GRIES FINANCIAL LLC
Legal name: GFP PRIVATE WEALTH
CRD #110031 SEC #801-56552 CLEVELAND, OH 833-309-9900
SEC Registered Private Funds
Total AUM
$1.3B
Discretionary
$1.3B
Employees
30
Clients
101
Accounts
1,658
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 14, 2025
- Branch Offices
- 9
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BELL, EDWARD, JOSEPH | I | VICE PRESIDENT, WEALTH MANAGEMENT | NA | Control |
| BELL, EDWARD, JOSEPH | I | VICE PRESIDENT, WEALTH MANAGEMENT | NA | Control |
| BELL, EDWARD, JOSEPH | I | VICE PRESIDENT, WEALTH MANAGEMENT | NA | Control |
| BELL, EDWARD, JOSEPH | I | VICE PRESIDENT, WEALTH MANAGEMENT | NA | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | NA | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | NA | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | NA | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | NA | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | NA | Control |
| BELL, EDWARD, JOSEPH | I | CHAIRMAN | NA | Control |
| BELL, EDWARD, JOSEPH | I | CHAIRMAN | NA | Control |
| BELL, EDWARD, JOSEPH | I | CHAIRMAN | NA | Control |
| BELL, EDWARD, JOSEPH | I | CHAIRMAN | NA | Control |
| BELL, EDWARD, JOSEPH | I | CHAIRMAN | NA | Control |
| BELL, EDWARD, JOSEPH | I | CHAIRMAN | NA | Control |
| BELL, EDWARD, JOSEPH | I | CHAIRMAN | NA | Control |
| BELL, EDWARD, JOSEPH | I | CHAIRMAN | NA | Control |
| BELL, EDWARD, JOSEPH | I | CHAIRMAN | NA | Control |
| BELL, EDWARD, JOSEPH | I | CHAIRMAN | NA | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CIO | NA | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CIO | NA | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CIO | NA | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CIO | NA | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CIO | NA | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CIO | NA | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CIO | NA | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CIO | NA | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CIO | NA | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CIO | NA | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CIO | NA | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CIO | NA | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CIO | NA | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CIO | NA | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CASTER, WILLIAM, GEORGE | I | PRESIDENT | NA | Control |
| CASTER, WILLIAM, GEORGE | I | PRESIDENT | NA | Control |
| CASTER, WILLIAM, GEORGE | I | PRESIDENT | NA | Control |
| CASTER, WILLIAM, GEORGE | I | PRESIDENT | NA | Control |
| CASTER, WILLIAM, GEORGE | I | PRESIDENT | NA | Control |
| CASTER, WILLIAM, GEORGE | I | PRESIDENT | NA | Control |
| CASTER, WILLIAM, GEORGE | I | PRESIDENT | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF GROWTH OFFICER / CHIEF EXECUTIVE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DURKIN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURKIN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURKIN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURKIN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURKIN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURKIN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURKIN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURKIN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURKIN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURKIN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FINE, LAUREN, RICH | I | PARTNER | NA | Control |
| FINE, LAUREN, RICH | I | PARTNER | NA | Control |
| FINE, LAUREN, RICH | I | PARTNER | NA | Control |
| FINE, LAUREN, RICH | I | PARTNER | NA | Control |
| FINE, LAUREN, RICH | I | PARTNER | NA | Control |
| FINE, LAUREN, RICH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FINE, LAUREN, RICH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FINE, LAUREN, RICH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FINE, LAUREN, RICH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FINE, LAUREN, RICH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FINE, LAUREN, RICH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FINE, LAUREN, RICH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FINE, LAUREN, RICH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FINE, LAUREN, RICH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FINE, LAUREN, RICH | I | SENIOR MANAGING DIRECTOR | NA | Control |
| GALA, HEMAL, JAYANT | I | VICE PRESIDENT OPERATIONS | NA | |
| GALA, HEMAL, JAYANT | I | VICE PRESIDENT OPERATIONS | NA | |
| GALA, HEMAL, JAYANT | I | VICE PRESIDENT OPERATIONS | NA | |
| GALA, HEMAL, JAYANT | I | VICE PRESIDENT OPERATIONS | NA | |
| GALA, HEMAL, JAYANT | I | VICE PRESIDENT OPERATIONS | NA | |
| GALA, HEMAL, JAYANT | I | VICE PRESIDENT OPERATIONS | NA | |
| GALA, HEMAL, JAYANT | I | VICE PRESIDENT OPERATIONS | NA | |
| GALA, HEMAL, JAYANT | I | VICE PRESIDENT OPERATIONS | NA | |
| GALA, HEMAL, JAYANT | I | VICE PRESIDENT OPERATIONS | NA | |
| GALA, HEMAL, JAYANT | I | VICE PRESIDENT OPERATIONS | NA | |
| GALA, HEMAL, JAYANT | I | VICE PRESIDENT OPERATIONS | NA | |
| GALA, HEMAL, JAYANT | I | VICE PRESIDENT OPERATIONS | NA | |
| GALA, HEMAL, JAYANT | I | VICE PRESIDENT OPERATIONS | NA | |
| GALA, HEMAL, JAYANT | I | VICE PRESIDENT OPERATIONS | NA | |
| GALA, HEMAL, JAYANT | I | VICE PRESIDENT OPERATIONS | NA | |
| GRIES, ROBERT, DAUBY | I | MANAGER | NA | Control |
| GRIES, ROBERT, DAUBY | I | MANAGER | NA | Control |
| GRIES, ROBERT, DAUBY | I | MANAGER | NA | Control |
| GRIES, ROBERT, DAUBY | I | MANAGER | NA | Control |
| GRIES, ROBERT, DAUBY | I | MANAGER | NA | Control |
| GRIES, ROBERT, DAUBY | I | MANAGER | NA | Control |
| GRIES, ROBERT, DAUBY | I | MANAGER | NA | Control |
| GRIES, ROBERT, DAUBY | I | MANAGER | NA | Control |
| GRIES, ROBERT, DAUBY | I | MANAGER | NA | Control |
| GRIES, ROBERT, DAUBY | I | MANAGER | NA | Control |
| GRIES, ROBERT, DAUBY | I | MANAGER | NA | Control |
| GRIES, ROBERT, DAUBY | I | MANAGER | NA | Control |
| GRIES, ROBERT, DAUBY | I | MANAGER | NA | Control |
| GRIES, ROBERT, DAUBY | I | MANAGER | NA | Control |
| GRIES, ROBERT, DAUBY | I | MANAGER | NA | Control |
| GRIES, ROBERT, DAUBY | I | MANAGER | NA | Control |
| GRIES, ROBERT, DAUBY | I | MANAGER | NA | Control |
| GRIES, ROBERT, DAUBY | I | MANAGER | NA | Control |
| GRIES, ROBERT, DAUBY | I | MANAGER | NA | Control |
| GRIES, ROBERT, DAUBY | I | MANAGER | NA | Control |
| GRIES, ROBERT, DAUBY | I | MANAGER | NA | Control |
| GRIES, SARAH, LOUISE | I | CHAIRPERSON, PRESIDENT, CEO & MANAGER | NA | Control |
| GRIES, SARAH, LOUISE | I | CHAIRPERSON, CEO & MANAGER | NA | Control |
| GRIES, SARAH, LOUISE | I | CHAIRPERSON, PRESIDENT, CEO & MANAGER | NA | Control |
| GRIES, SARAH, LOUISE | I | CHAIRPERSON, PRESIDENT, CEO & MANAGER | NA | Control |
| GRIES, SARAH, LOUISE | I | CHAIRPERSON, PRESIDENT, CEO & MANAGER | NA | Control |
| GRIES, SARAH, LOUISE | I | CHAIRPERSON, PRESIDENT, CEO & MANAGER | NA | Control |
| GRIES, SARAH, LOUISE | I | CHAIRPERSON, PRESIDENT, CEO & MANAGER | NA | Control |
