COLORADO INVESTOR SERVICES CORP
CRD #109976 SEC #801-57756 DENVER, CO 877-226-7636
SEC Registered
Total AUM
$2B
Discretionary
$2B
Employees
--
Clients
0
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 15, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARIOLA, JOHN | I | VICE PRESIDENT AND TREASURER | NA | Control |
| ARIOLA, JOHN | I | VICE PRESIDENT | NA | Control |
| ARIOLA, JOHN | I | VICE PRESIDENT AND TREASURER | NA | Control |
| ARIOLA, JOHN | I | VICE PRESIDENT AND TREASURER | NA | Control |
| ARIOLA, JOHN | I | VICE PRESIDENT AND TREASURER | NA | Control |
| ARIOLA, JOHN | I | VICE PRESIDENT | NA | Control |
| ARIOLA, JOHN | I | VICE PRESIDENT | NA | Control |
| ARIOLA, JOHN | I | VICE PRESIDENT AND TREASURER | NA | Control |
| CHUBINSKY, LEONARD, ISRAEL | I | SECRETARY/DIRECTOR | NA | Control |
| CHUBINSKY, LEONARD, ISRAEL | I | SECRETARY/DIRECTOR | NA | Control |
| CHUBINSKY, LEONARD, ISRAEL | I | SECRETARY/DIRECTOR | NA | Control |
| CHUBINSKY, LEONARD, ISRAEL | I | SECRETARY/DIRECTOR | NA | Control |
| CHUBINSKY, LEONARD, ISRAEL | I | SECRETARY/DIRECTOR | NA | Control |
| CHUBINSKY, LEONARD, ISRAEL | I | SECRETARY/DIRECTOR | NA | Control |
| CHUBINSKY, LEONARD, ISRAEL | I | SECRETARY/DIRECTOR | NA | Control |
| CHUBINSKY, LEONARD, ISRAEL | I | SECRETARY/DIRECTOR | NA | Control |
| CORSO, CLIFFORD, DEAN | I | CHAIRMAN AND DIRECTOR | NA | Control |
| CORSO, CLIFFORD, DEAN | I | CHAIRMAN AND DIRECTOR | NA | Control |
| CORSO, CLIFFORD, DEAN | I | CHAIRMAN AND DIRECTOR | NA | Control |
| CORSO, CLIFFORD, DEAN | I | CHAIRMAN AND DIRECTOR | NA | Control |
| CORSO, CLIFFORD, DEAN | I | CHAIRMAN AND DIRECTOR | NA | Control |
| CORSO, CLIFFORD, DEAN | I | CHAIRMAN AND DIRECTOR | NA | Control |
| HELLER, FRANCIE | I | CHAIRMAN | NA | Control |
| HELLER, FRANCIE | I | CHAIRMAN | NA | Control |
| JORDAN, THOMAS | I | PRESIDENT/DIRECTOR | NA | Control |
| JORDAN, THOMAS | I | PRESIDENT/DIRECTOR | NA | Control |
| MOROS, CHRISTOS | I | DIRECTOR | NA | Control |
| OBRIEN, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SEVELY, JOSEPH, LOWNDES | I | MANAGING DIRECTOR AND CFO | NA | Control |
| WALZ, RICHARD, JOHN | I | DIRECTOR | NA | Control |
| WALZ, RICHARD, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALZ, RICHARD, JOHN | I | DIRECTOR | NA | Control |
| WALZ, RICHARD, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALZ, RICHARD, JOHN | I | DIRECTOR | NA | Control |
| WALZ, RICHARD, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALZ, RICHARD, JOHN | I | DIRECTOR | NA | Control |
| WALZ, RICHARD, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALZ, RICHARD, JOHN | I | DIRECTOR | NA | Control |
| WALZ, RICHARD, JOHN | I | DIRECTOR | NA | Control |
