKES INVESTMENT LLC | DE | NON-MANAGING MEMBER | A | |
| LOCKES INVESTMENT LLC | DE | NON-MANAGING MEMBER | A | |
| LOCKES INVESTMENT LLC | DE | NON-MANAGING MEMBER | A | |
| LOCKES INVESTMENT LLC | DE | NON-MANAGING MEMBER | A | |
| LOCKES INVESTMENT LLC | DE | NON-MANAGING MEMBER | A | |
| LOCKES INVESTMENT LLC | DE | NON-MANAGING MEMBER | A | |
| LOCKES INVESTMENT LLC | DE | NON-MANAGING MEMBER | A | |
| LOCKES INVESTMENT LLC | DE | NON-MANAGING MEMBER | A | |
| LOCKES INVESTMENT LLC | DE | NON-MANAGING MEMBER | A | |
| LOCKES INVESTMENT LLC | DE | NON-MANAGING MEMBER | A | |
| LOCKES INVESTMENT LLC | DE | NON-MANAGING MEMBER | A | |
| LOCKES INVESTMENT LLC | DE | NON-MANAGING MEMBER | A | |
| LOCKES INVESTMENT LLC | DE | NON-MANAGING MEMBER | A | |
| LRC INVESTMENTS LLC | DE | NON-MANAGING MEMBER | A | |
| LRC INVESTMENTS LLC | DE | NON-MANAGING MEMBER | A | |
| LRC INVESTMENTS LLC | DE | NON-MANAGING MEMBER | A | |
| LRC INVESTMENTS LLC | DE | NON-MANAGING MEMBER | A | |
| LRC INVESTMENTS LLC | DE | NON-MANAGING MEMBER | A | |
| LRC INVESTMENTS LLC | DE | NON-MANAGING MEMBER | A | |
| MCMICHAEL, ANNEMARIE, GELATA | I | RESEARCH ANALYST, NON-MANAGING MEMBER | A | |
| MCMICHAEL, ANNEMARIE, GELATA | I | RESEARCH ANALYST, NON-MANAGING MEMBER | A | |
| MCMICHAEL, ANNEMARIE, GELATA | I | RESEARCH ANALYST, NON-MANAGING MEMBER | A | |
| MCMICHAEL, ANNEMARIE, GELATA | I | RESEARCH ANALYST, NON-MANAGING MEMBER | A | |
| MCMICHAEL, ANNEMARIE, GELATA | I | RESEARCH ANALYST, NON-MANAGING MEMBER | A | |
| MCMICHAEL, ANNEMARIE, GELATA | I | RESEARCH ANALYST, NON-MANAGING MEMBER | A | |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING PRINCIPAL & CHAIRMAN | A | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING PRINCIPAL & CHAIRMAN | A | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING PRINCIPAL & CHAIRMAN | A | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | CHAIRMAN | A | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING PRINCIPAL & CHAIRMAN | A | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING PRINCIPAL & CHAIRMAN | A | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING PRINCIPAL & CHAIRMAN | A | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING PRINCIPAL & CHAIRMAN | A | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING PRINCIPAL & CHAIRMAN | A | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING PRINCIPAL & CHAIRMAN | A | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING PRINCIPAL & CHAIRMAN | A | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING PRINCIPAL & CHAIRMAN | A | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | CHAIRMAN | A | Control |
| MCNAY, JOSEPH, CLAUDIUS | I | MANAGING PRINCIPAL & CHAIRMAN | A | Control |
| SACKS, SARALYN | I | NON-MANAGING MEMBER | A | |
| SACKS, SARALYN | I | NON-MANAGING MEMBER | A | |
| SACKS, SARALYN | I | NON-MANAGING MEMBER | A | |
| SACKS, SARALYN | I | NON-MANAGING MEMBER | A | |
| SACKS, SARALYN | I | NON-MANAGING MEMBER | A | |
| SACKS, SARALYN | I | NON-MANAGING MEMBER | A | |
| SACKS, SARALYN | I | NON-MANAGING MEMBER | A | |
