PLAN STRATEGIES INC
CRD #110048 SEC #801-111942 CENTENNIAL, CO 303-658-3500
SEC Registered
Total AUM
$292.3M
Discretionary
$188.3M
Employees
3
Clients
--
Accounts
189
Firm Details
- Organization Type
- Corporation
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 30, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANNALORA, MATTHEW, ANTHONY | I | DIRECTOR | NA | |
| ANNALORA, MATTHEW, ANTHONY | I | DIRECTOR | NA | |
| ANNALORA, MATTHEW, ANTHONY | I | DIRECTOR | NA | |
| ANNALORA, MATTHEW, ANTHONY | I | DIRECTOR | NA | |
| ANNALORA, MATTHEW, ANTHONY | I | DIRECTOR | NA | |
| ANNALORA, MATTHEW, ANTHONY | I | DIRECTOR | NA | |
| ANNALORA, MATTHEW, ANTHONY | I | DIRECTOR | NA | |
| ANNALORA, MATTHEW, ANTHONY | I | DIRECTOR | NA | |
| Gotham, Kimberly, Ann | I | CCO | NA | Control |
| Gotham, Kimberly, Ann | I | CCO, VICE PRESIDENT | NA | Control |
| Gotham, Kimberly, Ann | I | CCO, VICE PRESIDENT | NA | Control |
| Gotham, Kimberly, Ann | I | CCO | NA | Control |
| Gotham, Kimberly, Ann | I | CCO, VICE PRESIDENT | NA | Control |
| Gotham, Kimberly, Ann | I | CCO, VICE PRESIDENT | NA | Control |
| Gotham, Kimberly, Ann | I | CCO, VICE PRESIDENT | NA | Control |
| Gotham, Kimberly, Ann | I | CCO, VICE PRESIDENT | NA | Control |
| Gotham, Kimberly, Ann | I | CCO, VICE PRESIDENT | NA | Control |
| Gotham, Kimberly, Ann | I | CCO, VICE PRESIDENT | NA | Control |
| JOHNSON, BURKE, RANDALL | I | COO, PRESIDENT | NA | Control |
| JOHNSON, BURKE, RANDALL | I | COO, PRESIDENT | NA | Control |
| JOHNSON, BURKE, RANDALL | I | COO | NA | Control |
| JOHNSON, BURKE, RANDALL | I | COO, PRESIDENT | NA | Control |
| JOHNSON, BURKE, RANDALL | I | COO, PRESIDENT | NA | Control |
| JOHNSON, BURKE, RANDALL | I | COO, PRESIDENT | NA | Control |
| JOHNSON, BURKE, RANDALL | I | COO, PRESIDENT | NA | Control |
| JOHNSON, BURKE, RANDALL | I | COO, PRESIDENT | NA | Control |
| JOHNSON, BURKE, RANDALL | I | COO, PRESIDENT | NA | Control |
| MCQUILLEN, JOSEPH, DANIEL | I | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| WEISS, JERROD, ALLEN | I | DIRECTOR | NA | |
| WEISS, JERROD, ALLEN | I | DIRECTOR | NA | |
| WEISS, JERROD, ALLEN | I | DIRECTOR | NA | |
| WEISS, JERROD, ALLEN | I | DIRECTOR | NA | |
| WEISS, JERROD, ALLEN | I | DIRECTOR | NA | |
| WEISS, JERROD, ALLEN | I | DIRECTOR | NA | |
| WEISS, JERROD, ALLEN | I | DIRECTOR | NA | |
| WEISS, JERROD, ALLEN | I | DIRECTOR | NA | |
| LINCOLN TRUST COMPANY | DE | OWNER | E | Control |
| ROBERT BERIAULT HOLDINGS, INC. | DE | OWNER | E | Control |
| ROBERT BERIAULT HOLDINGS, INC. | DE | OWNER | E | Control |
| ROBERT BERIAULT HOLDINGS, INC. | DE | OWNER | E | Control |
| ROBERT BERIAULT HOLDINGS, INC. | DE | OWNER | E | Control |
| ROBERT BERIAULT HOLDINGS, INC. | DE | OWNER | E | Control |
