RIA Intelligence

R. ELIOT KING & ASSOCIATES INC.

CRD #110101 SEC #801-31962 MENLO PARK, CA 650-854-2882
SEC Registered
Total AUM
$51.6M
Discretionary
$51.6M
Employees
5
Clients
--
Accounts
19

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
SEPTEMBER
Registration Date
--
Latest Filing
Oct 23, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
JOYNER, BARBARA, SKINNERITREASURER, V.P. ADMIN, DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
JOYNER, BARBARA, SKINNERITREASURER, V.P. ADMIN, DIRECTORNA Control
KING, ROBERT, ELIOTICHAIRMANNA Control
MOGICA, DOUGLAS, RAYMONDIDIRECTORNA Control
MOGICA, DOUGLAS, RAYMONDIDIRECTORNA Control
MOGICA, DOUGLAS, RAYMONDIDIRECTORNA Control
MOGICA, DOUGLAS, RAYMONDIDIRECTORNA Control
MOGICA, DOUGLAS, RAYMONDIDIRECTORNA Control
MOGICA, DOUGLAS, RAYMONDIDIRECTORNA Control
NELSON, EMILY, R.IDIRECTORNA Control
NELSON, EMILY, RENEEIDIRECTORNA Control
NELSON, EMILY, RENEEIDIRECTORNA Control
NELSON, EMILY, RENEEIDIRECTORNA Control
NELSON, EMILY, RENEEIDIRECTORNA Control
NELSON, JOHN, KASPERIPRESIDENT, DIRECTOR, SHAREHOLDERE Control
NELSON, JOHN, KASPERIPRESIDENT, DIRECTOR, SHAREHOLDER, CHAIRMAND Control
NELSON, JOHN, KASPERIPRESIDENT, DIRECTOR, SHAREHOLDER, CHAIRMAND Control
NELSON, JOHN, KASPERIPRESIDENT, DIRECTOR, SHAREHOLDER, CHAIRMAND Control
NELSON, JOHN, KASPERIPRESIDENT, DIRECTOR, SHAREHOLDER, CHAIRMAND Control
NELSON, JOHN, KASPERIPRESIDENT, DIRECTOR, SHAREHOLDERC Control
SABEL, THOMAS, LIVICE PRESIDENT, DIRECTOR, SHAREHOLDERC Control
SABEL, THOMAS, LIVICE PRESIDENT, DIRECTOR, SHAREHOLDERC Control
FREDEL, TIMOTHY, CHARLESISHAREHOLDER, DIRECTORB
GUFFEY, ALAN, BARNETTISHAREHOLDERB
KING, JENNIFER, CAROLYNISHAREHOLDERB
KING, JOHN, BRADFORDISHAREHOLDERB
KING, PAMELA, JEANISHAREHOLDERB
KING-GUFFEY, CYNTHIA, MARIEISHAREHOLDERB Control
SABEL, THOMAS, LIVICE PRESIDENT, DIRECTOR, SHAREHOLDERB Control
SABEL, THOMAS, LIVICE PRESIDENT, DIRECTOR, SHAREHOLDERB Control
SABEL, THOMAS, LIVICE PRESIDENT, DIRECTOR, SHAREHOLDERB Control
SABEL, THOMAS, LISHAREHOLDER, VICE PRESIDENTB Control
HARTMANN, MARK, ANDREWIVICE PRESIDENT, SHAREHOLDERA Control
JOYNER, BARBARA, SKINNERICFO, V.P. ADMIN, DIRECTOR, CHIEF COMPLIANCE OFFICERA Control
JOYNER, BARBARA, SKINNERICFO, V.P. ADMIN, DIRECTOR, CHIEF COMPLIANCE OFFICERA Control
JOYNER, BARBARA, SKINNERICFO, V.P. ADMIN, DIRECTOR, CHIEF COMPLIANCE OFFICERA Control
JOYNER, BARBARA, SKINNERICFO, V.P. ADMIN, DIRECTOR, CHIEF COMPLIANCE OFFICERA Control

Registrations

Federal

IA
Oct 23, 2009 REGISTERED

Notice Filings (4)

CA MA NH TX

Address

830 MENLO AVENUE
SUITE 201
MENLO PARK, CA 94025
United States
Phone: 650-854-2882