| GRIES, SARAH, LOUISE | I | CHAIRPERSON, PRESIDENT, CEO & MANAGER | NA | Control |
| GRIES, SARAH, LOUISE | I | CHAIRPERSON, CEO & MANAGER | NA | Control |
| GRIES, SARAH, LOUISE | I | CHAIRPERSON, CEO & MANAGER | NA | Control |
| GRIES, SARAH, LOUISE | I | CHAIRPERSON, CEO & MANAGER | NA | Control |
| GRIES, SARAH, LOUISE | I | CHAIRPERSON, CEO & MANAGER | NA | Control |
| GRIES, SARAH, LOUISE | I | CHAIRPERSON, CEO & MANAGER | NA | Control |
| GRIES, SARAH, LOUISE | I | CHAIRPERSON, CEO & MANAGER | NA | Control |
| GRIES, SARAH, LOUISE | I | CHAIRPERSON, CEO & MANAGER | NA | Control |
| GRIES, SARAH, LOUISE | I | CHAIRPERSON, CEO & MANAGER | NA | Control |
| GRIES, SARAH, LOUISE | I | CHAIRPERSON, CEO & MANAGER | NA | Control |
| GRIES, SARAH, LOUISE | I | CHAIRPERSON, CEO & MANAGER | NA | Control |
| GRIES, SARAH, LOUISE | I | CHAIRPERSON, CEO & MANAGER | NA | Control |
| GRIES, SARAH, LOUISE | I | CHAIRPERSON, CEO & MANAGER | NA | Control |
| GRIES, SARAH, LOUISE | I | CHAIRPERSON, CEO & MANAGER | NA | Control |
| GRIES, SARAH, LOUISE | I | FOUNDER | NA | Control |
| GRIES, SARAH, LOUISE | I | FOUNDER | NA | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR PARTNER | NA | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR PARTNER | NA | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR PARTNER | NA | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR PARTNER | NA | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR PARTNER | NA | Control |
| HERMAN, ROBERT, JOSEPH | I | CEO | NA | Control |
| HERMAN, ROBERT, JOSEPH | I | CEO | NA | Control |
| HERMAN, ROBERT, JOSEPH | I | CEO | NA | Control |
| HERMAN, ROBERT, JOSEPH | I | CEO | NA | Control |
| HERMAN, ROBERT, JOSEPH | I | CEO | NA | Control |
| HERMAN, ROBERT, JOSEPH | I | CEO | NA | Control |
| HERMAN, ROBERT, JOSEPH | I | MANAGING PRINCIPAL | NA | Control |
| HERMAN, ROBERT, JOSEPH | I | CEO | NA | Control |
| HERMAN, ROBERT, JOSEPH | I | CEO | NA | Control |
| HERMAN, ROBERT, JOSEPH | I | CEO | NA | Control |
| HERMAN, ROBERT, JOSEPH | I | MANAGING PRINCIPAL | NA | Control |
| HERMAN, ROBERT, JOSEPH | I | MANAGING PRINCIPAL | NA | Control |
| HERMAN, ROBERT, JOSEPH | I | MANAGING PRINCIPAL | NA | Control |
| HERMAN, ROBERT, JOSEPH | I | MANAGING PRINCIPAL | NA | Control |
| HERMAN, ROBERT, JOSEPH | I | MANAGING PRINCIPAL | NA | Control |
| LEGGETT, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LEGGETT, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LEGGETT, ROBERT, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PALMER, JEFFREY, HAMILTON | I | VICE PRESIDENT, OPERATIONS | NA | Control |
| PALMER, JEFFREY, HAMILTON | I | VICE PRESIDENT, OPERATIONS | NA | Control |
| PALMER, JEFFREY, HAMILTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALMER, JEFFREY, HAMILTON | I | VICE PRESIDENT, OPERATIONS | NA | Control |
| PALMER, JEFFREY, HAMILTON | I | MANAGING PARTNER | NA | Control |
| PALMER, JEFFREY, HAMILTON | I | MANAGING PARTNER | NA | Control |
| PALMER, JEFFREY, HAMILTON | I | MANAGING PARTNER | NA | Control |
| PALMER, JEFFREY, HAMILTON | I | MANAGING PARTNER | NA | Control |
| PALMER, JEFFREY, HAMILTON | I | MANAGING PARTNER | NA | Control |
| PALMER, JEFFREY, HAMILTON | I | PRESIDENT | NA | Control |
| PALMER, JEFFREY, HAMILTON | I | PRESIDENT | NA | Control |
| PALMER, JEFFREY, HAMILTON | I | EXECUTIVE DIRECTOR, INTEGRATION STRATEGIES | NA | Control |
| PALMER, JEFFREY, HAMILTON | I | EXECUTIVE DIRECTOR, INTEGRATION STRATEGIES | NA | Control |
