WMS PARTNERS, LLC
CRD #109971 SEC #801-46692 TOWSON, MD 410-337-7575
SEC Registered Private Funds
Total AUM
$9.3M
Discretionary
$9.3M
Employees
0
Clients
--
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 12, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERITELA, SAM, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERITELA, SAM, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRUNS, WILLIAM, FRANCIS | I | OPERATIONS MANAGER | NA | Control |
| BRUNS, WILLIAM, FRANCIS | I | OPERATIONS MANAGER | NA | Control |
| BRUNS, WILLIAM, FRANCIS | I | OPERATIONS MANAGER | NA | Control |
| BRUNS, WILLIAM, FRANCIS | I | OPERATIONS MANAGER | NA | Control |
| CARR, LAURA, MARY | I | CHIEF ADVISORY OFFICER | NA | Control |
| CARR, LAURA, MARY | I | CHIEF ADVISORY OFFICER | NA | Control |
| CARR, LAURA, MARY | I | CHIEF ADVISORY OFFICER | NA | Control |
| CARR, LAURA, MARY | I | CHIEF ADVISORY OFFICER | NA | Control |
| CARR, LAURA, MARY | I | CHIEF ADVISORY OFFICER | NA | Control |
| CARR, LAURA, MARY | I | CHIEF ADVISORY OFFICER | NA | Control |
| CARR, LAURA, MARY | I | CHIEF ADVISORY OFFICER | NA | Control |
| CARR, LAURA, MARY | I | CHIEF OPERATING OFFICER | NA | Control |
| CARR, LAURA, MARY | I | CHIEF OPERATING OFFICER | NA | Control |
| CARR, LAURA, MARY | I | CHIEF OPERATING OFFICER | NA | Control |
| CARR, LAURA, MARY | I | CHIEF OPERATING OFFICER | NA | Control |
| CARR, LAURA, MARY | I | CHIEF OPERATING OFFICER | NA | Control |
| CARR, LAURA, MARY | I | CHIEF OPERATING OFFICER | NA | Control |
| CARR, LAURA, MARY | I | CHIEF OPERATING OFFICER | NA | Control |
| CARR, LAURA, MARY | I | CHIEF OPERATING OFFICER | NA | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHAIRMAN, MEMBER OF BOARD | NA | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHAIRMAN, MEMBER OF BOARD | NA | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHAIRMAN, MEMBER OF BOARD | NA | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHAIRMAN, MEMBER OF BOARD | NA | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHAIRMAN, MEMBER OF BOARD | NA | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHAIRMAN, MEMBER OF BOARD | NA | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHAIRMAN, MEMBER OF BOARD | NA | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHAIRMAN, MEMBER OF BOARD | NA | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHAIRMAN, MEMBER OF BOARD | NA | Control |
| CITRON, DAVID, MARK | I | PRINCIPAL | NA | Control |
| CITRON, DAVID, MARK | I | PRINCIPAL | NA | Control |
| CITRON, DAVID, MARK | I | PRINCIPAL | NA | |
| EBY, MARTIN, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| EBY, MARTIN, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| EBY, MARTIN, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| EBY, MARTIN, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| EBY, MARTIN, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| EBY, MARTIN, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| EBY, MARTIN, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| EBY, MARTIN, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| EBY, MARTIN, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| EBY, MARTIN, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| EBY, MARTIN, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| EBY, MARTIN, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| EBY, MARTIN, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| HILL, JEFFREY, LEIGH | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| HILL, JEFFREY, LEIGH | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| HILL, JEFFREY, LEIGH | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| HILL, JEFFREY, LEIGH | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| HILL, JEFFREY, LEIGH | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| HILL, JEFFREY, LEIGH | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| HILL, JEFFREY, LEIGH | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| HILL, JEFFREY, LEIGH | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| HILL, JEFFREY, LEIGH | I | MEMBER OF BOARD | NA | Control |
