SAN FRANCISCO SENTRY RELATIVE VALUE ADVISORS LLC
CRD #110100 SEC #801-55955 SAN FRANCISCO, CA 415-229-9000
SEC Registered
Total AUM
$6.5M
Discretionary
$6.5M
Employees
5
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 20, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GULARTE, JULIE, THERESE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GULARTE, JULIE, THERESE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GULARTE, JULIE, THERESE | I | COMPLIANCE OFFICER | NA | Control |
| GULARTE, JULIE, THERESE | I | COMPLIANCE OFFICER | NA | Control |
| GULARTE, JULIE, THERESE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOPE, STEPHEN, MCCAUGHAN | I | FUND MANAGER | NA | |
| HOPE, STEPHEN, MCCAUGHAN | I | FUND MANAGER | NA | |
| HOPE, STEPHEN, MCCAUGHAN | I | FUND MANAGER | NA | |
| PEATTIE, WILLIAM, AUSTIN | I | FUND MANAGER | NA | Control |
| PEATTIE, WILLIAM, AUSTIN | I | FUND MANAGER | NA | Control |
| PEATTIE, WILLIAM, AUSTIN | I | FUND MANAGER | NA | Control |
| PEATTIE, WILLIAM, AUSTIN | I | FUND MANAGER | NA | Control |
| PEATTIE, WILLIAM, AUSTIN | I | FUND MANAGER | NA | Control |
| ROOT, LEE, A | I | MEMBER/CFO | NA | Control |
| ROOT, LEE, A | I | COMPLIANCE OFFICER | NA | Control |
| ROOT, LEE, A | I | COMPLIANCE OFFICER | NA | Control |
| ROOT, LEE, A | I | MEMBER/CFO | NA | Control |
| ROOT, LEE, A | I | MEMBER/CFO/COMPLIANCE OFFICER | NA | Control |
| ROOT, LEE, A | I | MEMBER/CFO/COMPLIANCE OFFICER | NA | Control |
| ROOT, LEE, A | I | MEMBER/CFO | NA | Control |
| ROOT, LEE, A | I | COMPLIANCE OFFICER | NA | Control |
| DIRICKSON, RICHARD, EDWARD | I | MANAGING MEMBER | E | Control |
| DIRICKSON, RICHARD, EDWARD | I | MEMBER | E | Control |
| DIRICKSON, RICHARD, EDWARD | I | MEMBER | E | Control |
| DIRICKSON, RICHARD, EDWARD | I | MANAGING MEMBER | E | Control |
| DIRICKSON, RICHARD, EDWARD | I | MANAGING MEMBER/CHAIRMAN | E | Control |
| DIRICKSON, RICHARD, EDWARD | I | MANAGING MEMBER/CHAIRMAN | E | Control |
| DIRICKSON, RICHARD, EDWARD | I | MANAGING MEMBER/CHAIRMAN | E | Control |
| DIRICKSON, RICHARD, EDWARD | I | MEMBER | E | Control |
Registrations
Federal
IA
May 20, 2005 REGISTERED
Notice Filings (1)
CA
Address
100 PINE STREETSUITE 2700
SAN FRANCISCO, CA 94111
USA
Phone: 415-229-9000