| PALMER, JEFFREY, HAMILTON | I | EXECUTIVE DIRECTOR, INTEGRATION STRATEGIES | NA | Control |
| PALMER, JEFFREY, HAMILTON | I | EXECUTIVE DIRECTOR, INTEGRATION STRATEGIES | NA | Control |
| PALMER, JEFFREY, HAMILTON | I | EXECUTIVE DIRECTOR, INTEGRATION STRATEGIES | NA | Control |
| PALMER, JEFFREY, HAMILTON | I | EXECUTIVE DIRECTOR, INTEGRATION STRATEGIES | NA | Control |
| PALMER, JEFFREY, HAMILTON | I | EXECUTIVE DIRECTOR, INTEGRATION STRATEGIES | NA | Control |
| PALMER, JEFFREY, HAMILTON | I | EXECUTIVE DIRECTOR, INTEGRATION STRATEGIES | NA | Control |
| PALMER, JEFFREY, HAMILTON | I | EXECUTIVE DIRECTOR, INTEGRATION STRATEGIES | NA | Control |
| PALMER, JEFFREY, HAMILTON | I | EXECUTIVE DIRECTOR, INTEGRATION STRATEGIES | NA | Control |
| PALMER, JEFFREY, HAMILTON | I | EXECUTIVE DIRECTOR, INTEGRATION STRATEGIES | NA | Control |
| PALUGI, CANDY, JOHNSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALUGI, CANDY, JOHNSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALUGI, CANDY, JOHNSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALUGI, CANDY, JOHNSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALUGI, CANDY, JOHNSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WAGER, MICHAEL, KEITH | I | MANAGER | NA | Control |
| WAGER, MICHAEL, KEITH | I | MANAGER | NA | Control |
| WAGER, MICHAEL, KEITH | I | MANAGER | NA | Control |
| WAGER, MICHAEL, KEITH | I | MANAGER | NA | Control |
| WAGER, MICHAEL, KEITH | I | MANAGER | NA | Control |
| WAGER, MICHAEL, KEITH | I | MANAGER | NA | Control |
| WAGER, MICHAEL, KEITH | I | MANAGER | NA | Control |
| WAGER, MICHAEL, KEITH | I | MANAGER | NA | Control |
| WAGER, MICHAEL, KEITH | I | MANAGER | NA | Control |
| WAGER, MICHAEL, KEITH | I | MANAGER | NA | Control |
| WAGER, MICHAEL, KEITH | I | MANAGER | NA | Control |
| WAGER, MICHAEL, KEITH | I | MANAGER | NA | Control |
| WAGER, MICHAEL, KEITH | I | MANAGER | NA | Control |
| WAGER, MICHAEL, KEITH | I | MANAGER | NA | Control |
| WAGER, MICHAEL, KEITH | I | MANAGER | NA | Control |
| WAGER, MICHAEL, KEITH | I | MANAGER | NA | Control |
| WAGER, MICHAEL, KEITH | I | MANAGER | NA | Control |
| WAGER, MICHAEL, KEITH | I | MANAGER | NA | Control |
| WAGER, MICHAEL, KEITH | I | MANAGER | NA | Control |
| WAGER, MICHAEL, KEITH | I | MANAGER | NA | Control |
| WAGER, MICHAEL, KEITH | I | MANAGER | NA | Control |
| PROUDFOOT HOLDINGS, INC. | DE | MEMBER | E | Control |
| T4G FINANCIAL SERVICES LLC | DE | MEMBER | E | Control |
| T4G FINANCIAL SERVICES LLC | DE | MEMBER | E | Control |
| T4G FINANCIAL SERVICES LLC | DE | MEMBER | E | Control |
| T4G FINANCIAL SERVICES LLC | DE | MEMBER | E | Control |
| T4G FINANCIAL SERVICES LLC | DE | MEMBER | E | Control |
| T4G FINANCIAL SERVICES LLC | DE | MEMBER | E | Control |
| T4G FINANCIAL SERVICES LLC | DE | MEMBER | E | Control |
| T4G FINANCIAL SERVICES LLC | DE | MEMBER | E | Control |
| T4G FINANCIAL SERVICES LLC | DE | MEMBER | E | Control |
| T4G FINANCIAL SERVICES LLC | DE | MEMBER | E | Control |
| T4G FINANCIAL SERVICES LLC | DE | MEMBER | E | Control |
| T4G FINANCIAL SERVICES LLC | DE | MEMBER | E | Control |
| T4G FINANCIAL SERVICES LLC | DE | MEMBER | E | Control |
| T4G FINANCIAL SERVICES LLC | DE | MEMBER | E | Control |
| T4G FINANCIAL SERVICES LLC | DE | MEMBER | E | Control |
| T4G FINANCIAL SERVICES LLC | DE | MEMBER | E | Control |
| THE 4100 GROUP INC | DE | MEMBER | E | Control |
| THE 4100 GROUP INC | DE | MEMBER | E | Control |
| THE 4100 GROUP INC | DE | MEMBER | E | Control |
| THE 4100 GROUP INC | DE | MEMBER | E | Control |
| PROUDFOOT HOLDINGS, INC. | DE | MEMBER | D | Control |