| HILL, JEFFREY, LEIGH | I | MEMBER OF BOARD | NA | Control |
| HILL, JEFFREY, LEIGH | I | MEMBER OF BOARD | NA | Control |
| HILL, JEFFREY, LEIGH | I | MEMBER OF BOARD | NA | Control |
| HILL, JEFFREY, LEIGH | I | MEMBER OF BOARD | NA | Control |
| HILL, JEFFREY, LEIGH | I | MEMBER OF BOARD | NA | Control |
| HILL, JEFFREY, LEIGH | I | MEMBER OF BOARD | NA | Control |
| HILL, JEFFREY, LEIGH | I | MEMBER OF BOARD | NA | Control |
| HILL, JEFFREY, LEIGH | I | MEMBER OF BOARD | NA | Control |
| HILL, JEFFREY, LEIGH | I | MEMBER OF BOARD | NA | Control |
| HILL, JEFFREY, LEIGH | I | MEMBER OF BOARD | NA | Control |
| HILL, JEFFREY, LEIGH | I | MEMBER OF BOARD | NA | Control |
| HILL, JEFFREY, LEIGH | I | MEMBER OF BOARD | NA | Control |
| KESSENICH, PACE, ROY | I | PRESIDENT | NA | Control |
| KESSENICH, PACE, ROY | I | PRESIDENT | NA | Control |
| KESSENICH, PACE, ROY | I | PRESIDENT | NA | Control |
| KESSENICH, PACE, ROY | I | PRESIDENT & CEO | NA | Control |
| KESSENICH, PACE, ROY | I | PRESIDENT & CEO | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER, MEMBER OF BOARD | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER, MEMBER OF BOARD | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER, MEMBER OF BOARD | NA | Control |
| LOPEZ, BRYAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER, MEMBER OF BOARD | NA | Control |
| Lamari, Paul, David | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| Lamari, Paul, David | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| Lamari, Paul, David | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| Lamari, Paul, David | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| Lamari, Paul, David | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| Lamari, Paul, David | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| Lamari, Paul, David | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| Lamari, Paul, David | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| Lamari, Paul, David | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| Lamari, Paul, David | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| Lamari, Paul, David | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MCMANUS, JEROME, SMITH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| NORFOLK, CHAD, JOSEPH | I | CHIEF OPERATIONS OFFICER | NA | |
| NORFOLK, CHAD, JOSEPH | I | CHIEF OPERATIONS OFFICER | NA | |
| NORFOLK, CHAD, JOSEPH | I | CHIEF OPERATIONS OFFICER | NA | |
| NORFOLK, CHAD, JOSEPH | I | CHIEF OPERATIONS OFFICER | NA | |
| NORFOLK, CHAD, JOSEPH | I | CHIEF ADVISORY OFFICER | NA | Control |
| NORFOLK, CHAD, JOSEPH | I | CHIEF ADVISORY OFFICER | NA | Control |
| NORFOLK, CHAD, JOSEPH | I | CHIEF ADVISORY OFFICER | NA | Control |