| WALZ, RICHARD, JOHN | I | DIRECTOR | NA | Control |
| WALZ, RICHARD, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WITTHOHN, DAVID, WILLIAM | I | PRESIDENT/DIRECTOR | NA | Control |
| WITTHOHN, DAVID, WILLIAM | I | PRESIDENT/DIRECTOR | NA | Control |
| WITTHOHN, DAVID, WILLIAM | I | PRESIDENT/DIRECTOR | NA | Control |
| WITTHOHN, DAVID, WILLIAM | I | PRESIDENT/DIRECTOR | NA | Control |
| WITTHOHN, DAVID, WILLIAM | I | PRESIDENT/DIRECTOR | NA | Control |
| CUTWATER INVESTOR SERVICES CORP. | DE | OWNER | E | Control |
| CUTWATER INVESTOR SERVICES CORP. | DE | OWNER | E | Control |
| CUTWATER INVESTOR SERVICES CORP. | DE | OWNER | E | Control |
| MBIA MUNICIPAL INVESTORS SERVICE CORPORATION | DE | OWNER | E | Control |
| MBIA MUNICIPAL INVESTORS SERVICE CORPORATION | DE | OWNER | E | Control |
| MBIA MUNICIPAL INVESTORS SERVICE CORPORATION | DE | OWNER | E | Control |
| MBIA MUNICIPAL INVESTORS SERVICE CORPORATION | DE | OWNER | E | Control |
| MBIA MUNICIPAL INVESTORS SERVICE CORPORATION | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CUTWATER HOLDINGS, LLC | DE | CUTWATER INVESTOR SERVICES CORP. | E | Control |
| CUTWATER HOLDINGS, LLC | DE | CUTWATER INVESTOR SERVICES CORP. | E | Control |
| CUTWATER HOLDINGS, LLC | DE | CUTWATER INVESTOR SERVICES CORP. | E | Control |
| MBIA ASSET MANAGEMENT, LLC | DE | MBIA MUNICIPAL INVESTORS SERVICE CORPORATION | E | Control |
| MBIA ASSET MANAGEMENT, LLC | DE | MBIA MUNICIPAL INVESTORS SERVICE CORPORATION | E | Control |
| MBIA ASSET MANAGEMENT, LLC | DE | MBIA MUNICIPAL INVESTORS SERVICE CORPORATION | E | Control |
| MBIA ASSET MANAGEMENT, LLC | DE | MBIA MUNICIPAL INVESTORS SERVICE CORPORATION | E | Control |
| MBIA ASSET MANAGEMENT, LLC | DE | MBIA MUNICIPAL INVESTORS SERVICE CORPORATION | E | Control |
| MBIA INC. | DE | MBIA ASSET MANAGEMENT, LLC | E | Control |
| MBIA INC. | DE | MBIA ASSET MANAGEMENT, LLC | E | Control |
| MBIA INC. | DE | MBIA ASSET MANAGEMENT, LLC | E | Control |
| MBIA INC. | DE | MBIA ASSET MANAGEMENT, LLC | E | Control |
| MBIA INC. | DE | MBIA ASSET MANAGEMENT, LLC | E | Control |
| MBIA INC. | DE | MBIA ASSET MANAGEMENT, LLC | E | Control |
| MBIA INC. | DE | MBIA ASSET MANAGEMENT, LLC | E | Control |
| MBIA INC. | DE | MBIA ASSET MANAGEMENT, LLC | E | Control |
| WARBURG PINCUS PRIVATE EQUITY X,L.P.AND AFFILIATES | DE | MBIA INC. | C | Control |
| WARBURG PINCUS PRIVATE EQUITY X,L.P.AND AFFILIATES | DE | MBIA INC. | C | Control |
| WARBURG PINCUS PRIVATE EQUITY X,L.P.AND AFFILIATES | DE | MBIA INC. | C | Control |
Registrations
Federal
IA
Sep 15, 2005 REGISTERED
Notice Filings (1)
CO
Address
1700 BROADWAYSTE 2020
DENVER, CO 80290
USA
Phone: 877-226-7636