JONES BARCLAY BOSTON & COMPANY
Legal name: JONES BARCLAY BOSTON & CO.
CRD #109982 SEC #801-46608 DENVER, CO 303-592-4282
SEC Registered
Total AUM
$315.4M
Discretionary
$308.8M
Employees
9
Clients
51
Accounts
574
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 3, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HANSHAW, LYNDA, J | I | CCO | NA | |
| HANSHAW, LYNDA, J | I | CCO | NA | |
| HANSHAW, LYNDA, J | I | CCO | NA | |
| HANSHAW, LYNDA, J | I | CCO | NA | |
| HANSHAW, LYNDA, J | I | CCO | NA | |
| BARCLAY, IAN, DOUGLAS | I | CEO | C | Control |
| BARCLAY, IAN, DOUGLAS | I | CEO | C | Control |
| BARCLAY, IAN, DOUGLAS | I | CEO | C | Control |
| BARCLAY, IAN, DOUGLAS | I | CEO | C | Control |
| BARCLAY, IAN, DOUGLAS | I | CEO | C | Control |
| BARCLAY, IAN, DOUGLAS | I | CEO | C | Control |
| BARCLAY, IAN, DOUGLAS | I | CEO | C | Control |
| BARCLAY, IAN, DOUGLAS | I | CEO | C | Control |
| BARCLAY, IAN, DOUGLAS | I | CEO | C | Control |
| BARCLAY, IAN, DOUGLAS | I | CEO | C | Control |
| BARCLAY, IAN, DOUGLAS | I | CEO | C | Control |
| BARCLAY, IAN, DOUGLAS | I | CEO | C | Control |
| BARCLAY, IAN, DOUGLAS | I | CEO | C | Control |
| BOSTON, MICHAEL, LANE | I | CHIEF INVESTMENT OFFICER | C | Control |
| BOSTON, MICHAEL, LANE | I | CHIEF INVESTMENT OFFICER | C | Control |
| BOSTON, MICHAEL, LANE | I | CHIEF INVESTMENT OFFICER | C | Control |
| BOSTON, MICHAEL, LANE | I | CHIEF INVESTMENT OFFICER | C | Control |
| BOSTON, MICHAEL, LANE | I | CHIEF INVESTMENT OFFICER | C | Control |
| BOSTON, MICHAEL, LANE | I | CHIEF INVESTMENT OFFICER | C | Control |
| BOSTON, MICHAEL, LANE | I | CHIEF INVESTMENT OFFICER | C | Control |
| BOSTON, MICHAEL, LANE | I | CHIEF INVESTMENT OFFICER | C | Control |
| BOSTON, MICHAEL, LANE | I | CHIEF INVESTMENT OFFICER | C | Control |
| BOSTON, MICHAEL, LANE | I | CHIEF INVESTMENT OFFICER | C | Control |
| BOSTON, MICHAEL, LANE | I | CHIEF INVESTMENT OFFICER | C | Control |
| BOSTON, MICHAEL, LANE | I | CHIEF INVESTMENT OFFICER | C | Control |
| BOSTON, MICHAEL, LANE | I | CHIEF INVESTMENT OFFICER | C | Control |
| JONES, CRAIG, STEPHEN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| JONES, CRAIG, STEPHEN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| JONES, CRAIG, STEPHEN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| JONES, CRAIG, STEPHEN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| JONES, CRAIG, STEPHEN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| JONES, CRAIG, STEPHEN | I | PRESIDENT | C | Control |
| JONES, CRAIG, STEPHEN | I | PRESIDENT | C | Control |
| JONES, CRAIG, STEPHEN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| JONES, CRAIG, STEPHEN | I | PRESIDENT | C | Control |
| JONES, CRAIG, STEPHEN | I | PRESIDENT | C | Control |
| JONES, CRAIG, STEPHEN | I | PRESIDENT | C | Control |
| JONES, CRAIG, STEPHEN | I | PRESIDENT | C | Control |
| JONES, CRAIG, STEPHEN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| JONES, CRAIG, STEPHEN | I | PRESIDENT | C | Control |
| BARCLAY, IAN, DOUGLAS | I | CEO | B | Control |
| BOSTON, MICHAEL, LANE | I | CHIEF INVESTMENT OFFICER | B | Control |
| BARCLAY, MARGARET | I | SHAREHOLDER | A | |
| EVANS, JOHN | I | SHAREHOLDER | A |
Registrations
Federal
IA
Mar 3, 2016 REGISTERED
Notice Filings (7)
CA CO FL LA MI TX VA
Address
1718 GAYLORD STREETDENVER, CO 80206
United States
Phone: 303-592-4282