BAILEY DELTON OVID JR/SC/
Legal name: DBA, BAILEY & ASSOCIATES
CRD #110113 SEC #801-46654 COLUMBIA, SC 803-799-6850
SEC Registered
Total AUM
$27M
Discretionary
$27M
Employees
1
Clients
51
Accounts
192
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- South Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 11, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAILEY, PATRICIA, (NONE) | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAILEY, PATRICIA, (NONE) | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAILEY, PATRICIA, (NONE) | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAILEY, PATRICIA, (NONE) | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAILEY, PATRICIA, (NONE) | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAILEY, PATRICIA, (NONE) | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAILEY, PATRICIA, (NONE) | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAILEY, PATRICIA, (NONE) | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAILEY, PATRICIA, (NONE) | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAILEY, PATRICIA, (NONE) | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAILEY, PATRICIA, (NONE) | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAILEY, RAYMOND, LEE | I | DESIGNATED CHIEF COMPLIANCE OFFICER | NA | |
| BAILEY, DELTON, OVID | I | OWNER | E | Control |
| BAILEY, DELTON, OVID | I | OWNER | E | Control |
| BAILEY, DELTON, OVID | I | OWNER | E | Control |
| BAILEY, DELTON, OVID | I | OWNER | E | Control |
| BAILEY, DELTON, OVID | I | OWNER | E | Control |
| BAILEY, DELTON, OVID | I | OWNER | E | Control |
| BAILEY, DELTON, OVID | I | OWNER | E | Control |
| BAILEY, DELTON, OVID | I | OWNER | E | Control |
| BAILEY, DELTON, OVID | I | OWNER | E | Control |
| BAILEY, DELTON, OVID | I | OWNER | E | Control |
| BAILEY, DELTON, OVID | I | OWNER | E | Control |
| BAILEY, DELTON, OVID | I | OWNER | E | Control |
Registrations
Federal
IA
May 11, 2012 REGISTERED
Notice Filings (2)
NC SC
Address
1122 LADY STREET, SUITE 605COLUMBIA, SC 29201
United States
Phone: 803-799-6850