MOSAIQUE CAPITAL MANAGEMENT, LLC
CRD #110121 SEC #801-58173 LOS ANGELES, CA 310-229-2100
SEC Registered
Total AUM
$377M
Discretionary
$356.6M
Employees
5
Clients
0
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 1, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LAFER, LAWRENCE, S | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAFER, LAWRENCE, S | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAFER, LAWRENCE, S | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAFER, LAWRENCE, S | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAFER, LAWRENCE, S | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAFER, LAWRENCE, S | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAAS, ANDREW, E | I | MEMBER | E | Control |
| HAAS, ANDREW, E | I | MANAGING MEMBER | E | Control |
| HAAS, ANDREW, E | I | MANAGING MEMBER | E | Control |
| HAAS, ANDREW, E | I | MANAGING MEMBER | E | Control |
| HAAS, ANDREW, E | I | MANAGING MEMBER | E | Control |
| HAAS, ANDREW, E | I | MANAGING MEMBER | E | Control |
| HAAS, ANDREW, E | I | MANAGING MEMBER | E | Control |
| HAAS, ANDREW, E | I | MANAGING MEMBER | E | Control |
| HAAS, ANDREW, E | I | MANAGING MEMBER | E | Control |
| HAAS, ANDREW, E | I | MANAGING MEMBER | E | Control |
| HAAS, ANDREW, E | I | MANAGING MEMBER | E | Control |
| HAAS, ANDREW, E | I | MANAGING MEMBER | E | Control |
| HAAS, ANDREW, E | I | MANAGING MEMBER | E | Control |
| HAAS, ANDREW, E | I | MANAGING MEMBER | E | Control |
| BEAR, STEARNS & CO. INC. | DE | MANAGING MEMBER | C | Control |
| BEAR, STEARNS & CO. INC. | DE | MEMBER | C | Control |
| BEAR, STEARNS & CO. INC. | DE | MEMBER | C | Control |
| BEAR, STEARNS & CO. INC. | DE | MEMBER | C | Control |
| BEAR, STEARNS & CO. INC. | DE | MEMBER | C | Control |
| BEAR, STEARNS & CO. INC. | DE | MEMBER | C | Control |
| BEAR, STEARNS & CO. INC. | DE | MEMBER | C | Control |
| BEAR, STEARNS & CO. INC. | DE | MEMBER | C | Control |
| BEAR, STEARNS & CO. INC. | DE | MEMBER | C | Control |
| BEAR, STEARNS & CO. INC. | DE | MEMBER | C | Control |
| BEAR, STEARNS & CO. INC. | DE | MEMBER | C | Control |
| BEAR, STEARNS & CO. INC. | DE | MEMBER | C | Control |
| BEAR, STEARNS & CO. INC. | DE | MEMBER | C | Control |
| BEAR, STEARNS & CO. INC. | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
Registrations
Federal
IA
Nov 1, 2005 REGISTERED
Notice Filings (24)
AZ CA CO CT DE FL HI ID IL IN KY MA MI MN MO NJ NV NY OH OK OR SC TN WI
Address
1999 AVENUE OF THE STARSLOS ANGELES, CA 90067-6100
USA
Phone: 310-229-2100