CLIFFWOOD PARTNERS LLC

CRD #109968 SEC #801-57593 LOS ANGELES, CA (310) 442-0370

SEC Registered

Total AUM

$731.7M

Discretionary

$731.7M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 30, 2007
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BESSEY, DANIEL, JOHN	I	MEMBER	NA	Control
CASEY, MICHAEL, HERBERT	I	MANAGING MEMBER	NA	Control
CASEY, MICHAEL, HERBERT	I	MANAGING PARTNER	NA	Control
CASEY, MICHAEL, HERBERT	I	MANAGING PARTNER	NA	Control
CASEY, MICHAEL, HERBERT	I	MANAGING MEMBER	NA	Control
CASEY, MICHAEL, HERBERT	I	MANAGING PARTNER	NA	Control
CASEY, MICHAEL, HERBERT	I	MANAGING PARTNER	NA	Control
KOVAL, JOHN, HENRY	I	CCO	NA
KOVAL, JOHN, HENRY	I	CHIEF COMPLIANCE OFFICER	NA
KOVAL, JOHN, HENRY	I	CHIEF COMPLIANCE OFFICER	NA
KOVAL, JOHN, HENRY	I	CHIEF COMPLIANCE OFFICER	NA
TASH, CARL, BARRY	I	CEO	NA	Control
TASH, CARL, BARRY	I	CEO	NA	Control
TASH, CARL, BARRY	I	CEO	NA	Control
TASH, CARL, BARRY	I	CEO	NA	Control
TASH, CARL, BARRY	I	CEO	NA	Control
TASH, CARL, BARRY	I	CEO	NA	Control
TASH, CARL, BARRY	I	CEO	NA	Control
TASH, CARL, BARRY	I	CEO	NA	Control
CLIFFWOOD PARTNERS, L.P.	DE	MEMBER	D	Control
CLIFFWOOD PARTNERS, L.P.	DE	MEMBER	D	Control
CLIFFWOOD PARTNERS, L.P.	DE	MEMBER	D	Control
CLIFFWOOD PARTNERS, L.P.	DE	MEMBER	C	Control
CLIFFWOOD PARTNERS, L.P.	DE	MEMBER	C	Control
CLIFFWOOD PARTNERS, L.P.	DE	MEMBER	C	Control
CLIFFWOOD PARTNERS, L.P.	DE	MEMBER	C	Control
CLIFFWOOD PARTNERS, L.P.	DE	MEMBER	C	Control
MHC ADVISORY GROUP, LLC	DE	MEMBER	C	Control
MHC ADVISORY GROUP, LLC	DE	MEMBER	C	Control
MHC ADVISORY GROUP, LLC	DE	MEMBER	C	Control
MHC ADVISORY GROUP, LLC	DE	MEMBER	C	Control
MHC ADVISORY GROUP, LLC	DE	MEMBER	C	Control
RIVER BIRCH L.L.C.	DE	MEMBER	C	Control
RIVER BIRCH L.L.C.	DE	MEMBER	C	Control
RIVER BIRCH L.L.C.	DE	MEMBER	C	Control
RIVER BIRCH L.L.C.	DE	MEMBER	C	Control
GRANDE, ROBERT, ANTHONY	I	MEMBER	B	Control
MHC ADVISORY GROUP, LLC	DE	MEMBER	B	Control
MHC ADVISORY GROUP, LLC	DE	MEMBER	B	Control
BESSEY, DANIEL, JOHN	I	MEMBER	A
GRANDE, ROBERT, ANTHONY	I	MEMBER	A
GRANDE, ROBERT, ANTHONY	I	MEMBER	A
GRANDE, ROBERT, ANTHONY	I	MEMBER	A
GRANDE, ROBERT, ANTHONY	I	MEMBER	A
GRANDE, ROBERT, ANTHONY	I	MEMBER	A
VOIGT, TODD, ARTHUR	I	MEMBER	A
VOIGT, TODD, ARTHUR	I	MEMBER	A
VOIGT, TODD, ARTHUR	I	MEMBER	A

