SLEDRUNNER ADVISORY SERVICES
CRD #110051 SEC #801-24220 KALAMAZOO, MI 269-552-9233
SEC Registered
Total AUM
$70M
Discretionary
$0
Employees
5
Clients
101
Accounts
150
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 13, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GAUNTLETT, THOMAS, JOHN | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| GAUNTLETT, THOMAS, JOHN | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| GAUNTLETT, THOMAS, JOHN | I | OWNER, CHIEF COMPLIANCE OFFICER | E | Control |
| SLEDRUNNER FINANCIAL SERVICES | DE | OWNER | E | Control |
| SLEDRUNNER FINANCIAL SERVICES | DE | OWNER | E | Control |
| GAUNTLETT, THOMAS, JOHN | I | PARTNER | D | Control |
| GAUNTLETT, THOMAS, JOHN | I | PARTNER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GAUNTLETT, THOMAS, JOHN | I | SLEDRUNENR FINANCIAL SERVICES | E | Control |
| GAUNTLETT, THOMAS, JOHN | I | SLEDRUNENR FINANCIAL SERVICES | E | Control |
Registrations
Federal
IA
Apr 13, 2007 REGISTERED
Notice Filings (1)
MI
Address
244 NORTH ROSE STREETSUITE 150
KALAMAZOO, MI 49007
USA
Phone: 269-552-9233