WIPFLI HEWINS INVESTMENT ADVISORS LLC
CRD #109972 SEC #801-57782 SAN MATEO, CA 650-620-3040
SEC Registered
Total AUM
$1.3B
Discretionary
$830.8M
Employees
11
Clients
251
Accounts
1,928
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- MAY
- Registration Date
- --
- Latest Filing
- Mar 28, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HEWINS, ROGER, COLBURN | I | MANAGER/SR. VICE PRESIDENT | NA | Control |
| HEWINS, ROGER, COLBURN | I | PRESIDENT | NA | Control |
| HEWINS, ROGER, COLBURN | I | PRESIDENT | NA | Control |
| HEWINS, ROGER, COLBURN | I | PRESIDENT | NA | Control |
| HEWINS, ROGER, COLBURN | I | PRESIDENT | NA | Control |
| HEWINS, ROGER, COLBURN | I | PRESIDENT | NA | Control |
| HEWINS, ROGER, COLBURN | I | MANAGER/SR. VICE PRESIDENT | NA | Control |
| HEWINS, ROGER, COLBURN | I | PRESIDENT | NA | Control |
| HEWINS, ROGER, COLBURN | I | PRESIDENT | NA | Control |
| HEWINS, ROGER, COLBURN | I | MANAGER/SR. VICE PRESIDENT | NA | Control |
| HEWINS, ROGER, COLBURN | I | MANAGER/SR. VICE PRESIDENT | NA | Control |
| HEWINS, ROGER, COLBURN | I | PRESIDENT | NA | Control |
| HEWINS, ROGER, COLBURN | I | PRESIDENT | NA | Control |
| HEWINS, ROGER, COLBURN | I | PRESIDENT | NA | Control |
| HEWINS, ROGER, COLBURN | I | PRESIDENT | NA | Control |
| HEWINS, ROGER, COLBURN | I | PRESIDENT | NA | Control |
| HEWINS, ROGER, COLBURN | I | PRESIDENT | NA | Control |
| HEWINS, ROGER, COLBURN | I | PRESIDENT | NA | Control |
| KELVIE, DIANE, UNWIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KELVIE, DIANE, UNWIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KELVIE, DIANE, UNWIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POST, MARTHA, ROBERTS | I | CHIEF OPERATING OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| POST, MARTHA, ROBERTS | I | CHIEF OPERATING OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| POST, MARTHA, ROBERTS | I | CHIEF OPERATING OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| POST, MARTHA, ROBERTS | I | CHIEF OPERATING OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| POST, MARTHA, ROBERTS | I | CHIEF OPERATING OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| POST, MARTHA, ROBERTS | I | CHIEF OPERATING OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| POST, MARTHA, ROBERTS | I | CHIEF OPERATING OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| POST, MARTHA, ROBERTS | I | CHIEF OPERATING OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| POST, MARTHA, ROBERTS | I | CHIEF OPERATING OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| POST, MARTHA, ROBERTS | I | CHIEF OPERATING OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| POST, MARTHA, ROBERTS | I | CHIEF OPERATING OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| POST, MARTHA, ROBERTS | I | CHIEF OPERATING OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| POST, MARTHA, ROBERTS | I | CHIEF OPERATING OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| POST, MARTHA, ROBERTS | I | CHIEF OPERATING OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| RAMSDEN, NAOMI, ROBINSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RAMSDEN, NAOMI, ROBINSON | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| RAMSDEN, NAOMI, ROBINSON | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| RAMSDEN, NAOMI, ROBINSON | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| RAMSDEN, NAOMI, ROBINSON | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| RAMSDEN, NAOMI, ROBINSON | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| RAMSDEN, NAOMI, ROBINSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RAMSDEN, NAOMI, ROBINSON | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| RAMSDEN, NAOMI, ROBINSON | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| RAMSDEN, NAOMI, ROBINSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RAMSDEN, NAOMI, ROBINSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RAMSDEN, NAOMI, ROBINSON | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| RAMSDEN, NAOMI, ROBINSON | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| RAMSDEN, NAOMI, ROBINSON | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| RAMSDEN, NAOMI, ROBINSON | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| STUBBE, JEFFREY, E. | I | PRESIDENT | NA | Control |
| STUBBE, JEFFREY, E. | I | PRESIDENT | NA | Control |
| STUBBE, JEFFREY, E. | I | PRESIDENT | NA | Control |
| STUBBE, JEFFREY, EDWARD | I | PRESIDENT | NA | Control |
| STUBBE, JEFFREY, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| STUBBE, JEFFREY, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| STUBBE, JEFFREY, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| STUBBE, JEFFREY, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| STUBBE, JEFFREY, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| STUBBE, JEFFREY, EDWARD | I | PRESIDENT | NA | Control |
| STUBBE, JEFFREY, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| STUBBE, JEFFREY, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| STUBBE, JEFFREY, EDWARD | I | PRESIDENT | NA | Control |
| STUBBE, JEFFREY, EDWARD | I | PRESIDENT | NA | Control |
| STUBBE, JEFFREY, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| STUBBE, JEFFREY, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| STUBBE, JEFFREY, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| STUBBE, JEFFREY, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| STUBBE, JEFFREY, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| STUBBE, JEFFREY, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| STUBBE, JEFFREY, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| HEWINS FINANCIAL ADVISORS, LLC | DE | SOLE MEMBER | E | Control |
| HEWINS FINANCIAL ADVISORS, LLC | DE | MEMBER | D | Control |
| HEWINS FINANCIAL ADVISORS, LLC | DE | MEMBER | D | Control |
| HEWINS FINANCIAL ADVISORS, LLC | DE | MEMBER | D | Control |
| HEWINS FINANCIAL ADVISORS, LLC | DE | MEMBER | D | Control |
| HEWINS FINANCIAL ADVISORS, LLC | DE | MEMBER | D | Control |
| HEWINS FINANCIAL ADVISORS, LLC | DE | MEMBER | D | Control |
| HEWINS FINANCIAL ADVISORS, LLC | DE | MEMBER | D | Control |
| HEWINS FINANCIAL ADVISORS, LLC | DE | MEMBER | D | Control |