| SACKS, SARALYN, NMI | I | NON-MANAGING MEMBER | A | |
| SACKS, SARALYN, NMI | I | NON-MANAGING MEMBER | A | |
| SACKS, SARALYN, NMI | I | SENIOR PORTFOLIO MANAGER & NON-MANAGING MEMBER | A | |
| SACKS, SARALYN, NMI | I | SENIOR PORTFOLIO MANAGER & NON-MANAGING MEMBER | A | |
| SACKS, SARALYN, NMI | I | SENIOR PORTFOLIO MANAGER & NON-MANAGING MEMBER | A | |
| SACKS, SARALYN, NMI | I | SENIOR PORTFOLIO MANAGER & NON-MANAGING MEMBER | A | |
| SACKS, SARALYN, NMI | I | SENIOR PORTFOLIO MANAGER & NON-MANAGING MEMBER | A | |
| SACKS, SARALYN, NMI | I | SENIOR PORTFOLIO MANAGER & NON-MANAGING MEMBER | A | |
| SACKS, SARALYN, NMI | I | SENIOR PORTFOLIO MANAGER & NON-MANAGING MEMBER | A | |
| SACKS, SARALYN, NMI | I | SENIOR PORTFOLIO MANAGER & NON-MANAGING MEMBER | A | |
| SACKS, SARALYN, NMI | I | SENIOR PORTFOLIO MANAGER & NON-MANAGING MEMBER | A | |
| SACKS, SARALYN, NMI | I | SENIOR PORTFOLIO MANAGER & NON-MANAGING MEMBER | A | |
| SACKS, SARALYN, NMI | I | SENIOR PORTFOLIO MANAGER & NON-MANAGING MEMBER | A | |
| SACKS, SARALYN, NMI | I | SENIOR PORTFOLIO MANAGER & NON-MANAGING MEMBER | A | |
| SACKS, SARALYN, NMI | I | SENIOR PORTFOLIO MANAGER & NON-MANAGING MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AFFILIATED MANAGERS GROUP, INC. | DE | AMG BOSTON HOLDINGS, LLC | E | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | AMG BOSTON HOLDINGS, LLC | E | Control |
| CORTEZ, LUIS, RAFAEL | I | LRC INVESTMENTS LLC | E | Control |
| CORTEZ, LUIS, RAFAEL | I | LRC INVESTMENTS LLC | E | Control |
| CORTEZ, LUIS, RAFAEL | I | LRC INVESTMENTS LLC | E | Control |
| CORTEZ, LUIS, RAFAEL | I | LRC INVESTMENTS LLC | E | Control |
| CORTEZ, LUIS, RAFAEL | I | LRC INVESTMENTS LLC | E | Control |
| CORTEZ, LUIS, RAFAEL | I | LRC INVESTMENTS LLC | E | Control |
| COURNAN, MARTIN, PIERCE | I | COURCAP LLC | E | Control |
| COURNAN, MARTIN, PIERCE | I | COURCAP LLC | E | Control |
| COURNAN, MARTIN, PIERCE | I | COURCAP LLC | E | Control |
| COURNAN, MARTIN, PIERCE | I | COURCAP LLC | E | Control |
| COURNAN, MARTIN, PIERCE | I | COURCAP LLC | E | Control |
| COURNAN, MARTIN, PIERCE | I | COURCAP LLC | E | Control |
| COURNAN, MARTIN, PIERCE | I | COURCAP LLC | E | Control |
| COURNAN, MARTIN, PIERCE | I | COURCAP LLC | E | Control |
| COURNAN, MARTIN, PIERCE | I | COURCAP LLC | E | Control |
| COURNAN, MARTIN, PIERCE | I | COURCAP LLC | E | Control |
| COURNAN, MARTIN, PIERCE | I | COURCAP LLC | E | Control |
| FORSE, ALEXANDER, ARMOUR | I | 6 PART FIVE LLC | E | Control |
| FORSE, ALEXANDER, ARMOUR | I | 6 PART FIVE LLC | E | Control |
| FORSE, ALEXANDER, ARMOUR | I | 6 PART FIVE LLC | E | Control |
| FORSE, ALEXANDER, ARMOUR | I | 6 PART FIVE LLC | E | Control |
| Giroux, Elizabeth, Ferns | I | LOCKES INVESTMENT LLC | E | Control |
| Giroux, Elizabeth, Ferns | I | LOCKES INVESTMENT LLC | E | Control |
| Giroux, Elizabeth, Ferns | I | LOCKES INVESTMENT LLC | E | Control |
| Giroux, Elizabeth, Ferns | I | LOCKES INVESTMENT LLC | E | Control |
| Giroux, Elizabeth, Ferns | I | LOCKES INVESTMENT LLC | E | Control |
| Giroux, Elizabeth, Ferns | I | LOCKES INVESTMENT LLC | E | Control |
