ALPHA WINDWARD LLC
CRD #110050 SEC #801-55610 WESTWOOD, MA 781-326-8880
SEC Registered Private Funds
Total AUM
$159.5M
Discretionary
$159.5M
Employees
2
Clients
--
Accounts
141
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 30, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARR, SAMUEL, BALDWIN | I | MANAGING DIRECTOR | NA | Control |
| CARR, SAMUEL, BALDWIN | I | MANAGING DIRECTOR | NA | Control |
| CARR, SAMUEL, BALDWIN | I | MANAGING DIRECTOR | NA | Control |
| CARR, SAMUEL, BALDWIN | I | MANAGING DIRECTOR | NA | Control |
| DAWSON, BENJAMIN, GARDNER | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DAWSON, BENJAMIN, GARDNER | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DAWSON, BENJAMIN, GARDNER | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| DAWSON, BENJAMIN, GARDNER | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| B.G. DAWSON INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| B.G. DAWSON INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| B.G. DAWSON INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| B.G. DAWSON INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| B.G. DAWSON INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| B.G. DAWSON INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| B.G. DAWSON INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| B.G. DAWSON INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| B.G. DAWSON INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| B.G. DAWSON INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| B.G. DAWSON INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| B.G. DAWSON INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| B.G. DAWSON INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| B.G. DAWSON INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| B.G. DAWSON INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| B.G. DAWSON INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| B.G. DAWSON INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| B.G. DAWSON INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| B.G. DAWSON INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| B.G. DAWSON INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| B.G. DAWSON INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| B.G. DAWSON INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| B.G. DAWSON INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| B.G. DAWSON INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| CARR, MARGARET, W. G. | I | MEMBER, OWNER | D | Control |
| CARR, MARGARET, W. G. | I | MEMBER, OWNER | D | Control |
| CARR, MARGARET, W. G. | I | MEMBER, OWNER | D | Control |
| CARR, MARGARET, W. G. | I | MEMBER, OWNER | D | Control |
| CARR, MARGARET, W. G. | I | MEMBER, OWNER | D | Control |
| CARR, MARGARET, W. G. | I | MEMBER, OWNER | D | Control |
| CARR, MARGARET, W. G. | I | MEMBER, OWNER | D | Control |
| CARR, MARGARET, W. G. | I | MEMBER, OWNER | D | Control |
| CARR, MARGARET, W. G. | I | MEMBER, OWNER | D | Control |
| CARR, MARGARET, W. G. | I | MEMBER, OWNER | D | Control |
| CARR, MARGARET, W. G. | I | MEMBER, OWNER | D | Control |
| CARR, MARGARET, W. G. | I | MEMBER, OWNER | D | Control |
| CARR, MARGARET, W. G. | I | MEMBER, OWNER | D | Control |
| CARR, MARGARET, W. G. | I | MEMBER, OWNER | D | Control |
| CARR, MARGARET, W. G. | I | MEMBER, OWNER | D | Control |
| CARR, MARGARET, W. G. | I | MEMBER, OWNER | D | Control |
| CARR, MARGARET, W. G. | I | MEMBER, OWNER | D | Control |
| CARR, MARGARET, W. G. | I | MEMBER, OWNER | D | Control |
| CARR, MARGARET, W. G. | I | MEMBER, OWNER | D | Control |
| CARR, MARGARET, W. G. | I | MEMBER, OWNER | D | Control |
| CARR, SAMUEL, BALDWIN | I | MANAGING DIRECTOR, MEMBER, OWNER | D | Control |
| CARR, SAMUEL, BALDWIN | I | MANAGING DIRECTOR, MEMBER, OWNER | D | Control |
| CARR, SAMUEL, BALDWIN | I | MANAGING DIRECTOR, MEMBER, OWNER | D | Control |
| CARR, SAMUEL, BALDWIN | I | MANAGING DIRECTOR, MEMBER, OWNER | D | Control |