| PROUDFOOT HOLDINGS, INC. | DE | MEMBER | D | Control |
| PROUDFOOT HOLDINGS, INC. | DE | MEMBER | D | Control |
| BELL, EDWARD, JOSEPH | I | VICE PRESIDENT, WEALTH MANAGEMENT | C | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | C | Control |
| BELL, EDWARD, JOSEPH | I | VICE PRESIDENT, WEALTH MANAGEMENT | C | Control |
| BELL, EDWARD, JOSEPH | I | VICE PRESIDENT, WEALTH MANAGEMENT | C | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | C | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | C | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | C | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | C | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | C | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | C | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | C | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | C | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | C | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | C | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | C | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | C | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | C | Control |
| BELL, EDWARD, JOSEPH | I | MANAGING PARTNER | C | Control |
| BELL, EDWARD, JOSEPH | I | MANAGING PARTNER | C | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | C | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | C | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | C | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | C | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | C | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | C | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | C | Control |
| BELL, EDWARD, JOSEPH | I | PRESIDENT | C | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR PARTNER | C | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR PARTNER | C | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR PARTNER | C | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR PARTNER | C | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR PARTNER | C | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR PARTNER | C | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR PARTNER | C | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR PARTNER | C | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR PARTNER | C | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR PARTNER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | MANAGING PARTNER CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | MANAGING PARTNER CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | MANAGING PARTNER CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | MANAGING PARTNER CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | MANAGING PARTNER CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | MANAGING PARTNER CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | MANAGING PARTNER CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | MANAGING PARTNER CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | MANAGING PARTNER CHIEF COMPLIANCE OFFICER | C | Control |
| PALMER, JEFFREY, HAMILTON | I | MANAGING PARTNER CHIEF COMPLIANCE OFFICER | C | Control |
| PROUDFOOT HOLDINGS, INC. | DE | MEMBER | C | Control |
| PROUDFOOT HOLDINGS, INC. | DE | MEMBER | C | Control |
| PROUDFOOT HOLDINGS, INC. | DE | MEMBER | C | Control |
| PROUDFOOT HOLDINGS, INC. | DE | MEMBER | C | Control |
| PROUDFOOT HOLDINGS, INC. | DE | MEMBER | C | Control |
| PROUDFOOT HOLDINGS, INC. | DE | MEMBER | C | Control |