| HEWINS FINANCIAL ADVISORS, LLC | DE | MEMBER | D | Control |
| HEWINS FINANCIAL ADVISORS, LLC | DE | MEMBER | D | Control |
| HEWINS FINANCIAL ADVISORS, LLC | DE | MEMBER | D | Control |
| HEWINS FINANCIAL ADVISORS, LLC | DE | MEMBER | D | Control |
| HEWINS FINANCIAL ADVISORS, LLC | DE | MEMBER | D | Control |
| HEWINS FINANCIAL ADVISORS, LLC | DE | MEMBER | D | Control |
| HEWINS FINANCIAL ADVISORS, LLC | DE | MEMBER | D | Control |
| HEWINS FINANCIAL ADVISORS, LLC | DE | MEMBER | D | Control |
| HEWINS FINANCIAL ADVISORS, LLC | DE | MEMBER | D | Control |
| HEWINS FINANCIAL ADVISORS, LLC | DE | MEMBER | D | Control |
| HEWINS FINANCIAL ADVISORS, LLC | DE | MEMBER | D | Control |
| HEWINS FINANCIAL ADVISORS, LLC | DE | MEMBER | D | Control |
| WIPFLI FINANCIAL, LLC | DE | MEMBER | D | Control |
| WIPFLI FINANCIAL, LLC | DE | MEMBER | D | Control |
| WIPFLI FINANCIAL, LLC | DE | MEMBER | D | Control |
| WIPFLI FINANCIAL, LLC | DE | MEMBER | D | Control |
| WIPFLI FINANCIAL, LLC | DE | MEMBER | D | Control |
| WIPFLI FINANCIAL, LLC | DE | MEMBER | D | Control |
| WIPFLI FINANCIAL, LLC | DE | MEMBER | D | Control |
| WIPFLI FINANCIAL, LLC | DE | MEMBER | D | Control |
| WIPFLI FINANCIAL, LLC | DE | MEMBER | D | Control |
| WIPFLI FINANCIAL, LLC | DE | MEMBER | D | Control |
| WIPFLI FINANCIAL, LLC | DE | MEMBER | D | Control |
| WIPFLI FINANCIAL, LLC | DE | MEMBER | D | Control |
| WIPFLI FINANCIAL, LLC | DE | MEMBER | D | Control |
| WIPFLI FINANCIAL, LLC | DE | MEMBER | D | Control |
| WIPFLI FINANCIAL, LLC | DE | MEMBER | D | Control |
| WIPFLI FINANCIAL, LLC | DE | MEMBER | D | Control |
| WIPFLI FINANCIAL, LLC | DE | MEMBER | D | Control |
| WIPFLI FINANCIAL, LLC | DE | MEMBER | D | Control |
| WIPFLI FINANCIAL, LLC | DE | MEMBER | D | Control |
| WIPFLI FINANCIAL, LLC | DE | MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HEWINS, ROGER | I | HEWINS FINANCIAL ADVISORS, LLC | E | Control |
| HEWINS, ROGER | I | HEWINS FINANCIAL ADVISORS, LLC | E | Control |
| HEWINS, ROGER | I | HEWINS FINANCIAL ADVISORS, LLC | E | Control |
| WIPFLI LLP | DE | WIPFLI FINANCIAL, LLC | E | Control |
| WIPFLI LLP | DE | WIPFLI FINANCIAL, LLC | E | Control |
| WIPFLI LLP | DE | WIPFLI FINANCIAL, LLC | E | Control |
| WIPFLI LLP | DE | WIPFLI FINANCIAL, LLC | E | Control |
| WIPFLI LLP | DE | WIPFLI FINANCIAL, LLC | E | Control |
| WIPFLI LLP | DE | WIPFLI FINANCIAL, LLC | E | Control |
| WIPFLI LLP | DE | WIPFLI FINANCIAL, LLC | E | Control |
| WIPFLI LLP | DE | WIPFLI FINANCIAL, LLC | E | Control |
| WIPFLI LLP | DE | WIPFLI FINANCIAL, LLC | E | Control |
| WIPFLI LLP | DE | WIPFLI FINANCIAL, LLC | E | Control |
| WIPFLI LLP | DE | WIPFLI FINANCIAL, LLC | E | Control |
| WIPFLI LLP | DE | WIPFLI FINANCIAL, LLC | E | Control |
| WIPFLI LLP | DE | WIPFLI FINANCIAL, LLC | E | Control |
| WIPFLI LLP | DE | WIPFLI FINANCIAL, LLC | E | Control |
| WIPFLI LLP | DE | WIPFLI FINANCIAL, LLC | E | Control |
| WIPFLI LLP | DE | WIPFLI FINANCIAL, LLC | E | Control |
| WIPFLI LLP | DE | WIPFLI FINANCIAL, LLC | E | Control |
| WIPFLI LLP | DE | WIPFLI FINANCIAL, LLC | E | Control |
