NATIONAL FINANCIAL SERVICES LLC
CRD #110042 SEC #801- BOSTON, MA 617-563-7000
SEC Registered Broker-Dealer
Total AUM
$55.9M
Discretionary
$55.9M
Employees
10
Clients
--
Accounts
14
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CASTRO, JOSEPH, THOMAS | I | COMPLIANCE OFFICER | NA | |
| CASTRO, JOSEPH, THOMAS | I | COMPLIANCE OFFICER | NA | |
| DENISON, DAVID, FRANCIS | I | EVP/DIRECTOR | NA | Control |
| FOLEY, JOSEPH, EMMETT | I | SROP | NA | |
| FOLEY, JOSEPH, EMMETT | I | SROP | NA | |
| HOLLENBECK, THOMAS, FRANCIS | I | VICE PRESIDENT,COMPLIANCE OFFICER,CROP | NA | |
| KATZELNICK, MARK, CURTIS | I | SENIOR VICE PRESIDENT. TREASURER | NA | |
| KATZELNICK, MARK, CURTIS | I | SENIOR VICE PRESIDENT. TREASURER | NA | |
| KATZELNICK, MARK, CURTIS | I | SENIOR VICE PRESIDENT/TREASURER | NA | |
| LARSEN, JEFFREY, ROBERT | I | CLERK | NA | |
| LARSEN, JEFFREY, ROBERT | I | CLERK | NA | |
| LARSEN, JEFFREY, ROBERT | I | GENERAL COUNSEL/SECRETARY | NA | |
| LOTARDO, GREGORY, STEPHEN | I | SROP | NA | |
| MALO, NORMAN, ROBERT | I | PRESIDENT,COO,DIRECTOR | NA | Control |
| MALO, NORMAN, ROBERT | I | PRESIDENT,COO,DIRECTOR | NA | Control |
| MALO, NORMAN, ROBERT | I | PRESIDENT,COO,DIRECTOR | NA | Control |
| MAZZARELLA, ROBERT, PATRICK | I | DIRECTOR, EVP | NA | Control |
| MAZZARELLA, ROBERT, PATRICK | I | DIRECTOR, EVP | NA | Control |
| MESSENGER, JAMES, HENRY | I | CEO,DIRECTOR | NA | Control |
| MESSENGER, JAMES, HENRY | I | CEO,DIRECTOR | NA | Control |
| MESSENGER, JAMES, HENRY | I | CEO,DIRECTOR | NA | Control |
| MESSINGER, CRAIG, CHARLES | I | EVP | NA | Control |
| VATERS, ERICA, MELINDA | I | CROP | NA | |
| WALLACE, JEFFREY, SCOTT | I | VICE PRESIDENT,CHIEF FINANCIAL OFFICER | NA | Control |
| WALLACE, JEFFREY, SCOTT | I | VICE PRESIDENT,CHIEF FINANCIAL OFFICER | NA | Control |
| WALLACE, JEFFREY, SCOTT | I | VICE PRESIDENT,CHIEF FINANCIAL OFFICER | NA | Control |
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | DE | MEMBER | E | Control |
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | DE | MEMBER | E | Control |
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FMR CORP | DE | FIDELITY GLOBAL BROKERAGE GROUP, INC. | E | Control |
| FMR CORP | DE | FIDELITY GLOBAL BROKERAGE GROUP, INC. | E | Control |
| FMR CORP | DE | FIDELITY GLOBAL BROKERAGE GROUP, INC. | E | Control |
| JOHNSON, ABIGAIL, PIERREPONT | I | FMR CORP. | C | |
| JOHNSON, ABIGAIL, PIERREPONT | I | FMR CORP. | C | |
| JOHNSON, EDWARD, CROSBY | I | FMR CORP. | C | Control |
| JOHNSON, EDWARD, CROSBY | I | FMR CORP. | C | Control |
Registrations
Federal
IA
Apr 1, 2002 REGISTERED
Notice Filings (1)
CA
Address
53 STATE STREET, G10GBOSTON, MA 2109
USA
Phone: 617-563-7000