| NORFOLK, CHAD, JOSEPH | I | CHIEF ADVISORY OFFICER & MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| NORFOLK, CHAD, JOSEPH | I | CHIEF ADVISORY OFFICER & MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| NORFOLK, CHAD, JOSEPH | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| NORFOLK, CHAD, JOSEPH | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| NORFOLK, CHAD, JOSEPH | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| NORFOLK, CHAD, JOSEPH | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| NORFOLK, CHAD, JOSEPH | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| NORFOLK, CHAD, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| NORFOLK, CHAD, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| NORFOLK, CHAD, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| NORFOLK, CHAD, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| NORFOLK, CHAD, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| NORFOLK, CHAD, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| NORFOLK, CHAD, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| NORFOLK, CHAD, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| NORFOLK, CHAD, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| NORFOLK, CHAD, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| NORFOLK, CHAD, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| NORFOLK, CHAD, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| NORFOLK, CHAD, JOSEPH | I | MEMBER OF BOARD | NA | Control |
| ROWE, JOSHUA, F | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| ROWE, JOSHUA, F | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| ROWE, JOSHUA, F | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| ROWE, JOSHUA, F | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| ROWE, JOSHUA, F | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| SPEARGAS, PAUL, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SPEARGAS, PAUL, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SPEARGAS, PAUL, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SPEARGAS, PAUL, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SPEARGAS, PAUL, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SPEARGAS, PAUL, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SPEARGAS, PAUL, A | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| SPEARGAS, PAUL, A | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SPEARGAS, PAUL, A | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| SPEARGAS, PAUL, A | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| SPEARGAS, PAUL, A | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| SPEARGAS, PAUL, A | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| SPEARGAS, PAUL, A | I | MEMBER OF BOARD | NA | Control |
| SPEARGAS, PAUL, A | I | MEMBER OF BOARD | NA | Control |
| SPEARGAS, PAUL, A | I | MEMBER OF BOARD | NA | Control |
| SPEARGAS, PAUL, A | I | MEMBER OF BOARD | NA | Control |
| VAIN, JEFFREY, BRIAN | I | FINANCIAL PLANNER | NA | Control |
| VAIN, JEFFREY, BRIAN | I | FINANCIAL PLANNER | NA | Control |
| VAIN, JEFFREY, BRIAN | I | FINANCIAL PLANNER | NA | Control |
| VAIN, JEFFREY, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| VAIN, JEFFREY, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| VAIN, JEFFREY, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| VAIN, JEFFREY, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| VAIN, JEFFREY, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WICKWIRE, TODD, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| WICKWIRE, TODD, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| WICKWIRE, TODD, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WICKWIRE, TODD, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WICKWIRE, TODD, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WICKWIRE, TODD, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WICKWIRE, TODD, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WICKWIRE, TODD, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WICKWIRE, TODD, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WICKWIRE, TODD, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WICKWIRE, TODD, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WICKWIRE, TODD, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WICKWIRE, TODD, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WICKWIRE, TODD, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WICKWIRE, TODD, MICHAEL | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WICKWIRE, TODD, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WICKWIRE, TODD, MICHAEL | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WICKWIRE, TODD, MICHAEL | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WICKWIRE, TODD, MICHAEL | I | MEMBER | NA | |
| WICKWIRE, TODD, MICHAEL | I | MEMBER | NA | |
| WICKWIRE, TODD, MICHAEL | I | MEMBER | NA | |
| WICKWIRE, TODD, MICHAEL | I | MEMBER | NA | |
| WMS PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| WMS PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| WMS PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| WMS PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | D | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | D | Control |
| CHASE, TIMOTHY, WILLIAM | I | PRINCIPAL | D | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | D | Control |
| CHASE, TIMOTHY, WILLIAM | I | PRINCIPAL | D | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | D | Control |
| CHASE, TIMOTHY, WILLIAM | I | PRINCIPAL | D | Control |
| EBY, MARTIN, JOSEPH | I | PRINCIPAL | D | Control |
| EBY, MARTIN, JOSEPH | I | PRINCIPAL | D | Control |
| EBY, MARTIN, JOSEPH | I | PRINCIPAL | D | Control |
| WMS PARTNERS HOLDINGS, LLC | DE | MEMBER | D | Control |
| WMS PARTNERS HOLDINGS, LLC | DE | MEMBER | D | Control |
| WMS PARTNERS HOLDINGS, LLC | DE | MEMBER | D | Control |
| WMS PARTNERS HOLDINGS, LLC | DE | MEMBER | D | Control |
| WMS PARTNERS HOLDINGS, LLC | DE | MEMBER | D | Control |
| WMS PARTNERS HOLDINGS, LLC | DE | MEMBER | D | Control |
| WMS PARTNERS HOLDINGS, LLC | DE | MEMBER | D | Control |
| WMS PARTNERS HOLDINGS, LLC | DE | MEMBER | D | Control |
| WMS PARTNERS HOLDINGS, LLC | DE | MEMBER | D | Control |
| CHASE, TIMOTHY, WILLIAM | I | PRINCIPAL | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | PRINCIPAL | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | PRINCIPAL | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | PRINCIPAL | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | PRINCIPAL | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | PRINCIPAL | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | PRINCIPAL | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | PRINCIPAL | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | PRINCIPAL | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | PRINCIPAL | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | PRINCIPAL | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | PRINCIPAL | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | PRINCIPAL | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHAIRMAN, MEMBER OF EXECUTIVE COMMITTEE | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHAIRMAN, MEMBER OF EXECUTIVE COMMITTEE | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHAIRMAN, MEMBER OF EXECUTIVE COMMITTEE | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHAIRMAN, MEMBER OF EXECUTIVE COMMITTEE | C | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHAIRMAN, MEMBER OF EXECUTIVE COMMITTEE | C | Control |
| CITRON, DAVID, MARK | I | PRINCIPAL | C | Control |
| CITRON, DAVID, MARK | I | PRINCIPAL | C | Control |
