RIA Intelligence

RQA INC.

Legal name: ROGERS QUIMBY & ASSOCIATES

CRD #110034 SEC #801-57334 CLEARWATER, FL 727-446-2306
SEC Registered
Total AUM
$113M
Discretionary
$113M
Employees
3
Clients
--
Accounts
646

Firm Details

Organization Type
Corporation
State of Formation
Florida
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Nov 11, 2016
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
QUIMBY, PATRICIA, ANNICHIEF COMPLIANCE OFFICERNA Control
QUIMBY, PATRICIA, ANNICHIEF COMPLIANCE OFFICERNA Control
QUIMBY, PATRICIA, ANNICHIEF COMPLIANCE OFFICERNA Control
QUIMBY, PATRICIA, ANNICHIEF COMPLIANCE OFFICERNA Control
QUIMBY, PATRICIA, ANNICHIEF COMPLIANCE OFFICERNA Control
QUIMBY, ROGERSIPRESIDENTE Control
QUIMBY, ROGERSIPRESIDENTE Control
QUIMBY, ROGERSIPRESIDENTE Control
QUIMBY, ROGERSIPRESIDENTE Control
QUIMBY, ROGERSIPRESIDENTE Control
QUIMBY, ROGERSIPRESIDENTE Control
QUIMBY, ROGERSIPRESIDENTE Control
QUIMBY, ROGERSIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
QUIMBY, ROGERSIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
QUIMBY, ROGERSIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
QUIMBY, ROGERSIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
QUIMBY, ROGERSIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
QUIMBY, ROGERSIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
QUIMBY, ROGERSIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
QUIMBY, ROGERSIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
QUIMBY, ROGERSIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
QUIMBY, ROGERSIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
QUIMBY, ROGERSIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
QUIMBY, ROGERSIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
QUIMBY, ROGERSIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
QUIMBY, ROGERSIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
QUIMBY, ROGERSIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Nov 11, 2016 REGISTERED

Notice Filings (1)

FL

Address

1432 COURT ST
CLEARWATER, FL 33756
United States
Phone: 727-446-2306