OSTROFE FINANCIAL CONSULTANTS INC
CRD #110064 SEC #801-34048 GRASS VALLEY, CA 530-273-4425
SEC Registered
Total AUM
$315.8M
Discretionary
$315.8M
Employees
10
Clients
251
Accounts
1,526
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 14, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LUM, PATRICIA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUM, PATRICIA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUM, PATRICIA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUM, PATRICIA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUM, PATRICIA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUM, PATRICIA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUM, PATRICIA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUM, PATRICIA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| OSTROFE, ALLEN, FRANCIS | I | PRESIDENT EMERITUS | NA | |
| OSTROFE, ALLEN, FRANCIS | I | PRESIDENT EMERITUS | NA | |
| OSTROFE, ALLEN, FRANCIS | I | PRESIDENT EMERITUS | NA | |
| OSTROFE, ALLEN, FRANCIS | I | PRESIDENT EMERITUS | NA | |
| LEISHMAN, SETH, TYLER | I | PRESIDENT | E | Control |
| LEISHMAN, SETH, TYLER | I | PRESIDENT | E | Control |
| LEISHMAN, SETH, TYLER | I | PRESIDENT | E | Control |
| LEISHMAN, SETH, TYLER | I | PRESIDENT | E | Control |
| LEISHMAN, SETH, TYLER | I | PRESIDENT | E | Control |
| LEISHMAN, SETH, TYLER | I | PRESIDENT | E | Control |
| LEISHMAN, SETH, TYLER | I | PRESIDENT | E | Control |
| LEISHMAN, SETH, TYLER | I | PRESIDENT | E | Control |
| LEISHMAN, SETH, TYLER | I | PARTNER | D | Control |
| LEISHMAN, SETH, TYLER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| LEISHMAN, SETH, TYLER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| LEISHMAN, SETH, TYLER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| LEISHMAN, SETH, TYLER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| LEISHMAN, SETH, TYLER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| LEISHMAN, SETH, TYLER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | PRESIDENT | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | PRESIDENT | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | PRESIDENT EMERITUS | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | PRESIDENT EMERITUS | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | PRESIDENT EMERITUS | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | PRESIDENT EMERITUS | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | PRESIDENT EMERITUS | D | Control |
| OSTROFE, ALLEN, FRANCIS | I | PRESIDENT EMERITUS | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
| OSTROFE, SABINE, LABS | I | VICE PRESIDENT | D | Control |
Registrations
Federal
IA
Feb 14, 2025 REGISTERED
Notice Filings (1)
CA
Address
420 SIERRA COLLEGE DRIVESUITE 200
GRASS VALLEY, CA 95945
United States
Phone: 530-273-4425