| CITRON, DAVID, MARK | I | PRINCIPAL | C | Control |
| CITRON, DAVID, MARK | I | PRINCIPAL | C | Control |
| CITRON, DAVID, MARK | I | PRINCIPAL | C | Control |
| CITRON, DAVID, MARK | I | PRINCIPAL | C | Control |
| CITRON, DAVID, MARK | I | PRINCIPAL | C | Control |
| CITRON, DAVID, MARK | I | PRINCIPAL | C | Control |
| CITRON, DAVID, MARK | I | PRINCIPAL | C | Control |
| CITRON, DAVID, MARK | I | PRINCIPAL | C | Control |
| CITRON, DAVID, MARK | I | PRINCIPAL | C | Control |
| CITRON, DAVID, MARK | I | PARTNER | C | Control |
| CITRON, DAVID, MARK | I | PRINCIPAL | C | Control |
| CITRON, DAVID, MARK | I | PARTNER | C | Control |
| CITRON, DAVID, MARK | I | PARTNER | C | Control |
| CITRON, DAVID, MARK | I | PRINCIPAL | C | Control |
| CITRON, DAVID, MARK | I | PARTNER | C | Control |
| CITRON, DAVID, MARK | I | PARTNER | C | Control |
| CITRON, DAVID, MARK | I | PARTNER | C | Control |
| CITRON, DAVID, MARK | I | PARTNER | C | Control |
| CITRON, DAVID, MARK | I | PARTNER | C | Control |
| CITRON, DAVID, MARK | I | PARTNER | C | Control |
| CITRON, DAVID, MARK | I | PARTNER | C | Control |
| CITRON, DAVID, MARK | I | PARTNER | C | Control |
| CITRON, DAVID, MARK | I | PARTNER | C | Control |
| CITRON, DAVID, MARK | I | PRINCIPAL | C | |
| CITRON, DAVID, MARK | I | PRINCIPAL | C | |
| CITRON, DAVID, MARK | I | PRINCIPAL | C | |
| CITRON, DAVID, MARK | I | PRINCIPAL | C | |
| CITRON, DAVID, MARK | I | PRINCIPAL | C | |
| EBY, MARTIN, JOSEPH | I | PRINCIPAL | C | Control |
| EBY, MARTIN, JOSEPH | I | PRINCIPAL | C | Control |
| EBY, MARTIN, JOSEPH | I | PRINCIPAL | C | Control |
| EBY, MARTIN, JOSEPH | I | PRINCIPAL | C | Control |
| EBY, MARTIN, JOSEPH | I | PRINCIPAL | C | Control |
| EBY, MARTIN, JOSEPH | I | PRINCIPAL | C | Control |
| EBY, MARTIN, JOSEPH | I | PRINCIPAL | C | Control |
| EBY, MARTIN, JOSEPH | I | PRINCIPAL | C | Control |
| EBY, MARTIN, JOSEPH | I | PRINCIPAL | C | Control |
| EBY, MARTIN, JOSEPH | I | PRINCIPAL | C | Control |
| EBY, MARTIN, JOSEPH | I | PRINCIPAL | C | Control |
| EBY, MARTIN, JOSEPH | I | PARTNER | C | Control |
| EBY, MARTIN, JOSEPH | I | PRINCIPAL | C | Control |
| EBY, MARTIN, JOSEPH | I | PARTNER | C | Control |
| EBY, MARTIN, JOSEPH | I | PARTNER | C | Control |
| EBY, MARTIN, JOSEPH | I | PRINCIPAL | C | Control |
| EBY, MARTIN, JOSEPH | I | PARTNER | C | Control |
| EBY, MARTIN, JOSEPH | I | PARTNER | C | Control |
| EBY, MARTIN, JOSEPH | I | PARTNER | C | Control |
| EBY, MARTIN, JOSEPH | I | PARTNER | C | Control |
| EBY, MARTIN, JOSEPH | I | PARTNER | C | Control |
| EBY, MARTIN, JOSEPH | I | PARTNER | C | Control |
| EBY, MARTIN, JOSEPH | I | PARTNER | C | Control |
| EBY, MARTIN, JOSEPH | I | PARTNER | C | Control |
| EBY, MARTIN, JOSEPH | I | PARTNER | C | Control |
| EBY, MARTIN, JOSEPH | I | MEMBER OF EXECUTIVE COMMITTEE | C | Control |
| EBY, MARTIN, JOSEPH | I | MEMBER OF EXECUTIVE COMMITTEE | C | Control |
| EBY, MARTIN, JOSEPH | I | MEMBER OF EXECUTIVE COMMITTEE | C | Control |
| EBY, MARTIN, JOSEPH | I | MEMBER OF EXECUTIVE COMMITTEE | C | Control |
| EBY, MARTIN, JOSEPH | I | MEMBER OF EXECUTIVE COMMITTEE | C | Control |
| TRIA ASSET HOLDINGS B, LLC | DE | MEMBER | C | |
| TRIA ASSET HOLDINGS B, LLC | DE | MEMBER | C | |
| TRIA ASSET HOLDINGS B, LLC | DE | MEMBER | C | |
| TRIA ASSET HOLDINGS B, LLC | DE | MEMBER | C | |
| TRIA ASSET HOLDINGS B, LLC | DE | MEMBER | C | |
| TRIA ASSET HOLDINGS B, LLC | DE | MEMBER | C | |
| TRIA ASSET HOLDINGS B, LLC | DE | MEMBER | C | |
| TRIA ASSET HOLDINGS B, LLC | DE | MEMBER | C | |
