NEW PARAGON, LLC
CRD #110039 SEC #801-54375 SHAKER HEIGHTS, OH 216-491-3990
SEC Registered
Total AUM
$1B
Discretionary
$501.8M
Employees
25
Clients
51
Accounts
83
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 3, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AKINS, SCOTT, WILLIAM | I | GENERAL COUNSEL | NA | Control |
| AKINS, SCOTT, WILLIAM | I | GENERAL COUNSEL | NA | Control |
| CLAIR, CHRISTOPHER, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLAIR, CHRISTOPHER, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLAIR, CHRISTOPHER, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLAIR, CHRISTOPHER, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLAIR, CHRISTOPHER, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLAIR, CHRISTOPHER, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLAIR, CHRISTOPHER, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLAIR, CHRISTOPHER, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ESTEP, STEPHEN, CHAD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ESTEP, STEPHEN, CHAD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GULLAN, LEONARD, LAWRENCE CURLE | I | CHIEF OPERATING OFFICER | NA | Control |
| GULLAN, LEONARD, LAWRENCE CURLE | I | CHIEF OPERATING OFFICER | NA | Control |
| HOLMBERG, ANDREW, MARK | I | HEAD OF SOLUTIONS | NA | Control |
| HOLMBERG, ANDREW, MARK | I | HEAD OF SOLUTIONS | NA | Control |
| MACALPINE, KURT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MACALPINE, KURT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MUNI, AMIT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUNI, AMIT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POWERS, SUSANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | VICE PRESIDENT, ASS'T. SECRETARY & CHIEF COMPLIANCE OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | VICE PRESIDENT, ASS'T. SECRETARY & CHIEF COMPLIANCE OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| POWERS, SUSANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| POWERS, SUSANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| POWERS, SUSANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| POWERS, SUSANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWERS, SUSANNE, MARIE | I | CHIEF OPERATING OFFICER | NA | Control |
| POWERS, SUSANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SILCOX, JULIE, LYNN | I | CHIEF MARKETING OFFICER | NA | Control |
| SILCOX, JULIE, LYNN | I | CHIEF MARKETING OFFICER | NA | Control |
| SULLIVAN, JENNIFER, JOYCE | I | TREASURER AND CHIEF FINANCIAL OFFICER | NA | |
| SULLIVAN, JENNIFER, JOYCE | I | TREASURER AND CHIEF FINANCIAL OFFICER | NA | |
| SULLIVAN, JENNIFER, JOYCE | I | TREASURER AND CHIEF FINANCIAL OFFICER | NA | |
| WATSON, PETER, YOSHI | I | HEAD OF ALTERNATIVES | NA | Control |
| WATSON, PETER, YOSHI | I | HEAD OF ALTERNATIVES | NA | Control |
| CORIENT PRIVATE WEALTH LLC | DE | OWNER | E | Control |
| CORIENT PRIVATE WEALTH LLC | DE | OWNER | E | Control |
| SULLIVAN, TERENCE | I | PRESIDENT | E | Control |
| SULLIVAN, TERENCE | I | PRESIDENT | E | Control |
| SULLIVAN, TERENCE | I | PRESIDENT | E | Control |
| SULLIVAN, TERENCE, CONWAY | I | PRESIDENT, ASS'T TREASURER & ASS'T SECRETARY | E | Control |
| SULLIVAN, TERENCE, CONWAY | I | PRESIDENT, ASS'T TREASURER & ASS'T SECRETARY | E | Control |
| SULLIVAN, TERENCE, CONWAY | I | PRESIDENT, ASS'T TREASURER & ASS'T SECRETARY | E | Control |
| SULLIVAN, TERENCE, CONWAY | I | PRESIDENT, ASS'T TREASURER & ASS'T SECRETARY | E | Control |
| SULLIVAN, TERENCE, CONWAY | I | PRESIDENT & ASS'T TREASURER | E | Control |
