BEACON RETIREMENT PLANNING SERVICES INC.
Legal name: BEACON FINANCIAL GROUP
CRD #110038 SEC #801-57962 DALLAS, TX 972-726-9888
SEC Registered
Total AUM
$1.1B
Discretionary
$1.1B
Employees
18
Clients
26
Accounts
2,121
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 5, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BECUE, MARK, ANDREW | I | DIRECTOR | NA | |
| CAMPBELL, ROSS, M | I | VICE PRESIDENT/DIRECTOR | NA | |
| DIAMOND, MARK | I | VICE PRESIDENT | NA | |
| DIAMOND, MARK | I | VICE PRESIDENT | NA | |
| DIAMOND, MARK | I | VICE PRESIDENT | NA | |
| DIAMOND, MARK | I | VICE PRESIDENT | NA | |
| DIAMOND, MARK | I | VICE PRESIDENT/ SECRETARY | NA | Control |
| DIAMOND, MARK | I | VICE PRESIDENT/ SECRETARY | NA | |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | |
| DIAMOND, MARK | I | VICE PRESIDENT | NA | |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | Control |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | Control |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | Control |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | Control |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | Control |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | Control |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | Control |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | Control |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | Control |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | Control |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | Control |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | Control |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | Control |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | Control |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | Control |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | Control |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | Control |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | Control |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | Control |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | Control |
| DIAMOND, MARK | I | SENIOR VICE PRESIDENT | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/CHIEF COMPLIANCE OFFICER | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/CHIEF COMPLIANCE OFFICER | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/CHIEF COMPLIANCE OFFICER | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER | NA | |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| ENGRO, STEPHEN, ANTHONY | I | PRESIDENT/ TREASURER/ CHIEF COMPLIANCE OFFICER/ SECRETARY | NA | Control |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MARKHAM, LORI, ANN | I | ASSISTANT SECRETARY | NA | |
| MOSES, ROBERT, CHARLES | I | VICE PRESIDENT/SECRETARY | NA | Control |
| MOSES, ROBERT, CHARLES | I | VICE PRESIDENT/SECRETARY | NA | Control |
| MOSES, ROBERT, CHARLES | I | VICE PRESIDENT/SECRETARY | NA | Control |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, ASSISTANT SECRETARY | NA | Control |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, ASSISTANT SECRETARY | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EXECUTIVE VICE PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, ASSISTANT SECRETARY | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EXECUTIVE VICE PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| NORWOOD, ROBERT, BREDT | I | EXECUTIVE VICE PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| NORWOOD, ROBERT, BREDT | I | ASSISTANT SECRETARY AND ASSISTANT VICE PRESIDENT | NA | |
| NORWOOD, ROBERT, BREDT | I | EXECUTIVE VICE PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| NORWOOD, ROBERT, BREDT | I | ASSISTANT SECRETARY AND ASSISTANT VICE PRESIDENT | NA | |
| NORWOOD, ROBERT, BREDT | I | EXECUTIVE VICE PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| NORWOOD, ROBERT, BREDT | I | ASSISTANT SECRETARY AND ASSISTANT VICE PRESIDENT | NA | |
| NORWOOD, ROBERT, BREDT | I | EXECUTIVE VICE PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| NORWOOD, ROBERT, BREDT | I | ASSISTANT SECRETARY AND ASSISTANT VICE PRESIDENT | NA | |
| NORWOOD, ROBERT, BREDT | I | EXECUTIVE VICE PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| NORWOOD, ROBERT, BREDT | I | ASSISTANT SECRETARY AND ASSISTANT VICE PRESIDENT | NA | |
| NORWOOD, ROBERT, BREDT | I | EXECUTIVE VICE PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| NORWOOD, ROBERT, BREDT | I | ASSISTANT SECRETARY AND ASSISTANT VICE PRESIDENT | NA | |