| PROUDFOOT HOLDINGS, INC. | DE | MEMBER | C | Control |
| PROUDFOOT HOLDINGS, INC. | DE | MEMBER | C | Control |
| PROUDFOOT HOLDINGS, INC. | DE | MEMBER | C | Control |
| PROUDFOOT HOLDINGS, INC. | DE | MEMBER | C | Control |
| PROUDFOOT HOLDINGS, INC. | DE | MEMBER | C | Control |
| PROUDFOOT HOLDINGS, INC. | DE | MEMBER | C | Control |
| PROUDFOOT HOLDINGS, INC. | DE | MEMBER | C | Control |
| PROUDFOOT HOLDINGS, INC. | DE | MEMBER | C | Control |
| PROUDFOOT HOLDINGS, INC. | DE | MEMBER | C | Control |
| PROUDFOOT HOLDINGS, INC. | DE | MEMBER | C | Control |
| PROUDFOOT HOLDINGS, INC. | DE | MEMBER | C | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR MANAGING DIRECTOR | B | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR MANAGING DIRECTOR | B | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR MANAGING DIRECTOR | B | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR MANAGING DIRECTOR | B | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR MANAGING DIRECTOR | B | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR MANAGING DIRECTOR | B | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR MANAGING DIRECTOR | B | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR MANAGING DIRECTOR | B | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR MANAGING DIRECTOR | B | Control |
| KIRTLAND CAPITAL PARTNERS II, L.P. | DE | MEMBER | B | |
| KIRTLAND CAPITAL PARTNERS II, L.P. | DE | MEMBER | B | |
| KIRTLAND CAPITAL PARTNERS II, L.P. | DE | MEMBER | B | |
| KIRTLAND CAPITAL PARTNERS III, L.P. | DE | MEMBER | B | |
| KIRTLAND CAPITAL PARTNERS III, L.P. | DE | MEMBER | B | |
| KIRTLAND CAPITAL PARTNERS III, L.P. | DE | MEMBER | B | |
| BRODKOWITZ, KENNETH, ROSS | I | CIO | A | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CIO | A | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CIO | A | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CIO | A | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CIO | A | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CIO | A | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CIO | A | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CIO | A | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CIO | A | Control |
| BRODKOWITZ, KENNETH, ROSS | I | CIO | A | Control |
| FINE, LAUREN, RICH | I | PARTNER | A | Control |
| FINE, LAUREN, RICH | I | PARTNER | A | Control |
| FINE, LAUREN, RICH | I | PARTNER | A | Control |
| FINE, LAUREN, RICH | I | PARTNER | A | Control |
| FINE, LAUREN, RICH | I | PARTNER | A | Control |
| FINE, LAUREN, RICH | I | PARTNER | A | Control |
| FINE, LAUREN, RICH | I | PARTNER | A | Control |
| FINE, LAUREN, RICH | I | PARTNER | A | Control |
| FINE, LAUREN, RICH | I | PARTNER | A | Control |
| FINE, LAUREN, RICH | I | PARTNER | A | Control |
| HERMAN, ROBERT, JOSEPH | I | SENIOR MANAGING DIRECTOR | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KIRTLAND CAPITAL CORPORATION | DE | KIRTLAND CAPITAL PARTNERS II, L.P. | F | |
| KIRTLAND CAPITAL CORPORATION | DE | KIRTLAND CAPITAL PARTNERS II, L.P. | F | |
| KIRTLAND CAPITAL CORPORATION | DE | KIRTLAND CAPITAL PARTNERS II, L.P. | F | |
| KIRTLAND PARTNERS LTD. | DE | KIRTLAND CAPITAL PARTNERS III, L.P. | F | |
| KIRTLAND PARTNERS LTD. | DE | KIRTLAND CAPITAL PARTNERS III, L.P. | F | |
| KIRTLAND PARTNERS LTD. | DE | KIRTLAND CAPITAL PARTNERS III, L.P. | F | |
| RENAISSANCE HEALTH SERVICE CORPORATION | DE | DELTA DENTAL PLAN OF MICHIGAN INC | F | Control |
| RENAISSANCE HEALTH SERVICE CORPORATION | DE | DELTA DENTAL PLAN OF MICHIGAN INC | F | Control |
