KEN STERN & ASSOCIATES INC
CRD #110092 SEC #801-56991 SAN DIEGO, CA 858-485-0404
SEC Registered
Total AUM
$408.2M
Discretionary
$358.1M
Employees
9
Clients
1
Accounts
871
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jul 2018 | $408.2M | $358.1M | $50.1M | 9 | 0 |
| Mar 2018 | $408.2M | $358.1M | $50.1M | 9 | 0 |
| Apr 2017 | $367.7M | $317.8M | $49.9M | 10 | 300 |
| Mar 2016 | $322.2M | $312.4M | $9.8M | 11 | 300 |
| Feb 2016 | $322.2M | $312.4M | $9.8M | 11 | 300 |
| May 2015 | $300.6M | $289.4M | $11.2M | 11 | 300 |
| Mar 2015 | $300.6M | $289.4M | $11.2M | 11 | 300 |
| Oct 2014 | $273.6M | $264.2M | $9.4M | 9 | 300 |
| May 2014 | $273.6M | $264.2M | $9.4M | 9 | 300 |
| Apr 2014 | $273.6M | $264.2M | $9.4M | 9 | 300 |
| Mar 2014 | $273.6M | $264.2M | $9.4M | 9 | 300 |
| Sep 2013 | $233.5M | $226.5M | $7M | 15 | 300 |
| Mar 2013 | $233.5M | $226.5M | $7M | 15 | 300 |
| Mar 2012 | $197.6M | $192.8M | $4.8M | 11 | 300 |
| Dec 2011 | $200.3M | $193.9M | $6.5M | 11 | 251 |
| Mar 2011 | $200.3M | $193.9M | $6.5M | -- | -- |
| Sep 2010 | $184.5M | $177.2M | $7.3M | -- | -- |
| Feb 2009 | $156.1M | $142.7M | $13.4M | -- | -- |
| Jan 2008 | $172.3M | $170.7M | $1.5M | -- | -- |
| Jan 2008 | $143.5M | $142.3M | $1.2M | -- | -- |
| Mar 2007 | $143.5M | $142.3M | $1.2M | -- | -- |
| Nov 2005 | $98M | $98M | $0 | 10 | -- |
| Oct 2001 | $52.6M | $52.6M | $0 | -- | -- |
| Jul 2001 | $52.6M | $52.6M | $0 | -- | -- |
DateJul 2018
Total AUM$408.2M
Discretionary$358.1M
Non-Disc.$50.1M
Employees9
Clients0
DateMar 2018
Total AUM$408.2M
Discretionary$358.1M
Non-Disc.$50.1M
Employees9
Clients0
DateApr 2017
Total AUM$367.7M
Discretionary$317.8M
Non-Disc.$49.9M
Employees10
Clients300
DateMar 2016
Total AUM$322.2M
Discretionary$312.4M
Non-Disc.$9.8M
Employees11
Clients300
DateFeb 2016
Total AUM$322.2M
Discretionary$312.4M
Non-Disc.$9.8M
Employees11
Clients300
DateMay 2015
Total AUM$300.6M
Discretionary$289.4M
Non-Disc.$11.2M
Employees11
Clients300
DateMar 2015
Total AUM$300.6M
Discretionary$289.4M
Non-Disc.$11.2M
Employees11
Clients300
DateOct 2014
Total AUM$273.6M
Discretionary$264.2M
Non-Disc.$9.4M
Employees9
Clients300
DateMay 2014
Total AUM$273.6M
Discretionary$264.2M
Non-Disc.$9.4M
Employees9
Clients300
DateApr 2014
Total AUM$273.6M
Discretionary$264.2M
Non-Disc.$9.4M
Employees9
Clients300
DateMar 2014
Total AUM$273.6M
Discretionary$264.2M
Non-Disc.$9.4M
Employees9
Clients300
DateSep 2013
Total AUM$233.5M
Discretionary$226.5M
Non-Disc.$7M
Employees15
Clients300
DateMar 2013
Total AUM$233.5M
Discretionary$226.5M
Non-Disc.$7M
Employees15
Clients300
DateMar 2012
Total AUM$197.6M
Discretionary$192.8M
Non-Disc.$4.8M
Employees11
Clients300
DateDec 2011
Total AUM$200.3M
Discretionary$193.9M
Non-Disc.$6.5M
Employees11
Clients251
DateMar 2011
Total AUM$200.3M
Discretionary$193.9M
Non-Disc.$6.5M
Employees--
Clients--
DateSep 2010
Total AUM$184.5M
Discretionary$177.2M
Non-Disc.$7.3M
Employees--
Clients--
DateFeb 2009
Total AUM$156.1M
Discretionary$142.7M
Non-Disc.$13.4M
Employees--
Clients--
DateJan 2008
Total AUM$172.3M
Discretionary$170.7M
Non-Disc.$1.5M
Employees--
Clients--
DateJan 2008
Total AUM$143.5M
Discretionary$142.3M
Non-Disc.$1.2M
Employees--
Clients--
DateMar 2007
Total AUM$143.5M
Discretionary$142.3M
Non-Disc.$1.2M
Employees--
Clients--
DateNov 2005
Total AUM$98M
Discretionary$98M
Non-Disc.$0
Employees10
Clients--
DateOct 2001
Total AUM$52.6M
Discretionary$52.6M
Non-Disc.$0
Employees--
Clients--
DateJul 2001
Total AUM$52.6M
Discretionary$52.6M
Non-Disc.$0
Employees--
Clients--