SHOTT CAPITAL MANAGEMENT, LLC
Legal name: SHOTT CAPITAL MANAGEMENT
CRD #110084 SEC #801-38612 SAN FRANCISCO, CA 415-394-7271
SEC Registered
Total AUM
$2.2B
Discretionary
$2.2B
Employees
--
Clients
--
Accounts
55
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 18, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHAI, ALAN | I | MANAGING DIRECTOR | NA | |
| CHAI, ALAN | I | MANAGING DIRECTOR | NA | |
| CHAI, ALAN | I | MANAGING DIRECTOR | NA | |
| O'DONNELL, JULIE, ELIZABETH | I | MANAGING DIRECTOR | NA | |
| O'DONNELL, JULIE, ELIZABETH | I | MANAGING DIRECTOR | NA | |
| O'DONNELL, JULIE, ELIZABETH | I | MANAGING DIRECTOR | NA | |
| ROGERS, DONALD | I | MANAGING DIRECTOR | NA | |
| ROGERS, DONALD | I | MANAGING DIRECTOR | NA | |
| ROGERS, DONALD | I | MANAGING DIRECTOR | NA | |
| TAYLOR, STACEY, MARGARET | I | MANAGING DIRECTOR | NA | |
| TAYLOR, STACEY, MARGARET | I | MANAGING DIRECTOR | NA | |
| TAYLOR, STACEY, MARGARET | I | MANAGING DIRECTOR | NA | |
| SHOTT, GEORGE, BURTON | I | SENIOR MANAGING DIRECTOR | D | Control |
| SHOTT, GEORGE, BURTON | I | SENIOR MANAGING DIRECTOR | D | Control |
| SHOTT, GEORGE, BURTON | I | SENIOR MANAGING DIRECTOR | D | Control |
| REESE, PAUL, ANTHONY | I | SENIOR MANAGING DIRECTOR | C | Control |
| REESE, PAUL, ANTHONY | I | SENIOR MANAGING DIRECTOR | C | Control |
| REESE, PAUL, ANTHONY | I | SENIOR MANAGING DIRECTOR | C | Control |
Registrations
Federal
IA
May 18, 2001 REGISTERED
Notice Filings (1)
MA
Address
601 CALIFORNIA STREETSUITE 801
SAN FRANCISCO, CA 94108
USA
Phone: 415-394-7271