| SULLIVAN, TERENCE, CONWAY | I | PRESIDENT & ASS'T TREASURER | E | Control |
| SULLIVAN, TERENCE, CONWAY | I | PRESIDENT, ASS'T TREASURER & ASS'T SECRETARY | E | Control |
| SULLIVAN, TERENCE, CONWAY | I | PRESIDENT, ASS'T TREASURER & ASS'T SECRETARY | E | Control |
| SULLIVAN, TERENCE, CONWAY | I | PRESIDENT, ASS'T TREASURER & ASS'T SECRETARY | E | Control |
| SULLIVAN, TERENCE, CONWAY | I | PRESIDENT, ASS'T TREASURER & ASS'T SECRETARY | E | Control |
| SULLIVAN, TERENCE, CONWAY | I | PRESIDENT, ASS'T TREASURER & ASS'T SECRETARY | E | Control |
| SULLIVAN, TERENCE, CONWAY | I | PRESIDENT, ASS'T TREASURER & ASS'T SECRETARY | E | Control |
| SULLIVAN, TERENCE, CONWAY | I | PRESIDENT, ASS'T TREASURER & ASS'T SECRETARY | D | Control |
| SULLIVAN, TERENCE, CONWAY | I | PRESIDENT, ASS'T TREASURER & ASS'T SECRETARY | D | Control |
| SULLIVAN, TERENCE, CONWAY | I | PRESIDENT, ASS'T TREASURER & ASS'T SECRETARY | D | Control |
| SULLIVAN, TERENCE, CONWAY | I | PRESIDENT, ASS'T TREASURER & ASS'T SECRETARY | D | Control |
| SULLIVAN, TERENCE, CONWAY | I | PRESIDENT, ASS'T TREASURER & ASS'T SECRETARY | D | Control |
| SULLIVAN, TERENCE, CONWAY | I | PRESIDENT, ASS'T TREASURER & ASS'T SECRETARY | D | Control |
| SULLIVAN, TERENCE, CONWAY | I | PRESIDENT, ASS'T TREASURER & ASS'T SECRETARY | D | Control |
| SULLIVAN, TERENCE, CONWAY | I | PRESIDENT, ASS'T TREASURER & ASS'T SECRETARY | D | Control |
| SULLIVAN, TERENCE, CONWAY | I | PRESIDENT, ASS'T TREASURER & ASS'T SECRETARY | D | Control |
| SULLIVAN, TERENCE, CONWAY | I | PRESIDENT, ASS'T TREASURER & ASS'T SECRETARY | D | Control |
| SULLIVAN, TERENCE, CONWAY | I | PRESIDENT, ASS'T TREASURER & ASS'T SECRETARY | D | Control |
| SULLIVAN, TERENCE, CONWAY | I | PRESIDENT, ASS'T TREASURER & ASS'T SECRETARY | D | Control |
| SULLIVAN, TERENCE, CONWAY | I | CO-PRESIDENT, ASS'T TREASURER & ASS'T SECRETARY | D | Control |
| SULLIVAN, TERENCE, CONWAY | I | CO-PRESIDENT & SECRETARY | D | Control |
| SULLIVAN, TERENCE, CONWAY | I | CO-PRESIDENT, ASS'T TREASURER & ASS'T SECRETARY | D | Control |
| SULLIVAN, TERENCE, CONWAY | I | CO-PRESIDENT & SECRETARY | D | Control |
| SULLIVAN, TERENCE, CONWAY | I | CO-PRESIDENT & SECRETARY | D | Control |
| SULLIVAN, TERENCE, CONWAY | I | CO-PRESIDENT & SECRETARY | D | Control |
| SULLIVAN, TERENCE, CONWAY | I | CO-PRESIDENT & SECRETARY | D | Control |
| JEMISON, CHRISTINE, LOUISE | I | VICE PRESIDENT & TREASURER | C | |
| JEMISON, CHRISTINE, LOUISE | I | VICE PRESIDENT & TREASURER | C | |
| JEMISON, CHRISTINE, LOUISE | I | VICE PRESIDENT & TREASURER | C | |
| JEMISON, CHRISTINE, LOUISE | I | VICE PRESIDENT & TREASURER | C | |
| JEMISON, CHRISTINE, LOUISE | I | VICE PRESIDENT & TREASURER | C | |
| JEMISON, CHRISTINE, LOUISE | I | VICE PRESIDENT & TREASURER | C | |
| JEMISON, CHRISTINE, LOUISE | I | VICE PRESIDENT & TREASURER | C | |
| JEMISON, CHRISTINE, LOUISE | I | VICE PRESIDENT & TREASURER | C | |
| JEMISON, CHRISTINE, LOUISE | I | VICE PRESIDENT & TREASURER | C | |
| JEMISON, CHRISTINE, LOUISE | I | VICE PRESIDENT & TREASURER | C | |
| JEMISON, CHRISTINE, LOUISE | I | VICE PRESIDENT & TREASURER | C | |
| JEMISON, CHRISTINE, LOUISE | I | VICE PRESIDENT & TREASURER | C | |
| JEMISON, CHRISTINE, LOUISE | I | CO-PRESIDENT & TREASURER | C | |
| JEMISON, CHRISTINE, LOUISE | I | CO-PRESIDENT & TREASURER | C | Control |
| JEMISON, CHRISTINE, LOUISE | I | CO-PRESIDENT & TREASURER | C | |
| JEMISON, CHRISTINE, LOUISE | I | CO-PRESIDENT & TREASURER | C | Control |
| JEMISON, CHRISTINE, LOUISE | I | CO-PRESIDENT & TREASURER | C | Control |