| NORWOOD, ROBERT, BREDT | I | EXECUTIVE VICE PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| NORWOOD, ROBERT, BREDT | I | ASSISTANT SECRETARY AND ASSISTANT VICE PRESIDENT | NA | |
| NORWOOD, ROBERT, BREDT | I | EXECUTIVE VICE PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| NORWOOD, ROBERT, BREDT | I | ASSISTANT SECRETARY AND ASSISTANT VICE PRESIDENT | NA | |
| NORWOOD, ROBERT, BREDT | I | EXECUTIVE VICE PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| NORWOOD, ROBERT, BREDT | I | ASSISTANT SECRETARY AND ASSISTANT VICE PRESIDENT | NA | |
| NORWOOD, ROBERT, BREDT | I | EXECUTIVE VICE PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| NORWOOD, ROBERT, BREDT | I | ASSISTANT SECRETARY AND ASSISTANT VICE PRESIDENT | NA | |
| NORWOOD, ROBERT, BREDT | I | EXECUTIVE VICE PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| NORWOOD, ROBERT, BREDT | I | ASSISTANT SECRETARY AND ASSISTANT VICE PRESIDENT | NA | |
| NORWOOD, ROBERT, BREDT | I | EXECUTIVE VICE PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| NORWOOD, ROBERT, BREDT | I | ASSISTANT SECRETARY AND ASSISTANT VICE PRESIDENT | NA | |
| NORWOOD, ROBERT, BREDT | I | EXECUTIVE VICE PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| NORWOOD, ROBERT, BREDT | I | ASSISTANT SECRETARY AND ASSISTANT VICE PRESIDENT | NA | |
| NORWOOD, ROBERT, BREDT | I | EXECUTIVE VICE PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| NORWOOD, ROBERT, BREDT | I | ASSISTANT SECRETARY AND ASSISTANT VICE PRESIDENT | NA | |
| NORWOOD, ROBERT, BREDT | I | EXECUTIVE VICE PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| NORWOOD, ROBERT, BREDT | I | ASSISTANT SECRETARY AND ASSISTANT VICE PRESIDENT | NA | |
| NORWOOD, ROBERT, BREDT | I | EXECUTIVE VICE PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| NORWOOD, ROBERT, BREDT | I | ASSISTANT SECRETARY AND ASSISTANT VICE PRESIDENT | NA | |
| NORWOOD, ROBERT, BREDT | I | EXECUTIVE VICE PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| NORWOOD, ROBERT, BREDT | I | ASSISTANT SECRETARY AND ASSISTANT VICE PRESIDENT | NA | |
| NORWOOD, ROBERT, BREDT | I | EXECUTIVE VICE PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| NORWOOD, ROBERT, BREDT | I | ASSISTANT SECRETARY AND ASSISTANT VICE PRESIDENT | NA | |
| NORWOOD, ROBERT, BREDT | I | EXECUTIVE VICE PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| NORWOOD, ROBERT, BREDT | I | ASSISTANT SECRETARY AND ASSISTANT VICE PRESIDENT | NA | |
| Osborne, Angela, Maren | I | COO OF BLUESPRING WEALTH PARTNERS | NA | Control |
| Osborne, Angela, Maren | I | COO OF BLUESPRING WEALTH PARTNERS | NA | Control |
| Osborne, Angela, Maren | I | COO OF BLUESPRING WEALTH PARTNERS | NA | Control |
| Osborne, Angela, Maren | I | COO OF BLUESPRING WEALTH PARTNERS | NA | Control |
| Osborne, Angela, Maren | I | COO OF BLUESPRING WEALTH PARTNERS | NA | Control |
| Osborne, Angela, Maren | I | COO OF BLUESPRING WEALTH PARTNERS | NA | Control |
| Osborne, Angela, Maren | I | COO OF BLUESPRING WEALTH PARTNERS | NA | Control |
| Osborne, Angela, Maren | I | COO OF BLUESPRING WEALTH PARTNERS | NA | Control |
| Osborne, Angela, Maren | I | COO OF BLUESPRING WEALTH PARTNERS | NA | Control |
| Osborne, Angela, Maren | I | COO OF BLUESPRING WEALTH PARTNERS | NA | Control |
| Osborne, Angela, Maren | I | COO OF BLUESPRING WEALTH PARTNERS | NA | Control |
| Osborne, Angela, Maren | I | COO OF BLUESPRING WEALTH PARTNERS | NA | Control |
| Osborne, Angela, Maren | I | COO OF BLUESPRING WEALTH PARTNERS | NA | Control |
| Osborne, Angela, Maren | I | COO OF BLUESPRING WEALTH PARTNERS | NA | Control |
| Osborne, Angela, Maren | I | COO OF BLUESPRING WEALTH PARTNERS | NA | Control |
| Osborne, Angela, Maren | I | COO OF BLUESPRING WEALTH PARTNERS | NA | Control |
| Osborne, Angela, Maren | I | COO OF BLUESPRING WEALTH PARTNERS | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SHERBERT, BRANDON, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERBERT, BRANDON, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERBERT, BRANDON, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERBERT, BRANDON, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERBERT, BRANDON, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERBERT, BRANDON, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERBERT, BRANDON, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERBERT, BRANDON, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERBERT, BRANDON, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERBERT, BRANDON, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERBERT, BRANDON, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERBERT, BRANDON, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERBERT, BRANDON, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERBERT, BRANDON, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERBERT, BRANDON, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERBERT, BRANDON, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERBERT, BRANDON, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERBERT, BRANDON, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERBERT, BRANDON, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERBERT, BRANDON, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| SHERBERT, BRANDON, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | EXECUTIVE VICE PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | EXECUTIVE VICE PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | EXECUTIVE VICE PRESIDENT OF KESTRA FINANCIAL, INC | NA | Control |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | Control |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | Control |
| YIN, YIN | I | CONTROLLER AT KESTRA FINANCIAL, INC | NA | Control |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | Control |
| YIN, YIN | I | CONTROLLER AT KESTRA FINANCIAL, INC | NA | Control |
| YIN, YIN | I | CONTROLLER AT KESTRA FINANCIAL, INC | NA | Control |
| YIN, YIN | I | CONTROLLER AT KESTRA FINANCIAL, INC | NA | Control |
| YIN, YIN | I | CONTROLLER AT KESTRA FINANCIAL, INC | NA | Control |
| YIN, YIN | I | CONTROLLER AT KESTRA FINANCIAL, INC | NA | Control |
| YIN, YIN | I | CONTROLLER AT KESTRA FINANCIAL, INC | NA | Control |
| YIN, YIN | I | CONTROLLER AT KESTRA FINANCIAL, INC | NA | Control |
| YIN, YIN | I | CONTROLLER AT KESTRA FINANCIAL, INC | NA | Control |
| YIN, YIN | I | CONTROLLER AT KESTRA FINANCIAL, INC | NA | Control |
| YIN, YIN | I | CONTROLLER AT KESTRA FINANCIAL, INC | NA | Control |
| YIN, YIN | I | CONTROLLER AT KESTRA FINANCIAL, INC | NA | Control |
| YIN, YIN | I | CONTROLLER AT KESTRA FINANCIAL, INC | NA | Control |
| YIN, YIN | I | CONTROLLER AT KESTRA FINANCIAL, INC | NA | Control |
| YIN, YIN | I | CONTROLLER AT KESTRA FINANCIAL, INC | NA | Control |
| YIN, YIN | I | CONTROLLER AT KESTRA FINANCIAL, INC | NA | Control |
| YIN, YIN | I | CONTROLLER AT KESTRA FINANCIAL, INC | NA | Control |
| YIN, YIN | I | CONTROLLER AT KESTRA FINANCIAL, INC | NA | Control |
| YIN, YIN | I | CONTROLLER AT KESTRA FINANCIAL, INC | NA | Control |
| YIN, YIN | I | CONTROLLER AT KESTRA FINANCIAL, INC | NA | Control |
| YIN, YIN | I | CONTROLLER AT KESTRA FINANCIAL, INC | NA | Control |
| ZIPFEL, ERIC, JOHN | I | VICE PRESIDENT | NA | |
| ZIPFEL, ERIC, JOHN | I | VICE PRESIDENT | NA | |
| ZIPFEL, ERIC, JOHN | I | VICE PRESIDENT | NA | |
| ZIPFEL, ERIC, JOHN | I | VICE PRESIDENT | NA | |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| ZIPFEL, ERIC, JOHN | I | VICE PRESIDENT | NA | |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| ZIPFEL, ERIC, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| ZUCCARO, ROBERT, STEVEN | I | DIRECTOR | NA | Control |
| ZUCCARRO, ROBERT, STEVEN | I | DIRECTOR | NA | Control |
| ZUCCARRO, ROBERT, STEVEN | I | DIRECTOR | NA | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, LLC | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS, CORP | DE | SHAREHOLDER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SHAREHOLDER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| APOLLO ADVISORS IV, L.P. | DE | APOLLO FUND | F | |
| APOLLO ADVISORS IV, L.P. | DE | APOLLO FUND | F | |
| APOLLO CAPITAL MANAGEMENT IV, INC. | DE | APOLLO ADVISORS | F | |
| APOLLO CAPITAL MANAGEMENT IV, INC. | DE | APOLLO FUND | F | |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI- A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI- A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI- A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI- A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDING C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDING C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDING C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDING C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDING C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDING C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDING C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDING C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDING C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDING C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDING C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDING C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDING C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDING C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDING C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDING C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDING C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | DE | KESTRA ADVISOR SERVICES HOLDING C, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS, LP | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS, LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS, LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS, LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS, LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS, LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS, LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING GP, LLC | DE | WARBURG PINCUS FINANCIAL SECTOR, L.P. | E | Control |
| KINGFISHER HOLDING GP, LLC | DE | WARBURG PINCUS FINANCIAL SECTOR, L.P. | E | Control |
| KINGFISHER HOLDING GP, LLC | DE | WARBURG PINCUS FINANCIAL SECTOR, L.P. | E | Control |
| KINGFISHER HOLDING GP, LLC | DE | WARBURG PINCUS FINANCIAL SECTOR, L.P. | E | Control |
| KINGFISHER HOLDING GP, LLC | DE | WARBURG PINCUS FINANCIAL SECTOR, L.P. | E | Control |
| KINGFISHER HOLDING GP, LLC | DE | WARBURG PINCUS FINANCIAL SECTOR, L.P. | E | Control |
| KINGFISHER HOLDING GP, LLC | DE | WARBURG PINCUS FINANCIAL SECTOR, L.P. | E | Control |
| KINGFISHER HOLDING GP, LLC | DE | WARBURG PINCUS FINANCIAL SECTOR, L.P. | E | Control |
| KINGFISHER HOLDING GP, LLC | DE | WARBURG PINCUS FINANCIAL SECTOR, L.P. | E | Control |
| KINGFISHER HOLDING GP, LLC | DE | WARBURG PINCUS FINANCIAL SECTOR, L.P. | E | Control |
| KINGFISHER HOLDING GP, LLC | DE | WARBURG PINCUS FINANCIAL SECTOR, L.P. | E | Control |
| KINGFISHER HOLDING GP, LLC | DE | WARBURG PINCUS FINANCIAL SECTOR, L.P. | E | Control |
| KINGFISHER HOLDING GP, LLC | DE | WARBURG PINCUS FINANCIAL SECTOR, L.P. | E | Control |
| KINGFISHER HOLDING GP, LLC | DE | WARBURG PINCUS FINANCIAL SECTOR, L.P. | E | Control |
| KINGFISHER HOLDING GP, LLC | DE | WARBURG PINCUS FINANCIAL SECTOR, L.P. | E | Control |
| KINGFISHER HOLDING GP, LLC | DE | WARBURG PINCUS FINANCIAL SECTOR, L.P. | E | Control |
| KINGFISHER HOLDING GP, LLC | DE | WARBURG PINCUS FINANCIAL SECTOR, L.P. | E | Control |
| KINGFISHER HOLDING GP, LLC | DE | WARBURG PINCUS FINANCIAL SECTOR, L.P. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| MADISON DEARBORN PARTNERS VI-A, L.P. | DE | NFP HOLDINGS, LLC. | E | Control |
| MADISON DEARBORN PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC. | E | Control |
| MADISON DEARBORN PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC. | E | Control |
| MADISON DEARBORN PARTNERS VI-A, L.P. | DE | NFP HOLDINGS, LLC. | E | Control |
| NFP ADVISOR SERVICES HOLDING C, INC. | DE | NFP ADVISOR SERVICES HOLDING D, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDING C, INC. | DE | NFP ADVISOR SERVICES HOLDING D, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDING C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS A, INC. | DE | NFP ADVISOR SERVICES HOLDINGS D, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS A, INC. | DE | NFP ADVISOR SERVICES HOLDINGS D, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS A, INC. | DE | NFP ADVISOR SERVICES HOLDINGS B, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC. | DE | NFP ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC. | DE | NFP ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC. | DE | NFP ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO., LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO., LLC | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC. | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC. | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| APOLLO INVESTMENT FUND IV, L.P. | DE | NATIONAL FINANCIAL PARTNERS, CORP | C | Control |
| APOLLO INVESTMENT FUND IV, L.P. | DE | NATIONAL FINANCIAL PARTNERS, CORP | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS, LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
Registrations
Federal
IA
Dec 5, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
17300 PRESTON RD, SUITE 120C/O MELISSA WHEELER
DALLAS, TX 75252-5654
United States
Phone: 972-726-9888