CENTURION ALLIANCE,INC.
CRD #110036 SEC #801-61990 CARMEL, CA 831-622-7575
SEC Registered
Total AUM
$1.4B
Discretionary
$58.8M
Employees
--
Clients
0
Accounts
2,283
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 23, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DIPPOLD, ALMA, BARTHA | I | MANAGING DIRECTOR & BOARD MEMBER & SHAREHOLDER | NA | Control |
| DIPPOLD, ALMA, BARTHA | I | MANAGING DIRECTOR, TRADING & ADMINISTRATION | NA | Control |
| DIPPOLD, ALMA, BARTHA | I | MANAGING DIRECTOR, TRADING & ADMINISTRATION | NA | Control |
| HELSOM, FRANK, ELLIOTT | I | BOARD MEMBER & SHAREHOLDER | NA | |
| HELSOM, FRANK, ELLIOTT | I | BOARD MEMBER & SHAREHOLDER | NA | |
| HELSOM, FRANK, ELLIOTT | I | BOARD MEMBER & SHAREHOLDER | NA | |
| HEWITT, RICHARD, ALAN | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| HEWITT, RICHARD, ALAN | I | MANAGING DIRECTOR/PRESIDENT, PRAETORIAN GUARD | NA | Control |
| HEWITT, RICHARD, ALAN | I | MANAGING DIRECTOR/PRESIDENT, PRAETORIAN GUARD | NA | Control |
| HEWITT, RICHARD, ALAN | I | DIRECTOR, OPERATIONS & PRIVATE CLIENT GROUP | NA | Control |
| HEWITT, RICHARD, ALAN | I | DIRECTOR, OPERATIONS & PRIVATE CLIENT GROUP | NA | Control |
| HUNKEL, PETER, JOHN | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | NA | |
| HUNKEL, PETER, JOHN | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | NA | |
| KEYSTON, DAVID, HILL | I | BOARD MEMBER & SHAREHOLDER | NA | |
| KEYSTON, DAVID, HILL | I | BOARD MEMBER & SHAREHOLDER | NA | |
| KEYSTON, DAVID, HILL | I | BOARD MEMBER & SHAREHOLDER | NA | |
| LEDZINSKI, II, JEROME, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| LEONARD, HOWARD, JOSEPH | I | EXECUTIVE MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| MACARTHUR, JOHN, MATTHEW | I | PRESIDENT & BOARD MEMBER & SHAREHOLDER | NA | Control |
| MACARTHUR, JOHN, MATTHEW | I | MANAGING DIRECTOR | NA | Control |
| MACARTHUR, JOHN, MATTHEW | I | PRESIDENT & BOARD MEMBER & SHAREHOLDER | NA | Control |
| MACE, STEPHEN, ALAN | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER | NA | Control |
| MACE, STEPHEN, ALAN | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| MACE, STEPHEN, ALAN | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER | NA | Control |
| MACE, STEPHEN, ALAN | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER | NA | Control |
| MACE, STEPHEN, ALAN | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER | NA | Control |
| MCNULTY, JAMES, FRANCIS | I | BOARD MEMBER & SHAREHOLDER | NA | |
| MCNULTY, JAMES, FRANCIS | I | BOARD MEMBER & SHAREHOLDER | NA | |
| MCNULTY, JAMES, FRANCIS | I | BOARD MEMBER & SHAREHOLDER | NA | |
| THURLBY, TRACE, WILSON | I | MANAGING DIRECTOR/CONTROLLER | NA | Control |
| THURLBY, TRACE, WILSON | I | MANAGING DIRECTOR/CONTROLLER | NA | Control |
| THURLBY, TRACE, WILSON | I | MANAGING DIRECTOR/CONTROLLER | NA | Control |
| THURLBY, TRACE, WILSON | I | MANAGING DIRECTOR/CONTROLLER | NA | Control |
| THURLBY, TRACE, WILSON | I | MANAGING DIRECTOR/CONTROLLER | NA | Control |
| WITTEN, JEANNETTE, KAY | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LEDZINSKI, JEROME, MICHAEL | I | CHAIRMAN/CEO | E | Control |
| LEDZINSKI, JEROME, MICHAEL | I | CHAIRMAN/CEO | E | Control |
| LEDZINSKI, JEROME, MICHAEL | I | CHAIRMAN/CEO | E | Control |
| LEDZINSKI, JEROME, MICHAEL | I | CHAIRMAN/CEO | E | Control |
| LEDZINSKI, JEROME, MICHAEL | I | CHAIRMAN/CEO | E | Control |
| LEDZINSKI, JEROME, MICHAEL | I | CHAIRMAN/CEO | E | Control |
| LEDZINSKI, JEROME, MICHAEL | I | CHAIRMAN/CEO | E | Control |
| LEDZINSKI, JEROME, MICHAEL | I | CHAIRMAN/CEO & SHAREHOLDER | D | Control |
| LEDZINSKI, JEROME, MICHAEL | I | CHAIRMAN/CEO & SHAREHOLDER | D | Control |
| LEDZINSKI, JEROME, MICHAEL | I | CHAIRMAN/CEO & SHAREHOLDER | D | Control |
| SAEMAN, JOHN, VICTOR | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| SAEMAN, JOHN, VICTOR | I | SHAREHOLDER | B | |
| SAEMAN, JOHN, VICTOR | I | SHAREHOLDER | B | |
| SAEMAN, JOHN, VICTOR | I | SHAREHOLDER | B | |
| SAEMAN, JOHN, VICTOR | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| SAEMAN, JOHN, VICTOR | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| SAEMAN, JOHN, VICTOR | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| SAEMAN, JOHN, VICTOR | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| SAEMAN, JOHN, VICTOR | I | BOARD MEMBER/SHAREHOLDER | B | Control |
| MACARTHUR, JOHN, MATTHEW | I | MANAGING DIRECTOR, BUSINESS DEVELOPMENT | A | Control |
| MACARTHUR, JOHN, MATTHEW | I | MANAGING DIRECTOR, BUSINESS DEVELOPMENT | A | Control |
| MACE, STEPHEN, ALAN | I | MANAGING DIRECTOR | A | Control |
| MACE, STEPHEN, ALAN | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | A | Control |
Registrations
Federal
IA
May 23, 2005 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
3775 VIA NONA MARIE, SUITE 200CARMEL, CA 93923
USA
Phone: 831-622-7575