KENNEDY CAPITAL ADVISORS, INC
CRD #110040 SEC #801-55727 ATLANTA, GA 404-923-7494
SEC Registered
Total AUM
$366.2M
Discretionary
$0
Employees
5
Clients
25
Accounts
49
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 19, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KENNEDY, DAVID, SINGLETON | I | PRESIDENT | NA | Control |
| KENNEDY, DAVID, SINGLETON | I | PRESIDENT | NA | Control |
| KENNEDY, VIRGINIA, DENIS | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| KENNEDY, VIRGINIA, DENIS | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| KENNEDY, WILLIAM, THOMAS | I | CHAIRMAN | NA | Control |
| KENNEDY, WILLIAM, THOMAS | I | CHAIRMAN | NA | Control |
| SMALL, HAROLD, WEEKS | I | PRINCIPAL | NA | Control |
| SMALL, HAROLD, WEEKS | I | PRINCIPAL | NA | Control |
| UNRUH, DARREN, DAVID | I | PRINCIPAL | NA | Control |
| KENNEDY CAPITAL ADVISORS EMPLOYEE STOCK OWNERSHIP PLAN | DE | SHAREHOLDER | E | Control |
| KENNEDY CAPITAL ADVISORS EMPLOYEE STOCK OWNERSHIP PLAN | DE | SHAREHOLDER | E | Control |
Registrations
Federal
IA
Mar 19, 2002 REGISTERED
Address
945 EAST PACES FERRY ROAD, NESUITE 2110
ATLANTA, GA 30326
USA
Phone: 404-923-7494