| RENAISSANCE HEALTH SERVICE CORPORATION | DE | DELTA DENTAL PLAN OF MICHIGAN INC | F | Control |
| RENAISSANCE HEALTH SERVICE CORPORATION | DE | DELTA DENTAL PLAN OF MICHIGAN INC | F | Control |
| RENAISSANCE HEALTH SERVICE CORPORATION | DE | DELTA DENTAL PLAN OF MICHIGAN INC | F | Control |
| RENAISSANCE HEALTH SERVICE CORPORATION | DE | DELTA DENTAL PLAN OF MICHIGAN INC | F | Control |
| RENAISSANCE HEALTH SERVICE CORPORATION | DE | DELTA DENTAL PLAN OF MICHIGAN INC | F | Control |
| RENAISSANCE HEALTH SERVICE CORPORATION | DE | DELTA DENTAL PLAN OF MICHIGAN INC | F | Control |
| RENAISSANCE HEALTH SERVICE CORPORATION | DE | DELTA DENTAL PLAN OF MICHIGAN INC | F | Control |
| RENAISSANCE HEALTH SERVICE CORPORATION | DE | DELTA DENTAL PLAN OF MICHIGAN INC | F | Control |
| RENAISSANCE HEALTH SERVICE CORPORATION | DE | DELTA DENTAL PLAN OF MICHIGAN INC | F | Control |
| RENAISSANCE HEALTH SERVICE CORPORATION | DE | DELTA DENTAL PLAN OF MICHIGAN INC | F | Control |
| RENAISSANCE HEALTH SERVICE CORPORATION | DE | DELTA DENTAL PLAN OF MICHIGAN INC | F | Control |
| RENAISSANCE HEALTH SERVICE CORPORATION | DE | DELTA DENTAL PLAN OF MICHIGAN INC | F | Control |
| RENAISSANCE HEALTH SERVICE CORPORATION | DE | DELTA DENTAL PLAN OF MICHIGAN INC | F | Control |
| DELTA DENTAL PLAN OF MICHIGAN INC | DE | THE 4100 GROUP INC | E | Control |
| DELTA DENTAL PLAN OF MICHIGAN INC | DE | THE 4100 GROUP INC | E | Control |
| DELTA DENTAL PLAN OF MICHIGAN INC | DE | THE 4100 GROUP INC | E | Control |
| DELTA DENTAL PLAN OF MICHIGAN INC | DE | THE 4100 GROUP INC | E | Control |
| DELTA DENTAL PLAN OF MICHIGAN INC | DE | THE 4100 GROUP INC | E | Control |
| DELTA DENTAL PLAN OF MICHIGAN INC | DE | THE 4100 GROUP INC | E | Control |
| DELTA DENTAL PLAN OF MICHIGAN INC | DE | THE 4100 GROUP INC | E | Control |
| DELTA DENTAL PLAN OF MICHIGAN INC | DE | THE 4100 GROUP INC | E | Control |
| DELTA DENTAL PLAN OF MICHIGAN INC | DE | THE 4100 GROUP INC | E | Control |
| DELTA DENTAL PLAN OF MICHIGAN INC | DE | THE 4100 GROUP INC | E | Control |
| DELTA DENTAL PLAN OF MICHIGAN INC | DE | THE 4100 GROUP INC | E | Control |
| DELTA DENTAL PLAN OF MICHIGAN INC | DE | THE 4100 GROUP, INC. | E | Control |
| DELTA DENTAL PLAN OF MICHIGAN INC | DE | THE 4100 GROUP INC | E | Control |
| DELTA DENTAL PLAN OF MICHIGAN INC | DE | THE 4100 GROUP INC | E | Control |
| DELTA DENTAL PLAN OF MICHIGAN INC | DE | THE 4100 GROUP INC | E | Control |
| GRIES, SARAH, LOUISE | I | PROUDFOOT HOLDINGS, INC. | E | Control |
| GRIES, SARAH, LOUISE | I | PROUDFOOT HOLDINGS, INC. | E | Control |
| GRIES, SARAH, LOUISE | I | PROUDFOOT HOLDINGS, INC. | E | Control |
| GRIES, SARAH, LOUISE | I | PROUDFOOT HOLDINGS, INC. | E | Control |
| GRIES, SARAH, LOUISE | I | PROUDFOOT HOLDINGS, INC. | E | Control |
| GRIES, SARAH, LOUISE | I | PROUDFOOT HOLDINGS, INC. | E | Control |
| GRIES, SARAH, LOUISE | I | PROUDFOOT HOLDINGS, INC. | E | Control |
| GRIES, SARAH, LOUISE | I | PROUDFOOT HOLDINGS, INC. | E | Control |
| GRIES, SARAH, LOUISE | I | PROUDFOOT HOLDINGS, INC. | E | Control |
| GRIES, SARAH, LOUISE | I | PROUDFOOT HOLDINGS, INC. | E | Control |
| GRIES, SARAH, LOUISE | I | PROUDFOOT HOLDINGS, INC. | E | Control |
| GRIES, SARAH, LOUISE | I | PROUDFOOT HOLDINGS, INC. | E | Control |
| GRIES, SARAH, LOUISE | I | PROUDFOOT HOLDINGS, INC. | E | Control |
| GRIES, SARAH, LOUISE | I | PROUDFOOT HOLDINGS, INC. | E | Control |
| GRIES, SARAH, LOUISE | I | PROUDFOOT HOLDINGS, INC. | E | Control |
| GRIES, SARAH, LOUISE | I | PROUDFOOT HOLDINGS, INC. | E | Control |