| TRIA ASSET HOLDINGS B, LLC | DE | MEMBER | C | |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/CHAIRMAN | B | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/CHAIRMAN | B | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/CHAIRMAN | B | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHAIRMAN, MEMBER OF EXECUTIVE COMMITTEE | B | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHAIRMAN, MEMBER OF EXECUTIVE COMMITTEE | B | Control |
| CHASE, TIMOTHY, WILLIAM | I | CHIEF COMPLIANCE OFFICER, CHAIRMAN, MEMBER OF EXECUTIVE COMMITTEE | B | Control |
| CITRON, DAVID, MARK | I | PARTNER | B | |
| CITRON, DAVID, MARK | I | PARTNER | B | |
| CITRON, DAVID, MARK | I | PARTNER | B | |
| CITRON, DAVID, MARK | I | PARTNER | B | |
| CITRON, DAVID, MARK | I | PARTNER | B | |
| CITRON, DAVID, MARK | I | PARTNER | B | |
| EBY, MARTIN, JOSEPH | I | PARTNER | B | |
| EBY, MARTIN, JOSEPH | I | PARTNER | B | |
| EBY, MARTIN, JOSEPH | I | PARTNER | B | |
| EBY, MARTIN, JOSEPH | I | MEMBER OF EXECUTIVE COMMITTEE | B | |
| EBY, MARTIN, JOSEPH | I | MEMBER OF EXECUTIVE COMMITTEE | B | |
| EBY, MARTIN, JOSEPH | I | MEMBER OF EXECUTIVE COMMITTEE | B | |
| KILLEBREW, ROBERT, STERLING | I | PRINCIPAL | A | Control |
| KILLEBREW, ROBERT, STERLING | I | PRINCIPAL | A | Control |
| KILLEBREW, ROBERT, STERLING | I | PRINCIPAL | A | Control |
| KILLEBREW, ROBERT, STERLING | I | PRINCIPAL | A | Control |
| KILLEBREW, ROBERT, STERLING | I | PRINCIPAL | A | Control |
| KILLEBREW, ROBERT, STERLING | I | PRINCIPAL | A | Control |
| KILLEBREW, ROBERT, STERLING | I | PARTNER | A | Control |
| KILLEBREW, ROBERT, STERLING | I | PRINCIPAL | A | Control |
| KILLEBREW, ROBERT, STERLING | I | PARTNER | A | Control |
| KILLEBREW, ROBERT, STERLING | I | PARTNER | A | Control |
| KILLEBREW, ROBERT, STERLING | I | PRINCIPAL | A | Control |
| KILLEBREW, ROBERT, STERLING | I | PARTNER | A | Control |
| KILLEBREW, ROBERT, STERLING | I | PARTNER | A | Control |
| NORFOLK, CHAD, JOSEPH | I | MEMBER OF EXECUTIVE COMMITTEE | A | Control |
| SPEARGAS, PAUL, A | I | CHIEF INVESTMENT OFFICER & MEMBER OF EXECUTIVE COMMITTEE | A | Control |
| SPEARGAS, PAUL, A | I | CHIEF INVESTMENT OFFICER & MEMBER OF EXECUTIVE COMMITTEE | A | Control |
| SPEARGAS, PAUL, A | I | CHIEF INVESTMENT OFFICER & MEMBER OF EXECUTIVE COMMITTEE | A | Control |
| SPEARGAS, PAUL, A | I | CHIEF INVESTMENT OFFICER & MEMBER OF EXECUTIVE COMMITTEE | A | Control |
| SPEARGAS, PAUL, A | I | CHIEF INVESTMENT OFFICER & MEMBER OF EXECUTIVE COMMITTEE | A | Control |
| SPEARGAS, PAUL, A | I | CHIEF INVESTMENT OFFICER & MEMBER OF EXECUTIVE COMMITTEE | A | Control |
| SPEARGAS, PAUL, A | I | CHIEF INVESTMENT OFFICER & MEMBER OF EXECUTIVE COMMITTEE | A | Control |
| SPEARGAS, PAUL, A | I | CHIEF INVESTMENT OFFICER & MEMBER OF EXECUTIVE COMMITTEE | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| TRIA CAPITAL PARTNERS ASSETCO, LLC | DE | TRIA ASSET HOLDINGS B, LLC | E | |
| TRIA CAPITAL PARTNERS ASSETCO, LLC | DE | TRIA ASSET HOLDINGS B, LLC | E | |
| TRIA CAPITAL PARTNERS ASSETCO, LLC | DE | TRIA ASSET HOLDINGS B, LLC | E | |
| TRIA CAPITAL PARTNERS ASSETCO, LLC | DE | TRIA ASSET HOLDINGS B, LLC | E | |
| TRIA CAPITAL PARTNERS ASSETCO, LLC | DE | TRIA ASSET HOLDINGS B, LLC | E | |
| TRIA CAPITAL PARTNERS ASSETCO, LLC | DE | TRIA ASSET HOLDINGS B, LLC | E | |
| TRIA CAPITAL PARTNERS ASSETCO, LLC | DE | TRIA ASSET HOLDINGS B, LLC | E | |
| TRIA CAPITAL PARTNERS ASSETCO, LLC | DE | TRIA ASSET HOLDINGS B, LLC | E | |
| TRIA CAPITAL PARTNERS ASSETCO, LLC | DE | TRIA ASSET HOLDINGS B, LLC | E | |
| TRIA CAPITAL PARTNERS HOLDINGS, LLC | DE | TRIA CAPITAL PARTNERS, LLC | E | |
| TRIA CAPITAL PARTNERS HOLDINGS, LLC | DE | TRIA CAPITAL PARTNERS, LLC | E | |