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CAPITAL ASSET MANAGEMENT, INC.	DE	TRUST ASSET MANAGEMENT LLP	F	Control
CAPITAL ASSET MANAGEMENT, INC.	DE	TRUST ASSET MANAGEMENT LLP	F	Control
CAPITAL ASSET MANAGEMENT, INC.	DE	TRUST ASSET MANAGEMENT LLP	F	Control
LATITUDE L.L.C.	DE	PALOMA INTERNATIONAL L.P.	F	Control
PALOMA GP, LLC	DE	PALOMA INTERNATIONAL L.P.	F	Control
PALOMA GP, LLC	DE	PALOMA INTERNATIONAL L.P.	F	Control
PALOMA GP, LLC	DE	PALOMA INTERNATIONAL L.P.	F	Control
PALOMA PARTNERS COMPANY L.L.C.	DE	RIVER BIRCH L.L.C.	F	Control
PALOMA PARTNERS COMPANY L.L.C.	DE	PALOMA PARTNERS L.L.C.	F	Control
PALOMA PARTNERS COMPANY L.L.C.	DE	RIVER BIRCH L.L.C.	F	Control
PALOMA PARTNERS COMPANY L.L.C.	DE	PALOMA PARTNERS L.L.C.	F	Control
PALOMA PARTNERS COMPANY L.L.C.	DE	RIVER BIRCH L.L.C.	F	Control
PALOMA PARTNERS COMPANY L.L.C.	DE	PALOMA PARTNERS L.L.C.	F	Control
PALOMA PARTNERS COMPANY L.L.C.	DE	RIVER BIRCH L.L.C.	F	Control
PALOMA PARTNERS COMPANY L.L.C.	DE	PALOMA PARTNERS L.L.C.	F	Control
SUNDOWN CORP.	DE	PALOMA PARTNERS COMPANY L.L.C.	F	Control
SUNDOWN CORP.	DE	LATITUDE L.L.C.	F	Control
SUNDOWN CORP.	DE	PALOMA PARTNERS COMPANY L.L.C.	F	Control
SUNDOWN CORP.	DE	PALOMA GP LLC	F	Control
SUNDOWN CORP.	DE	PALOMA PARTNERS COMPANY L.L.C.	F	Control
SUNDOWN CORP.	DE	PALOMA GP LLC	F	Control
SUNDOWN CORP.	DE	PALOMA PARTNERS COMPANY L.L.C.	F	Control
SUNDOWN CORP.	DE	PALOMA GP LLC	F	Control
TASH, RALPH, NMN	I	RALPH TASH TRUST	F	Control
TASH, RALPH, NMN	I	RALPH TASH TRUST	F	Control
TASH, RALPH, NMN	I	RALPH TASH TRUST	F	Control
TASH, RALPH, NMN	I	RALPH TASH TRUST	F	Control
TASH, RALPH, NMN	I	RALPH TASH TRUST	F	Control
TASH, RALPH, NMN	I	RALPH TASH TRUST	F	Control
TASH, RALPH, NMN	I	RALPH TASH TRUST	F	Control
TASH, RALPH, NMN	I	RALPH TASH TRUST	F	Control
TRUST ASSET MANAGEMENT LLP	DE	PALOMA PARTNERS COMPANY L.L.C.	F	Control
TRUST ASSET MANAGEMENT LLP	DE	PALOMA PARTNERS COMPANY L.L.C.	F	Control
TRUST ASSET MANAGEMENT LLP	DE	PALOMA PARTNERS COMPANY L.L.C.	F	Control
WILMINGTON TRUST COMPANY, LLC	DE	AUSTIN II FUNDING TRUST	F	Control
WILMINGTON TRUST COMPANY, LLC	DE	AUSTIN II FUNDING TRUST	F	Control
WILMINGTON TRUST COMPANY, LLC	DE	AUSTIN II FUNDING TRUST	F	Control
WILMINGTON TRUST COMPANY, LLC	DE	AUSTIN II FUNDING TRUST	F	Control
CASEY, MICHAEL, HERBERT	I	MHC ADVISORY GROUP, LLC	E	Control
CASEY, MICHAEL, HERBERT	I	MHC ADVISORY GROUP, LLC	E	Control
CASEY, MICHAEL, HERBERT	I	MHC ADVISORY GROUP, LLC	E	Control
CASEY, MICHAEL, HERBERT	I	MHC ADVISORY GROUP, LLC	E	Control
CASEY, MICHAEL, HERBERT	I	MHC ADVISORY GROUP, LLC	E	Control
CASEY, MICHAEL, HERBERT	I	MHC ADVISORY GROUP, LLC	E	Control
CASEY, MICHAEL, HERBERT	I	MHC ADVISORY GROUP, LLC	E	Control
CBT ADVISORY GROUP	DE	TASH PARTNERS, L.P.	E	Control
CBT ADVISORY GROUP	DE	TASH PARTNERS, L.P.	E	Control
CBT ADVISORY GROUP	DE	TASH PARTNERS, L.P.	E	Control
CBT ADVISORY GROUP	DE	TASH PARTNERS, L.P.	E	Control
CBT ADVISORY GROUP	DE	TASH PARTNERS, L.P.	E	Control
CBT ADVISORY GROUP	DE	TASH PARTNERS, L.P.	E	Control
CBT ADVISORY GROUP	DE	TASH PARTNERS, L.P.	E	Control
CBT ADVISORY GROUP	DE	TASH PARTNERS, L.P.	E	Control
PALOMA INTERNATIONAL L.P.	DE	RIVER BIRCH L.L.C.	E	Control