| GRIES, SARAH, LOUISE | I | PROUDFOOT HOLDINGS, INC. | E | Control |
| GRIES, SARAH, LOUISE | I | PROUDFOOT HOLDINGS, INC. | E | Control |
| GRIES, SARAH, LOUISE | I | PROUDFOOT HOLDINGS, INC. | E | Control |
| GRIES, SARAH, LOUISE | I | PROUDFOOT HOLDINGS, INC. | E | Control |
| GRIES, SARAH, LOUISE | I | PROUDFOOT HOLDINGS, INC. | E | Control |
| T4G MANAGEMENT INC | DE | T4G FINANCIAL SERVICES LLC | E | Control |
| T4G MANAGEMENT INC | DE | T4G FINANCIAL SERVICES LLC | E | Control |
| T4G MANAGEMENT INC | DE | T4G FINANCIAL SERVICES LLC | E | Control |
| T4G MANAGEMENT INC | DE | T4G FINANCIAL SERVICES LLC | E | Control |
| T4G MANAGEMENT INC | DE | T4G FINANCIAL SERVICES LLC | E | Control |
| T4G MANAGEMENT INC | DE | T4G FINANCIAL SERVICES LLC | E | Control |
| T4G MANAGEMENT INC | DE | T4G FINANCIAL SERVICES LLC | E | Control |
| T4G MANAGEMENT INC | DE | T4G FINANCIAL SERVICES LLC | E | Control |
| T4G MANAGEMENT INC | DE | T4G FINANCIAL SERVICES LLC | E | Control |
| T4G MANAGEMENT INC | DE | T4G FINANCIAL SERVICES LLC | E | Control |
| T4G MANAGEMENT LLC | DE | T4G FINANCIAL SERVICES LLC | E | Control |
| THE 4100 GROUP INC | DE | T4G MANAGEMENT INC | E | Control |
| THE 4100 GROUP INC | DE | T4G MANAGEMENT INC | E | Control |
| THE 4100 GROUP INC | DE | T4G MANAGEMENT INC | E | Control |
| THE 4100 GROUP INC | DE | T4G MANAGEMENT INC | E | Control |
| THE 4100 GROUP INC | DE | T4G MANAGEMENT INC | E | Control |
| THE 4100 GROUP INC | DE | T4G MANAGEMENT INC | E | Control |
| THE 4100 GROUP INC | DE | T4G MANAGEMENT INC | E | Control |
| THE 4100 GROUP INC | DE | T4G MANAGEMENT INC | E | Control |
| THE 4100 GROUP INC | DE | T4G MANAGEMENT INC | E | Control |
| THE 4100 GROUP INC | DE | T4G MANAGEMENT INC | E | Control |
| THE 4100 GROUP, INC. | DE | T4G MANAGEMENT LLC | E | Control |
| TURBEN VENTURES PREFERRED | DE | KIRTLAND PARTNERS LTD. | E | |
| TURBEN VENTURES PREFERRED | DE | KIRTLAND PARTNERS LTD. | E | |
| TURBEN VENTURES PREFERRED | DE | KIRTLAND PARTNERS LTD. | E | |
| TURBEN, JOHN, FRANKLIN | I | KIRTLAND CAPITAL CORPORATION | D | |
| TURBEN, JOHN, FRANKLIN | I | KIRTLAND CAPITAL CORPORATION | D | |
| TURBEN, JOHN, FRANKLIN | I | KIRTLAND CAPITAL CORPORATION | D | |
| DELTA DENTAL PLAN OF OHIO INC | DE | THE 4100 GROUP INC | C | Control |
| DELTA DENTAL PLAN OF OHIO INC | DE | THE 4100 GROUP INC | C | Control |
| DELTA DENTAL PLAN OF OHIO INC | DE | THE 4100 GROUP INC | C | Control |
| DELTA DENTAL PLAN OF OHIO INC | DE | THE 4100 GROUP INC | C | Control |
| DELTA DENTAL PLAN OF OHIO INC | DE | THE 4100 GROUP INC | C | Control |
| DELTA DENTAL PLAN OF OHIO INC | DE | THE 4100 GROUP INC | C | Control |
| DELTA DENTAL PLAN OF OHIO INC | DE | THE 4100 GROUP INC | C | Control |
| DELTA DENTAL PLAN OF OHIO INC | DE | THE 4100 GROUP INC | C | Control |
| DELTA DENTAL PLAN OF OHIO INC | DE | THE 4100 GROUP INC | C | Control |
| DELTA DENTAL PLAN OF OHIO INC | DE | THE 4100 GROUP INC | C | Control |
| DELTA DENTAL PLAN OF OHIO INC | DE | THE 4100 GROUP INC | C | Control |
| DELTA DENTAL PLAN OF OHIO INC | DE | THE 4100 GROUP, INC. | C | Control |
| DELTA DENTAL PLAN OF OHIO INC | DE | THE 4100 GROUP INC | C | Control |
| DELTA DENTAL PLAN OF OHIO INC | DE | THE 4100 GROUP INC | C | Control |
| DELTA DENTAL PLAN OF OHIO INC | DE | THE 4100 GROUP INC | C | Control |
Registrations
Federal
IA
Aug 14, 2025 REGISTERED
Notice Filings (25)
AZ CA CO CT DC FL GA IL IN KS LA MA MD MI NH NJ NY OH PA TN TX UT VA VT WA
Address
1300 EAST NINTH STREETSUITE 1900
CLEVELAND, OH 44114
United States
Phone: 833-309-9900