| JEMISON, CHRISTINE, LOUISE | I | CO-PRESIDENT & TREASURER | C | Control |
| JEMISON, CHRISTINE, LOUISE | I | CO-PRESIDENT & TREASURER | C | Control |
| DEMSEY, HEDWIG, TERESA | I | PRINCIPAL | B | |
| DEMSEY, HEDWIG, TERESA | I | PRINCIPAL | B | |
| DEMSEY, HEDWIG, TERESA | I | PRINCIPAL | B | |
| JEMISON, CHRISTINE, LOUISE | I | VICE PRESIDENT & TREASURER | B | |
| JEMISON, CHRISTINE, LOUISE | I | VICE PRESIDENT & TREASURER | B | |
| JEMISON, CHRISTINE, LOUISE | I | VICE PRESIDENT & TREASURER | B | |
| JEMISON, CHRISTINE, LOUISE | I | VICE PRESIDENT & TREASURER | B | |
| JEMISON, CHRISTINE, LOUISE | I | VICE PRESIDENT & TREASURER | B | |
| JEMISON, CHRISTINE, LOUISE | I | VICE PRESIDENT & TREASURER | B | |
| JEMISON, CHRISTINE, LOUISE | I | VICE PRESIDENT & TREASURER | B | |
| JEMISON, CHRISTINE, LOUISE | I | VICE PRESIDENT & TREASURER | B | |
| JEMISON, CHRISTINE, LOUISE | I | VICE PRESIDENT & TREASURER | B | |
| SWAIN, SCOTT, JEFFREY | I | VICE PRESIDENT & SECRETARY | B | |
| SWAIN, SCOTT, JEFFREY | I | VICE PRESIDENT & SECRETARY | B | |
| SWAIN, SCOTT, JEFFREY | I | VICE PRESIDENT & SECRETARY | B | |
| SWAIN, SCOTT, JEFFREY | I | VICE PRESIDENT & SECRETARY | B | |
| SWAIN, SCOTT, JEFFREY | I | VICE PRESIDENT & SECRETARY | B | |
| SWAIN, SCOTT, JEFFREY | I | VICE PRESIDENT & SECRETARY | B | |
| SWAIN, SCOTT, JEFFREY | I | VICE PRESIDENT & SECRETARY | B | |
| SWAIN, SCOTT, JEFFREY | I | VICE PRESIDENT & SECRETARY | B | |
| SWAIN, SCOTT, JEFFREY | I | VICE PRESIDENT & SECRETARY | B | |
| Allburn, Trevor, Joseph | I | SENIOR VICE PRESIDENT & ASSISTANT TREASURER | A | Control |
| Allburn, Trevor, Joseph | I | SENIOR VICE PRESIDENT & ASSISTANT TREASURER | A | Control |
| Allburn, Trevor, Joseph | I | SENIOR VICE PRESIDENT & ASSISTANT TREASURER | A | Control |
| Allburn, Trevor, Joseph | I | SENIOR VICE PRESIDENT & ASSISTANT TREASURER | A | Control |
| Allburn, Trevor, Joseph | I | SENIOR VICE PRESIDENT & ASSISTANT TREASURER | A | Control |
| JEMISON, CHRISTINE, LOUISE | I | VICE PRESIDENT & TREASURER | A | |
| JEMISON, CHRISTINE, LOUISE | I | VICE PRESIDENT & TREASURER | A | |
| JEMISON, CHRISTINE, LOUISE | I | VICE PRESIDENT & TREASURER | A | |
| STEGMOYER, JOANNE, FINLEY | I | SENIOR VICE PRESIDENT & ASSISTANT SECRETARY | A | Control |
| STEGMOYER, JOANNE, FINLEY | I | SENIOR VICE PRESIDENT & ASSISTANT SECRETARY | A | Control |
| STEGMOYER, JOANNE, FINLEY | I | SENIOR VICE PRESIDENT & ASSISTANT SECRETARY | A | Control |
| STEGMOYER, JOANNE, FINLEY | I | SENIOR VICE PRESIDENT & ASSISTANT SECRETARY | A | Control |
| STEGMOYER, JOANNE, FINLEY | I | SENIOR VICE PRESIDENT & ASSISTANT SECRETARY | A | Control |
| SWAIN, SCOTT, JEFFREY | I | VICE PRESIDENT & SECRETARY | A | |
| SWAIN, SCOTT, JEFFREY | I | VICE PRESIDENT & SECRETARY | A | |
| SWAIN, SCOTT, JEFFREY | I | VICE PRESIDENT & SECRETARY | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CI FINANCIAL CORP | FE | CORIENT HOLDINGS INC | E | Control |
| CI FINANCIAL CORP | FE | CORIENT HOLDINGS INC | E | Control |
| CORIENT HOLDINGS INC | DE | CORIENT MANAGEMENT LLC | E | Control |
| CORIENT HOLDINGS INC | DE | CORIENT MANAGEMENT LLC | E | Control |
| CORIENT MANAGEMENT LLC | DE | CORIENT PARTNERS LLC | E | Control |
| CORIENT MANAGEMENT LLC | DE | CORIENT PARTNERS LLC | E | Control |
| CORIENT PARTNERS LLC | DE | CORIENT PRIVATE WEALTH LLC | E | Control |
| CORIENT PARTNERS LLC | DE | CORIENT PRIVATE WEALTH LLC | E | Control |
Registrations
Federal
IA
Jun 3, 2024 REGISTERED
Notice Filings (5)
CA CO FL OH TX
Address
3401 TUTTLE ROADSUITE 290
SHAKER HEIGHTS, OH 44122
United States
Phone: 216-491-3990