| ROBERT BERIAULT HOLDINGS, INC. | DE | OWNER | E | Control |
| ROBERT BERIAULT HOLDINGS, INC. | DE | OWNER | E | Control |
| ROBERT BERIAULT HOLDINGS, INC. | DE | OWNER | E | Control |
| ROBERT BERIAULT HOLDINGS, INC. | DE | OWNER | E | Control |
| ROBERT BERIAULT HOLDINGS, INC. | DE | OWNER | E | Control |
| MCQUILLEN, JOSEPH, DANIEL | I | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | D | Control |
| MCQUILLEN, JOSEPH, DANIEL | I | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | D | Control |
| MCQUILLEN, JOSEPH, DANIEL | I | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | D | Control |
| MCQUILLEN, JOSEPH, DANIEL | I | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | D | Control |
| MCQUILLEN, PAULA, LOUISE | I | VICE PRESIDENT, DIRECTOR | D | Control |
| MCQUILLEN, PAULA, LOUISE | I | VICE PRESIDENT, DIRECTOR | D | Control |
| MCQUILLEN, PAULA, LOUISE | I | VICE PRESIDENT, DIRECTOR | D | Control |
| MCQUILLEN, PAULA, LOUISE | I | VICE PRESIDENT, DIRECTOR | D | Control |
| MCQUILLEN, JOSEPH, DANIEL | I | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| MCQUILLEN, JOSEPH, DANIEL | I | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| MCQUILLEN, JOSEPH, DANIEL | I | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | C | Control |
| MCQUILLEN, JOSEPH, DANIEL | I | PRESIDENT, DIRECTOR | C | Control |
| MCQUILLEN, PAULA, LOUISE | I | VICE PRESIDENT, DIRECTOR | C | Control |
| MCQUILLEN, PAULA, LOUISE | I | VICE PRESIDENT, DIRECTOR | C | Control |
| MCQUILLEN, PAULA, LOUISE | I | VICE PRESIDENT, DIRECTOR | C | Control |
| MCQUILLEN, PAULA, LOUISE | I | VICE PRESIDENT, DIRECTOR | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BERIAULT, ROBERT, HARVEY | I | ROBERT BERIAULT HOLDINGS, INC. | E | Control |
| BERIAULT, ROBERT, HARVEY | I | ROBERT BERIAULT HOLDINGS, INC. | E | Control |
| BERIAULT, ROBERT, HARVEY | I | ROBERT BERIAULT HOLDINGS, INC. | E | Control |
| BERIAULT, ROBERT, HARVEY | I | ROBERT BERIAULT HOLDINGS, INC. | E | Control |
| BERIAULT, ROBERT, HARVEY | I | ROBERT BERIAULT HOLDINGS, INC. | E | Control |
| BERIAULT, ROBERT, HARVEY | I | ROBERT BERIAULT HOLDINGS, INC. | E | Control |
| BERIAULT, ROBERT, HARVEY | I | ROBERT BERIAULT HOLDINGS, INC. | E | Control |
| BERIAULT, ROBERT, HARVEY | I | ROBERT BERIAULT HOLDINGS, INC. | E | Control |
| BERIAULT, ROBERT, HARVEY | I | ROBERT BERIAULT HOLDINGS, INC. | E | Control |
| BERIAULT, ROBERT, HARVEY | I | ROBERT BERIAULT HOLDINGS, INC. | E | Control |
| BERIAULT, ROBERT, HARVEY | I | ROBERT BERIAULT HOLDINGS, INC. | E | Control |
| ROBERT BERIAULT HOLDINGS, INC. | DE | LINCOLN TRUST COMPANY | E | Control |
Registrations
Federal
IA
Jun 30, 2021 REGISTERED
Notice Filings (5)
CA CO LA MN TX
Address
5975 S QUEBECSUITE 300
CENTENNIAL, CO 80111
United States
Phone: 303-658-3500