| CARR, SAMUEL, BALDWIN | I | MANAGING DIRECTOR, MEMBER, OWNER | D | Control |
| CARR, SAMUEL, BALDWIN | I | MANAGING DIRECTOR, MEMBER, OWNER | D | Control |
| CARR, SAMUEL, BALDWIN | I | MANAGING DIRECTOR, MEMBER, OWNER | D | Control |
| CARR, SAMUEL, BALDWIN | I | MANAGING DIRECTOR, MEMBER, OWNER | D | Control |
| CARR, SAMUEL, BALDWIN | I | MANAGING DIRECTOR, MEMBER, OWNER | D | Control |
| CARR, SAMUEL, BALDWIN | I | MANAGING DIRECTOR, MEMBER, OWNER | D | Control |
| CARR, SAMUEL, BALDWIN | I | MANAGING DIRECTOR, MEMBER, OWNER | D | Control |
| CARR, SAMUEL, BALDWIN | I | MANAGING DIRECTOR, MEMBER, OWNER | D | Control |
| CARR, SAMUEL, BALDWIN | I | MANAGING DIRECTOR, MEMBER, OWNER | D | Control |
| CARR, SAMUEL, BALDWIN | I | MANAGING DIRECTOR, MEMBER, OWNER | D | Control |
| CARR, SAMUEL, BALDWIN | I | MANAGING DIRECTOR, MEMBER, OWNER | D | Control |
| CARR, SAMUEL, BALDWIN | I | MANAGING DIRECTOR, MEMBER, OWNER | D | Control |
| CARR, SAMUEL, BALDWIN | I | MANAGING DIRECTOR, MEMBER, OWNER | D | Control |
| CARR, SAMUEL, BALDWIN | I | MANAGING DIRECTOR, MEMBER, OWNER | D | Control |
| CARR, SAMUEL, BALDWIN | I | MANAGING DIRECTOR, MEMBER, OWNER | D | Control |
| CARR, SAMUEL, BALDWIN | I | MANAGING DIRECTOR, MEMBER, OWNER | D | Control |
| DAWSON, BENJAMIN, GARDNER | I | MANAGING DIRECTOR, MEMBER, OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| DAWSON, BENJAMIN, GARDNER | I | MANAGING DIRECTOR, MEMBER, OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| DAWSON, BENJAMIN, GARDNER | I | MANAGING DIRECTOR, MEMBER, OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| DAWSON, BENJAMIN, GARDNER | I | MANAGING DIRECTOR, MEMBER, OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| DAWSON, BENJAMIN, GARDNER | I | MANAGING DIRECTOR, MEMBER, OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| DAWSON, BENJAMIN, GARDNER | I | MANAGING DIRECTOR, MEMBER, OWNER | D | Control |
| DAWSON, BENJAMIN, GARDNER | I | MANAGING DIRECTOR, MEMBER, OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| DAWSON, BENJAMIN, GARDNER | I | MANAGING DIRECTOR, MEMBER, OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| DAWSON, BENJAMIN, GARDNER | I | MANAGING DIRECTOR, MEMBER, OWNER | D | Control |
| DAWSON, BENJAMIN, GARDNER | I | MANAGING DIRECTOR, MEMBER, OWNER | D | Control |
| DAWSON, BENJAMIN, GARDNER | I | MANAGING DIRECTOR, MEMBER, OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| DAWSON, BENJAMIN, GARDNER | I | MANAGING DIRECTOR, MEMBER, OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| DAWSON, BENJAMIN, GARDNER | I | MANAGING DIRECTOR, MEMBER, OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| DAWSON, BENJAMIN, GARDNER | I | MANAGING DIRECTOR, MEMBER, OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| DAWSON, BENJAMIN, GARDNER | I | MANAGING DIRECTOR, MEMBER, OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| DAWSON, BENJAMIN, GARDNER | I | MANAGING DIRECTOR, MEMBER, OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| DAWSON, BENJAMIN, GARDNER | I | MANAGING DIRECTOR, MEMBER, OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| DAWSON, BENJAMIN, GARDNER | I | MANAGING DIRECTOR, MEMBER, OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| DAWSON, BENJAMIN, GARDNER | I | MANAGING DIRECTOR, MEMBER, OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| DAWSON, BENJAMIN, GARDNER | I | MANAGING DIRECTOR, MEMBER, OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| DAWSON, CORNELIA, A. B. | I | MEMBER, OWNER | D | Control |
| DAWSON, CORNELIA, A. B. | I | MEMBER, OWNER | D | Control |
| DAWSON, CORNELIA, A. B. | I | MEMBER, OWNER | D | Control |
| DAWSON, CORNELIA, A. B. | I | MEMBER, OWNER | D | Control |
| DAWSON, CORNELIA, A. B. | I | MEMBER, OWNER | D | Control |
| DAWSON, CORNELIA, A. B. | I | MEMBER, OWNER | D | Control |
| DAWSON, CORNELIA, A. B. | I | MEMBER, OWNER | D | Control |
| DAWSON, CORNELIA, A. B. | I | MEMBER, OWNER | D | Control |
| DAWSON, CORNELIA, A. B. | I | MEMBER, OWNER | D | Control |
