SHORR ALAN LEE
Legal name: SHORR CAPITAL MANAGEMENT
CRD #110006 SEC #801-46785 CALABASAS, CA 818-708-0111
SEC Registered Broker-Dealer
Total AUM
$73.9M
Discretionary
$70.5M
Employees
5
Clients
10
Accounts
189
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 7, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SCHWARTZ, CYNTHIA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWARTZ, CYNTHIA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWARTZ, CYNTHIA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHORR, ALAN, LEE | I | OWNER | E | Control |
| SHORR, ALAN, LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SHORR, ALAN, LEE | I | OWNER | E | Control |
| SHORR, ALAN, LEE | I | OWNER | E | Control |
| SHORR, ALAN, LEE | I | OWNER | E | Control |
| SHORR, ALAN, LEE | I | OWNER | E | Control |
Registrations
Federal
IA
Oct 7, 2005 REGISTERED
Notice Filings (1)
CA
Address
26637 W. AGOURA ROADCALABASAS, CA 91302
USA
Phone: 818-708-0111