| TRIA CAPITAL PARTNERS HOLDINGS, LLC | DE | TRIA CAPITAL PARTNERS, LLC | E | |
| TRIA CAPITAL PARTNERS HOLDINGS, LLC | DE | TRIA CAPITAL PARTNERS, LLC | E | |
| TRIA CAPITAL PARTNERS HOLDINGS, LLC | DE | TRIA CAPITAL PARTNERS, LLC | E | |
| TRIA CAPITAL PARTNERS HOLDINGS, LLC | DE | TRIA CAPITAL PARTNERS, LLC | E | |
| TRIA CAPITAL PARTNERS HOLDINGS, LLC | DE | TRIA CAPITAL PARTNERS, LLC | E | |
| TRIA CAPITAL PARTNERS HOLDINGS, LLC | DE | TRIA CAPITAL PARTNERS, LLC | E | |
| TRIA CAPITAL PARTNERS HOLDINGS, LLC | DE | TRIA CAPITAL PARTNERS, LLC | E | |
| TRIA CAPITAL PARTNERS, LLC | DE | TRIA CAPITAL PARTNERS ASSETCO, LLC | E | |
| TRIA CAPITAL PARTNERS, LLC | DE | TRIA CAPITAL PARTNERS ASSETCO, LLC | E | |
| TRIA CAPITAL PARTNERS, LLC | DE | TRIA CAPITAL PARTNERS ASSETCO, LLC | E | |
| TRIA CAPITAL PARTNERS, LLC | DE | TRIA CAPITAL PARTNERS ASSETCO, LLC | E | |
| TRIA CAPITAL PARTNERS, LLC | DE | TRIA CAPITAL PARTNERS ASSETCO, LLC | E | |
| TRIA CAPITAL PARTNERS, LLC | DE | TRIA CAPITAL PARTNERS ASSETCO, LLC | E | |
| TRIA CAPITAL PARTNERS, LLC | DE | TRIA CAPITAL PARTNERS ASSETCO, LLC | E | |
| TRIA CAPITAL PARTNERS, LLC | DE | TRIA CAPITAL PARTNERS ASSETCO, LLC | E | |
| TRIA CAPITAL PARTNERS, LLC | DE | TRIA CAPITAL PARTNERS ASSETCO, LLC | E | |
| CORTEZ, STEVEN, EDWARD | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| CORTEZ, STEVEN, EDWARD | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| CORTEZ, STEVEN, EDWARD | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| CORTEZ, STEVEN, EDWARD | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| CORTEZ, STEVEN, EDWARD | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| CORTEZ, STEVEN, EDWARD | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| CORTEZ, STEVEN, EDWARD | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| CORTEZ, STEVEN, EDWARD | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| CORTEZ, STEVEN, EDWARD | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| KANNER, YVONNE, NADINNE | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| KANNER, YVONNE, NADINNE | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| KANNER, YVONNE, NADINNE | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| KANNER, YVONNE, NADINNE | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| KANNER, YVONNE, NADINNE | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| KANNER, YVONNE, NADINNE | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| KANNER, YVONNE, NADINNE | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| KANNER, YVONNE, NADINNE | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| KANNER, YVONNE, NADINNE | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| Robins, Benjamin | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| Robins, Benjamin | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| Robins, Benjamin | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| Robins, Benjamin | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| Robins, Benjamin | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| Robins, Benjamin | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| Robins, Benjamin | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| Robins, Benjamin | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C | |
| Robins, Benjamin | I | TRIA CAPITAL PARTNERS HOLDINGS, LLC | C |
Registrations
Federal
IA
Jun 12, 2025 REGISTERED
Notice Filings (25)
AL CA CO CT DC DE FL LA MA MD ME NC ND NE NH NJ NY OH OR PA SC TN TX VA VT
Address
1 W. PENNSYLVANIA AVENUESUITE 800
TOWSON, MD 21204
United States
Phone: 410-337-7575