RIA Intelligence

SECURITIES ASSOCIATES, INC.

CRD #110044 SEC #801-31482 ARMONK, NY 914-273-6677
SEC Registered
Total AUM
$27.5M
Discretionary
$27.5M
Employees
5
Clients
--
Accounts
7

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 17, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ABRAMS, HARVEY, MICHIEF COMPLIANCE OFFICERNA Control
ABRAMS, HARVEY, MICHIEF COMPLIANCE OFFICERNA Control
ABRAMS, HARVEY, MIEXECUTIVE VICE PRESIDENTNA Control
ABRAMS, HARVEY, MICHIEF COMPLIANCE OFFICERNA Control
ABRAMS, HARVEY, MIEXECUTIVE VICE PRESIDENTNA Control
ABRAMS, HARVEY, MIEXECUTIVE VICE PRESIDENTNA Control
DEKKER, DEBORAHIDIRECTORNA
DEKKER, DEBORAHIDIRECTORNA
DEKKER, DEBORAHIDIRECTORNA
GALLAGHER, JOANNE, T.ISECRETARY & TREASURERNA
GALLAGHER, JOANNE, T.ISECRETARY & TREASURERNA
GALLAGHER, JOANNE, T.ISECRETARY & TREASURERNA
LOW, STACEYIDIRECTORNA
LOW, STACEYIDIRECTORNA
LOW, STACEYIDIRECTORNA
MILANESE, STEVEN, DAVIDIASST. VICE PRESIDENTNA
MILANESE, STEVEN, DAVIDIASST. VICE PRESIDENTNA
MILANESE, STEVEN, DAVIDIASST. VICE PRESIDENTNA
MILANESE, STEVEN, DAVIDIASST. VICE PRESIDENTNA
MILANESE, STEVEN, DAVIDIASST. VICE PRESIDENTNA
MILANESE, STEVEN, DAVIDIASST. VICE PRESIDENTNA
MOTLAND, JR., RANDALL, KENTIDIRECTORNA
MOTLAND, JR., RANDALL, KENTIDIRECTORNA
MOTLAND, JR., RANDALL, KENTIDIRECTORNA
MOTLAND, RANDALLIPRESIDENT, DIRECTORE Control
MOTLAND, RANDALLIPRESIDENT, DIRECTORE Control
MOTLAND, RANDALLIPRESIDENTE Control
MOTLAND, RANDALLIPRESIDENT, DIRECTORE Control
MOTLAND, RANDALLIPRESIDENTE Control
MOTLAND, RANDALLIPRESIDENTE Control

Registrations

Federal

IA
Feb 17, 2009 REGISTERED

Notice Filings (1)

NY

Address

80 BUSINESS PARK DRIVE
ARMONK, NY 10504
United States
Phone: 914-273-6677