| Giroux, Elizabeth, Ferns | I | LOCKES INVESTMENT LLC | E | Control |
| Giroux, Elizabeth, Ferns | I | LOCKES INVESTMENT LLC | E | Control |
| Giroux, Elizabeth, Ferns | I | LOCKES INVESTMENT LLC | E | Control |
| Giroux, Elizabeth, Ferns | I | LOCKES INVESTMENT LLC | E | Control |
| Giroux, Elizabeth, Ferns | I | LOCKES INVESTMENT LLC | E | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | DRAKES MAINE LLC | E | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | DRAKES MAINE LLC | E | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | DRAKES MAINE LLC | E | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | DRAKES MAINE LLC | E | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | DRAKES MAINE LLC | E | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | DRAKES MAINE LLC | E | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | DRAKES MAINE LLC | E | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | DRAKES MAINE LLC | E | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | DRAKES MAINE LLC | E | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | DRAKES MAINE LLC | E | Control |
| MCCARTHY, MICHAEL, STEPHEN | I | DRAKES MAINE LLC | E | Control |
| PAGE, WILLIAM, HURD | I | BURNT MOUNTAIN INVESTMENTS LLC | E | Control |
| PAGE, WILLIAM, HURD | I | BURNT MOUNTAIN INVESTMENTS LLC | E | Control |
| PAGE, WILLIAM, HURD | I | BURNT MOUNTAIN INVESTMENTS LLC | E | Control |
| PAGE, WILLIAM, HURD | I | BURNT MOUNTAIN INVESTMENTS LLC | E | Control |
| UEK, ROBERT, JOSEPH | I | HIPPOGRAFFE INVESTMENTS LLC | E | Control |
| UEK, ROBERT, JOSEPH | I | HIPPOGRAFFE INVESTMENTS LLC | E | Control |
| UEK, ROBERT, JOSEPH | I | HIPPOGRAFFE INVESTMENTS LLC | E | Control |
| UEK, ROBERT, JOSEPH | I | HIPPOGRAFFE INVESTMENTS LLC | E | Control |
| UEK, ROBERT, JOSEPH | I | HIPPOGRAFFE INVESTMENTS LLC | E | Control |
| UEK, ROBERT, JOSEPH | I | HIPPOGRAFFE INVESTMENTS LLC | E | Control |
| UEK, ROBERT, JOSEPH | I | HIPPOGRAFFE INVESTMENTS LLC | E | Control |
| UEK, ROBERT, JOSEPH | I | HIPPOGRAFFE INVESTMENTS LLC | E | Control |
| UEK, ROBERT, JOSEPH | I | HIPPOGRAFFE INVESTMENTS LLC | E | Control |
| UEK, ROBERT, JOSEPH | I | HIPPOGRIFFE INVESTMENT LLC | E | Control |
| UEK, ROBERT, JOSEPH | I | HIPPOGRIFFE INVESTMENT LLC | E | Control |
| UEK, ROBERT, JOSEPH | I | HIPPOGRIFFE INVESTMENT LLC | E | Control |
| UEK, ROBERT, JOSEPH | I | HIPPOGRIFFE INVESTMENT LLC | E | Control |
| UEK, ROBERT, JOSEPH | I | HIPPOGRIFFE INVESTMENT LLC | E | Control |
| UEK, ROBERT, JOSEPH | I | HIPPOGRIFFE INVESTMENT LLC | E | Control |
| UEK, ROBERT, JOSEPH | I | HIPPOGRIFFE INVESTMENT LLC | E | Control |
| UEK, ROBERT, JOSEPH | I | HIPPOGRIFFE INVESTMENT LLC | E | Control |
| UEK, ROBERT, JOSEPH | I | HIPPOGRIFFE INVESTMENT LLC | E | Control |
| UEK, ROBERT, JOSEPH | I | HIPPOGRIFFE INVESTMENT LLC | E | Control |
| UEK, ROBERT, JOSEPH | I | HIPPOGRIFFE INVESTMENT LLC | E | Control |
Registrations
Federal
IA
Aug 1, 2025 REGISTERED
Notice Filings (24)
AR CA CO CT DE FL GA IL LA MA MD MN NC NH NJ NY OH OK PA RI TX VA VT WA
Address
125 HIGH STREETSUITE 1803
BOSTON, MA 02110
United States
Phone: 617-342-3200