| WIPFLI ULLRICH BERTELSON, LLP | DE | WIPFLI FINANCIAL, LLC | E | Control |
| WIPFLI ULLRICH BERTELSON, LLP | DE | WIPFLI FINANCIAL, LLC | E | Control |
| WIPFLI ULLRICH BERTELSON, LLP | DE | WIPFLI FINANCIAL, LLC | E | Control |
| HEWINS, ROGER, COLBURN | I | HEWINS FINANCIAL ADVISORS, LLC | D | Control |
| HEWINS, ROGER, COLBURN | I | HEWINS FINANCIAL ADVISORS, LLC | D | Control |
| HEWINS, ROGER, COLBURN | I | HEWINS FINANCIAL ADVISORS, LLC | D | Control |
| HEWINS, ROGER, COLBURN | I | HEWINS FINANCIAL ADVISORS, LLC | D | Control |
| HEWINS, ROGER, COLBURN | I | HEWINS FINANCIAL ADVISORS, LLC | D | Control |
| HEWINS, ROGER, COLBURN | I | HEWINS FINANCIAL ADVISORS, LLC | D | Control |
| HEWINS, ROGER, COLBURN | I | HEWINS FINANCIAL ADVISORS, LLC | D | Control |
| HEWINS, ROGER, COLBURN | I | HEWINS FINANCIAL ADVISORS, LLC | D | Control |
| HEWINS, ROGER, COLBURN | I | HEWINS FINANCIAL ADVISORS, LLC | D | Control |
| HEWINS, ROGER, COLBURN | I | HEWINS FINANCIAL ADVISORS, LLC | D | Control |
| HEWINS, ROGER, COLBURN | I | HEWINS FINANCIAL ADVISORS, LLC | D | Control |
| HEWINS, ROGER, COLBURN | I | HEWINS FINANCIAL ADVISORS, LLC | D | Control |
| HEWINS, ROGER, COLBURN | I | HEWINS FINANCIAL ADVISORS, LLC | D | Control |
| HEWINS, ROGER, COLBURN | I | HEWINS FINANCIAL ADVISORS, LLC | D | Control |
| HEWINS, ROGER, COLBURN | I | HEWINS FINANCIAL ADVISORS, LLC | D | Control |
| HEWINS, ROGER, COLBURN | I | HEWINS FINANCIAL ADVISORS, LLC | D | Control |
| HEWINS, ROGER, COLBURN | I | HEWINS FINANCIAL ADVISORS, LLC | D | Control |
| WIPFLI FINANCIAL, LLC | DE | HEWINS FINANCIAL ADVISORS, LLC | D | Control |
| HEWINS, ROGER, COLBURN | I | HEWINS FINANCIAL ADVISORS, LLC | C | Control |
| WIPFLI FINANCIAL, LLC | DE | HEWINS FINANCIAL ADVISORS, LLC | C | |
| WIPFLI FINANCIAL, LLC | DE | HEWINS FINANCIAL ADVISORS, LLC | C | |
| WIPFLI FINANCIAL, LLC | DE | HEWINS FINANCIAL ADVISORS, LLC | C | |
| WIPFLI FINANCIAL, LLC | DE | HEWINS FINANCIAL ADVISORS, LLC | C | |
| WIPFLI FINANCIAL, LLC | DE | HEWINS FINANCIAL ADVISORS, LLC | C | |
| WIPFLI FINANCIAL, LLC | DE | HEWINS FINANCIAL ADVISORS, LLC | C | |
| WIPFLI FINANCIAL, LLC | DE | HEWINS FINANCIAL ADVISORS, LLC | C | |
| WIPFLI FINANCIAL, LLC | DE | HEWINS FINANCIAL ADVISORS, LLC | C | |
| WIPFLI FINANCIAL, LLC | DE | HEWINS FINANCIAL ADVISORS, LLC | C | |
| WIPFLI FINANCIAL, LLC | DE | HEWINS FINANCIAL ADVISORS, LLC | C | |
| WIPFLI FINANCIAL, LLC | DE | HEWINS FINANCIAL ADVISORS, LLC | C | |
| WIPFLI FINANCIAL, LLC | DE | HEWINS FINANCIAL ADVISORS, LLC | C | |
| WIPFLI FINANCIAL, LLC | DE | HEWINS FINANCIAL ADVISORS, LLC | C | |
| WIPFLI FINANCIAL, LLC | DE | HEWINS FINANCIAL ADVISORS, LLC | C | |
| WIPFLI FINANCIAL, LLC | DE | HEWINS FINANCIAL ADVISORS, LLC | C | |
| WIPFLI FINANCIAL, LLC | DE | HEWINS FINANCIAL ADVISORS, LLC | C | |
| WIPFLI FINANCIAL, LLC | DE | HEWINS FINANCIAL ADVISORS, LLC | C |
Registrations
Federal
IA
Mar 28, 2012 REGISTERED
Notice Filings (8)
CA FL IL MN MO NE TX WI
Address
400 SOUTH EL CAMINO REALSTE 800
SAN MATEO, CA 94402
United States
Phone: 650-620-3040