KOCHIS FITZ
CRD #109977 SEC #801-40448 SAN FRANCISCO, CA 415-394-6670
SEC Registered
Total AUM
$2.2B
Discretionary
$1.9B
Employees
--
Clients
251
Accounts
427
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRAGAR, SANDRA, LEIGH | I | VICE PRESIDENT | NA | Control |
| BRAGAR, SANDRA, LEIGH | I | VICE PRESIDENT | NA | Control |
| BRAGAR, SANDRA, LEIGH | I | VICE PRESIDENT | NA | Control |
| BRAGAR, SANDRA, LEIGH | I | VICE PRESIDENT | NA | Control |
| BRAGAR, SANDRA, LEIGH | I | VICE PRESIDENT | NA | Control |
| BRAGAR, SANDRA, LEIGH | I | VICE PRESIDENT | NA | Control |
| BRAGAR, SANDRA, LEIGH | I | VICE PRESIDENT | NA | Control |
| BRAGAR, SANDRA, LEIGH | I | VICE PRESIDENT | NA | Control |
| BRAGAR, SANDRA, LEIGH | I | VICE PRESIDENT | NA | Control |
| KIM, YOUNG, S | I | DIRECTOR OF INVESTMENT OPERATIONS | NA | Control |
| KIM, YOUNG, S | I | DIRECTOR OF INVESTMENT OPERATIONS | NA | Control |
| KIM, YOUNG, S | I | DIRECTOR OF INVESTMENT OPERATIONS | NA | Control |
| KIM, YOUNG, S | I | DIRECTOR OF INVESTMENT OPERATIONS | NA | Control |
| KIM, YOUNG, S | I | DIRECTOR OF INVESTMENT OPERATIONS | NA | Control |
| KOSSMAN, MICHAEL, HARRIS | I | CFO; CHIEF COMPLIANCE OFFICER | NA | Control |
| KOSSMAN, MICHAEL, HARRIS | I | COO; CHIEF COMPLIANCE OFFICER | NA | Control |
| KOSSMAN, MICHAEL, HARRIS | I | CHIEF FINANCIAL & ADMINISTRATIVE OFFICER | NA | Control |
| KOSSMAN, MICHAEL, HARRIS | I | COO; CHIEF COMPLIANCE OFFICER | NA | Control |
| KOSSMAN, MICHAEL, HARRIS | I | COO; CHIEF COMPLIANCE OFFICER | NA | Control |
| KOSSMAN, MICHAEL, HARRIS | I | COO; CHIEF COMPLIANCE OFFICER | NA | Control |
| KOSSMAN, MICHAEL, HARRIS | I | COO; CHIEF COMPLIANCE OFFICER | NA | Control |
| KOSSMAN, MICHAEL, HARRIS | I | CHIEF FINANCIAL & ADMINISTRATIVE OFFICER | NA | Control |
| KOSSMAN, MICHAEL, HARRIS | I | CHIEF FINANCIAL & ADMINISTRATIVE OFFICER | NA | Control |
| KOSSMAN, MICHAEL, HARRIS | I | COO; CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHICK, GREGORY, RYAN | I | VICE PRESIDENT | NA | Control |
| SCHICK, GREGORY, RYAN | I | VICE PRESIDENT | NA | Control |
| SCHICK, GREGORY, RYAN | I | VICE PRESIDENT | NA | Control |
| SCHICK, GREGORY, RYAN | I | VICE PRESIDENT | NA | Control |
| SCHICK, GREGORY, RYAN | I | VICE PRESIDENT | NA | Control |
| SCHICK, GREGORY, RYAN | I | VICE PRESIDENT | NA | Control |
| SCHICK, GREGORY, RYAN | I | VICE PRESIDENT | NA | Control |
| THOMAS, JASON, TERRANCE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, JASON, TERRANCE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, JASON, TERRANCE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, JASON, TERRANCE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, JASON, TERRANCE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, JASON, TERRANCE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, JASON, TERRANCE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ZALOUDEK, JANE, MARIE | I | VICE PRESIDENT | NA | Control |
| ZALOUDEK, JANE, MARIE | I | VICE PRESIDENT | NA | Control |
| ZALOUDEK, JANE, MARIE | I | VICE PRESIDENT | NA | Control |
| ZALOUDEK, JANE, MARIE | I | VICE PRESIDENT | NA | Control |
| ZALOUDEK, JANE, MARIE | I | VICE PRESIDENT | NA | Control |
| ZALOUDEK, JANE, MARIE | I | VICE PRESIDENT | NA | Control |
| ZALOUDEK, JANE, MARIE | I | VICE PRESIDENT | NA | Control |
| FITZ, LINDA | I | EXECUTIVE VICE PRESIDENT | C | Control |
