IRVING PLANNING & INVESTMENTS, LTD.
CRD #109978 SEC #801-63994 LAKEWOOD, CO 303-985-4100
SEC Registered
Total AUM
$40M
Discretionary
$40M
Employees
1
Clients
1
Accounts
165
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 18, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| IRVING, MICHAEL, JOHN | I | PRESIDENT | E | Control |
| IRVING, MICHAEL, JOHN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| IRVING, MICHAEL, JOHN | I | PRESIDENT | E | Control |
| IRVING, MICHAEL, JOHN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| IRVING, MICHAEL, JOHN | I | PRESIDENT | E | Control |
| IRVING, MICHAEL, JOHN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| IRVING, MICHAEL, JOHN | I | PRESIDENT | E | Control |
| IRVING, MICHAEL, JOHN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| IRVING, MICHAEL, JOHN | I | PRESIDENT | E | Control |
| IRVING, MICHAEL, JOHN | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Apr 18, 2012 REGISTERED
Notice Filings (1)
CO
Address
3333 S. WADSWORTH BLVD.SUITE D320
LAKEWOOD, CO 80227
United States
Phone: 303-985-4100