PALOMA INTERNATIONAL L.P.	DE	RIVER BIRCH L.L.C.	E	Control
PALOMA INTERNATIONAL L.P.	DE	RIVER BIRCH L.L.C.	E	Control
PALOMA INTERNATIONAL L.P.	DE	RIVER BIRCH L.L.C.	E	Control
SUSSMAN, SELWYN, DONALD	I	SUNDOWN CORP.	E	Control
SUSSMAN, SELWYN, DONALD	I	PALOMA PARTNERS COMPANY L.L.C.	E	Control
SUSSMAN, SELWYN, DONALD	I	LATITUDE L.L.C.	E	Control
SUSSMAN, SELWYN, DONALD	I	SUNDOWN CORP.	E	Control
SUSSMAN, SELWYN, DONALD	I	PALOMA PARTNERS COMPANY L.L.C.	E	Control
SUSSMAN, SELWYN, DONALD	I	PALOMA GP LLC	E	Control
SUSSMAN, SELWYN, DONALD	I	CAPITAL ASSET MANAGEMENT, INC.	E	Control
SUSSMAN, SELWYN, DONALD	I	TRUST ASSET MANAGEMENT LLP	E	Control
SUSSMAN, SELWYN, DONALD	I	SUNDOWN CORP.	E	Control
SUSSMAN, SELWYN, DONALD	I	PALOMA PARTNERS COMPANY L.L.C.	E	Control
SUSSMAN, SELWYN, DONALD	I	PALOMA GP LLC	E	Control
SUSSMAN, SELWYN, DONALD	I	CAPITAL ASSET MANAGEMENT, INC.	E	Control
SUSSMAN, SELWYN, DONALD	I	TRUST ASSET MANAGEMENT LLP	E	Control
SUSSMAN, SELWYN, DONALD	I	SUNDOWN CORP.	E	Control
SUSSMAN, SELWYN, DONALD	I	PALOMA PARTNERS COMPANY L.L.C.	E	Control
SUSSMAN, SELWYN, DONALD	I	PALOMA GP LLC	E	Control
SUSSMAN, SELWYN, DONALD	I	CAPITAL ASSET MANAGEMENT, INC.	E	Control
SUSSMAN, SELWYN, DONALD	I	TRUST ASSET MANAGEMENT LLP	E	Control
TASH, CARL, BARRY	I	CBT ADVISORY GROUP	E	Control
TASH, CARL, BARRY	I	CBT ADVISORY GROUP	E	Control
TASH, CARL, BARRY	I	CBT ADVISORY GROUP	E	Control
TASH, CARL, BARRY	I	CBT ADVISORY GROUP	E	Control
TASH, CARL, BARRY	I	CBT ADVISORY GROUP	E	Control
TASH, CARL, BARRY	I	CBT ADVISORY GROUP	E	Control
TASH, CARL, BARRY	I	CBT ADVISORY GROUP	E	Control
TASH, CARL, BARRY	I	CBT ADVISORY GROUP	E	Control
PALOMA PARTNERS L.L.C.	DE	PALOMA INTERNATIONAL L.P.	D	Control
PALOMA PARTNERS L.L.C.	DE	PALOMA INTERNATIONAL L.P.	D	Control
PALOMA PARTNERS L.L.C.	DE	PALOMA INTERNATIONAL L.P.	D	Control
PALOMA PARTNERS L.L.C.	DE	PALOMA INTERNATIONAL L.P.	D	Control
AUSTIN II FUNDING TRUST	DE	PALOMA INTERNATIONAL L.P.	C	Control
AUSTIN II FUNDING TRUST	DE	PALOMA INTERNATIONAL L.P.	C	Control
AUSTIN II FUNDING TRUST	DE	PALOMA INTERNATIONAL L.P.	C	Control
AUSTIN II FUNDING TRUST	DE	PALOMA INTERNATIONAL L.P.	C	Control
RALPH TASH TRUST	DE	TASH PARTNERS, L.P.	C	Control
RALPH TASH TRUST	DE	TASH PARTNERS, L.P.	C	Control
RALPH TASH TRUST	DE	TASH PARTNERS, L.P.	C	Control
RALPH TASH TRUST	DE	TASH PARTNERS, L.P.	C	Control
RALPH TASH TRUST	DE	TASH PARTNERS, L.P.	C	Control
RALPH TASH TRUST	DE	TASH PARTNERS, L.P.	C	Control
RALPH TASH TRUST	DE	TASH PARTNERS, L.P.	C	Control
RALPH TASH TRUST	DE	TASH PARTNERS, L.P.	C	Control
TASH PARTNERS, L.P.	DE	CLIFFWOOD PARTNERS, L.P.	C	Control
TASH PARTNERS, L.P.	DE	CLIFFWOOD PARTNERS, L.P.	C	Control
TASH PARTNERS, L.P.	DE	CLIFFWOOD PARTNERS, L.P.	C	Control
TASH PARTNERS, L.P.	DE	CLIFFWOOD PARTNERS, L.P.	C	Control
TASH PARTNERS, L.P.	DE	CLIFFWOOD PARTNERS, L.P.	C	Control
TASH PARTNERS, L.P.	DE	CLIFFWOOD PARTNERS, L.P.	C	Control
TASH PARTNERS, L.P.	DE	CLIFFWOOD PARTNERS, L.P.	C	Control
TASH PARTNERS, L.P.	DE	CLIFFWOOD PARTNERS, L.P.	C	Control

Registrations

Federal

Mar 30, 2007 REGISTERED

Notice Filings (1)

Address

11726 SAN VICENTE BLVD
SUITE 600
LOS ANGELES, CA 90049
USA

Phone: (310) 442-0370