| FITZ, LINDA | I | EXECUTIVE VICE PRESIDENT | C | Control |
| FITZ, LINDA | I | EXECUTIVE VICE PRESIDENT | C | Control |
| KOCHIS, STEPHEN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| KOCHIS, STEPHEN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| KOCHIS, STEPHEN | I | CHIEF EXECUTIVE OFFICER | C | Control |
| KOCHIS, STEPHEN, TIMOTHY | I | CHIEF EXECUTIVE OFFICER | C | Control |
| KOCHIS, STEPHEN, TIMOTHY | I | CHIEF EXECUTIVE OFFICER | C | Control |
| KOCHIS, STEPHEN, TIMOTHY | I | CHIEF EXECUTIVE OFFICER | C | Control |
| KOCHIS, STEPHEN, TIMOTHY | I | CHIEF EXECUTIVE OFFICER | C | Control |
| KOCHIS, STEPHEN, TIMOTHY | I | CHIEF EXECUTIVE OFFICER | C | Control |
| KOCHIS, STEPHEN, TIMOTHY | I | CHIEF EXECUTIVE OFFICER | C | Control |
| KOCHIS, STEPHEN, TIMOTHY | I | CHIEF EXECUTIVE OFFICER | C | Control |
| FITZ, LINDA | I | EXECUTIVE VICE PRESIDENT | B | Control |
| FITZ, LINDA, JO | I | EXECUTIVE VICE PRESIDENT | B | Control |
| FITZ, LINDA, JO | I | EXECUTIVE VICE PRESIDENT | B | Control |
| FITZ, LINDA, JO | I | EXECUTIVE VICE PRESIDENT | B | Control |
| FITZ, LINDA, JO | I | EXECUTIVE VICE PRESIDENT | B | Control |
| FITZ, LINDA, JO | I | EXECUTIVE VICE PRESIDENT | B | Control |
| FITZ, LINDA, JO | I | EXECUTIVE VICE PRESIDENT | B | Control |
| FITZHUGH, MICHAEL, PUTNAM | I | VICE PRESIDENT | B | Control |
| FITZHUGH, MICHAEL, PUTNAM | I | VICE PRESIDENT | B | Control |
| FITZHUGH, MICHAEL, PUTNAM | I | VICE PRESIDENT | B | Control |
| FITZHUGH, MICHAEL, PUTNAM | I | VICE PRESIDENT | B | Control |
| FITZHUGH, MICHAEL, PUTNAM | I | VICE PRESIDENT | B | Control |
| FITZHUGH, MICHAEL, PUTNAM | I | VICE PRESIDENT | B | Control |
| FITZHUGH, MICHAEL, PUTNAM | I | VICE PRESIDENT | B | Control |
| FITZHUGH, MICHAEL, PUTNAM | I | VICE PRESIDENT | B | Control |
| FITZHUGH, MICHAEL, PUTNAM | I | VICE PRESIDENT | B | Control |
| FITZHUGH, MICHAEL, PUTNAM | I | VICE PRESIDENT | B | Control |
| GOTT, KENNETH, CHARLES | I | VICE PRESIDENT | B | Control |
| GOTT, KENNETH, CHARLES | I | VICE PRESIDENT | B | Control |
| GOTT, KENNETH, CHARLES | I | VICE PRESIDENT | B | Control |
| GOTT, KENNETH, CHARLES | I | VICE PRESIDENT | B | Control |
| GOTT, KENNETH, CHARLES | I | VICE PRESIDENT | B | Control |
| GOTT, KENNETH, CHARLES | I | VICE PRESIDENT | B | Control |
| GOTT, KENNETH, CHARLES | I | VICE PRESIDENT | B | Control |
| GOTT, KENNETH, CHARLES | I | VICE PRESIDENT | B | Control |
| GOTT, KENNETH, CHARLES | I | VICE PRESIDENT | B | Control |
| GOTT, KENNETH, CHARLES | I | VICE PRESIDENT | B | Control |
| TRACY, THOMAS, GREGORY | I | VICE PRESIDENT | B | Control |
| TRACY, THOMAS, GREGORY | I | VICE PRESIDENT | B | Control |
| TRACY, THOMAS, GREGORY | I | VICE PRESIDENT | B | Control |
| TRACY, THOMAS, GREGORY | I | VICE PRESIDENT | B | Control |
| TRACY, THOMAS, GREGORY | I | VICE PRESIDENT | B | Control |
| TRACY, THOMAS, GREGORY | I | VICE PRESIDENT | B | Control |
| TRACY, THOMAS, GREGORY | I | VICE PRESIDENT | B | Control |
| TRACY, THOMAS, GREGORY | I | VICE PRESIDENT | B | Control |
| TRACY, THOMAS, GREGORY | I | VICE PRESIDENT | B | Control |
| TRACY, THOMAS, GREGORY | I | VICE PRESIDENT | B | Control |
Registrations
Federal
IA
Mar 21, 2007 REGISTERED
Notice Filings (6)
AZ CA LA NE NY TX
Address
60 SPEAR STREET, SUITE 1100SAN FRANCISCO, CA 94105
USA
Phone: 415-394-6670