| DAWSON, CORNELIA, A. B. | I | MEMBER, OWNER | D | Control |
| DAWSON, CORNELIA, A. B. | I | MEMBER, OWNER | D | Control |
| DAWSON, CORNELIA, A. B. | I | MEMBER, OWNER | D | Control |
| DAWSON, CORNELIA, A. B. | I | MEMBER, OWNER | D | Control |
| DAWSON, CORNELIA, A. B. | I | MEMBER, OWNER | D | Control |
| DAWSON, CORNELIA, A. B. | I | MEMBER, OWNER | D | Control |
| DAWSON, CORNELIA, A. B. | I | MEMBER, OWNER | D | Control |
| DAWSON, CORNELIA, A. B. | I | MEMBER, OWNER | D | Control |
| DAWSON, CORNELIA, A. B. | I | MEMBER, OWNER | D | Control |
| DAWSON, CORNELIA, A. B. | I | MEMBER, OWNER | D | Control |
| DAWSON, CORNELIA, A. B. | I | MEMBER, OWNER | D | Control |
| S.B. CARR INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| S.B. CARR INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| S.B. CARR INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| S.B. CARR INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| S.B. CARR INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| S.B. CARR INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| S.B. CARR INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| S.B. CARR INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| S.B. CARR INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| S.B. CARR INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| S.B. CARR INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| S.B. CARR INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| S.B. CARR INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| S.B. CARR INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| S.B. CARR INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| S.B. CARR INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| S.B. CARR INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| S.B. CARR INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| S.B. CARR INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| S.B. CARR INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| S.B. CARR INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| S.B. CARR INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| S.B. CARR INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
| S.B. CARR INVESTMENTS, INC. | DE | MEMBER, OWNER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CARR, MARGARET, W. G. | I | S.B. CARR INVESTMENTS, INC. | E | Control |
| CARR, MARGARET, W. G. | I | S.B. CARR INVESTMENTS, INC. | E | Control |
| CARR, MARGARET, W. G. | I | S.B. CARR INVESTMENTS, INC. | E | Control |
| CARR, MARGARET, W. G. | I | S.B. CARR INVESTMENTS, INC. | E | Control |
| CARR, SAMUEL, BALDWIN | I | S.B. CARR INVESTMENTS, INC. | E | Control |
| CARR, SAMUEL, BALDWIN | I | S.B. CARR INVESTMENTS, INC. | E | Control |
| CARR, SAMUEL, BALDWIN | I | S.B. CARR INVESTMENTS, INC. | E | Control |
| CARR, SAMUEL, BALDWIN | I | S.B. CARR INVESTMENTS, INC. | E | Control |
| DAWSON, CORNELIA, A. B. | I | THE AWBG NOMINEE TRUST | E | Control |
| DAWSON, CORNELIA, A. B. | I | THE AWBG NOMINEE TRUST | E | Control |
| DAWSON, CORNELIA, A. B. | I | THE AWBG NOMINEE TRUST | E | Control |
| DAWSON, CORNELIA, A. B. | I | THE AWBG NOMINEE TRUST | E | Control |
| DAWSON, BENJAMIN, GARDNER | I | B.G. DAWSON INVESTMENTS, INC. | D | Control |
| DAWSON, BENJAMIN, GARDNER | I | B.G. DAWSON INVESTMENTS, INC. | D | Control |
| DAWSON, BENJAMIN, GARDNER | I | B.G. DAWSON INVESTMENTS, INC. | D | Control |
| DAWSON, BENJAMIN, GARDNER | I | B.G. DAWSON INVESTMENTS, INC. | D | Control |
| THE AWBG NOMINEE TRUST | DE | B.G. DAWSON INVESTMENTS, INC. | D | Control |
| THE AWBG NOMINEE TRUST | DE | B.G. DAWSON INVESTMENTS, INC. | D | Control |
| THE AWBG NOMINEE TRUST | DE | B.G. DAWSON INVESTMENTS, INC. | D | Control |
| THE AWBG NOMINEE TRUST | DE | B.G. DAWSON INVESTMENTS, INC. | D | Control |
Registrations
Federal
IA
Jun 30, 2020 REGISTERED
Notice Filings (6)
DE MA MD NH TX VT
Address
200 LOWDER BROOK DRIVESUITE 2400
WESTWOOD, MA 02090-1178
United States
Phone: 781-326-8880