PKS INVESTMENT ADVISORS LLC
CRD #110147 SEC #801-96235 SALISBURY, MD 410-546-5600
SEC Registered
Total AUM
$242.4M
Discretionary
$232.5M
Employees
9
Clients
10
Accounts
878
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Maryland
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GONZALES, TIMOTHY, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GONZALES, TIMOTHY, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GONZALES, TIMOTHY, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GONZALES, TIMOTHY, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GONZALES, TIMOTHY, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GONZALES, TIMOTHY, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GONZALES, TIMOTHY, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GONZALES, TIMOTHY, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GONZALES, TIMOTHY, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GONZALES, TIMOTHY, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GONZALES, TIMOTHY, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GONZALES, TIMOTHY, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GONZALES, TIMOTHY, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GONZALES, TIMOTHY, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GONZALES, TIMOTHY, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GONZALES, TIMOTHY, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GONZALES, TIMOTHY, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| KLEGER, MICHAEL, CARROLL | I | VICE PRESIDENT | NA | |
| KLEGER, MICHAEL, CARROLL | I | VICE PRESIDENT | NA | |
| KLEGER, MICHAEL, CARROLL | I | VICE PRESIDENT | NA | |
| KLEGER, MICHAEL, CARROLL | I | VICE PRESIDENT | NA | |
| KLEGER, MICHAEL, CARROLL | I | VICE PRESIDENT | NA | |
| KLEGER, MICHAEL, CARROLL | I | VICE PRESIDENT | NA | |
| KLEGER, MICHAEL, CARROLL | I | VICE PRESIDENT | NA | |
| KLEGER, MICHAEL, CARROLL | I | VICE PRESIDENT | NA | |
| KLEGER, MICHAEL, CARROLL | I | VICE PRESIDENT | NA | |
| O'CONNELL, DANIEL, MICHAEL | I | MANAGING PARTNER / PRESIDENT | NA | Control |
| O'CONNELL, DANIEL, MICHAEL | I | MANAGING PARTNER / PRESIDENT | NA | Control |
| O'CONNELL, DANIEL, MICHAEL | I | MANAGING PARTNER / PRESIDENT | NA | Control |
| O'CONNELL, DANIEL, MICHAEL | I | MANAGING PARTNER / PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| O'CONNELL, DANIEL, MICHAEL | I | MANAGING PARTNER / PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| O'CONNELL, DANIEL, MICHAEL | I | MANAGING PARTNER / PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| O'CONNELL, DANIEL, MICHAEL | I | MANAGING PARTNER / PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| O'CONNELL, DANIEL, MICHAEL | I | MANAGING PARTNER / PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| O'CONNELL, DANIEL, MICHAEL | I | MANAGING PARTNER / PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| O'CONNELL, DANIEL, MICHAEL | I | MANAGING PARTNER / PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| O'CONNELL, DANIEL, MICHAEL | I | MANAGING PARTNER / PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| O'CONNELL, DANIEL, MICHAEL | I | MANAGING PARTNER / PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| PIGG, JAMES, YANCEY | I | VICE PRESIDENT, SECRETARY | NA | |
| PIGG, JAMES, YANCEY | I | VICE PRESIDENT, SECRETARY | NA | |
| PIGG, JAMES, YANCEY | I | VICE PRESIDENT, SECRETARY | NA | |
| PIGG, JAMES, YANCEY | I | VICE PRESIDENT, SECRETARY | NA | |
| PIGG, JAMES, YANCEY | I | OFFICER | NA | |
| PIGG, JAMES, YANCEY | I | OFFICER | NA | |
| PIGG, JAMES, YANCEY | I | VICE PRESIDENT, SECRETARY | NA | |
| PIGG, JAMES, YANCEY | I | OFFICER | NA | |
| PIGG, JAMES, YANCEY | I | VICE PRESIDENT, SECRETARY | NA | |
| PRUITT, JEFFERY, DEAN | I | VICE PRESIDENT | NA | |
| PRUITT, JEFFERY, DEAN | I | VICE PRESIDENT | NA | |
| PRUITT, JEFFERY, DEAN | I | VICE PRESIDENT | NA | |
| PRUITT, JEFFERY, DEAN | I | VICE PRESIDENT | NA | |
| PRUITT, JEFFERY, DEAN | I | VICE PRESIDENT | NA | |
| PRUITT, JEFFERY, DEAN | I | VICE PRESIDENT | NA | |
| PRUITT, JEFFERY, DEAN | I | VICE PRESIDENT | NA | |
| PRUITT, JEFFERY, DEAN | I | VICE PRESIDENT | NA | |
| PRUITT, JEFFERY, DEAN | I | VICE PRESIDENT | NA | |
| STERN, JOHN, MICHAEL | I | VICE PRESIDENT, TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | VICE PRESIDENT, TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | VICE PRESIDENT, TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | VICE PRESIDENT, TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | VICE PRESIDENT, TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | VICE PRESIDENT, TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | VICE PRESIDENT, TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | VICE PRESIDENT, TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | VICE PRESIDENT, TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | TREASURER | NA | |
| STERN, JOHN, MICHAEL | I | TREASURER | NA | |
| PIGG, KRAHL, STERN & CO., P.A. | DE | OWNER | E | |
| PIGG, KRAHL, STERN & CO., P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | |
| PKS & COMPANY, P.A. | DE | OWNER | E | Control |
| PKS & COMPANY, P.A. | DE | OWNER | E | Control |
| PKS & COMPANY, P.A. | DE | OWNER | E | Control |
| PKS & COMPANY, P.A. | DE | OWNER | E | Control |
| PKS & COMPANY, P.A. | DE | OWNER | E | Control |
| PKS & COMPANY, P.A. | DE | OWNER | E | Control |
| BOOTH, WILLIAM, EDWIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| BOOTH, WILLIAM, EDWIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| BOOTH, WILLIAM, EDWIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| BOOTH, WILLIAM, EDWIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| BOOTH, WILLIAM, EDWIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| BOOTH, WILLIAM, EDWIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| BOOTH, WILLIAM, EDWIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| BOOTH, WILLIAM, EDWIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| BOOTH, WILLIAM, EDWIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| BOOTH, WILLIAM, EDWIN | I | PRESIDENT, MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BOOTH, WILLIAM, EDWIN | I | PRESIDENT, MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BOOTH, WILLIAM, EDWIN | I | PRESIDENT, MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| LEKITES, GENEVEE, GENEVA | I | MEMBER | B | |
| LEKITES, GENEVEE, GENEVA | I | MEMBER | B | |
| LEKITES, GENEVEE, GENEVA | I | MEMBER | B | |
| LEKITES, GENEVEE, GENEVA | I | MEMBER | B | |
| LEKITES, GENEVEE, GENEVA | I | MEMBER | B | |
| LEKITES, GENEVEE, GENEVA | I | MEMBER | B | |
| LEKITES, GENEVEE, GENEVA | I | MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PIGG, JAMES, YANCEY | I | PKS & COMPANY, P.A. | C | Control |
| PIGG, JAMES, YANCEY | I | PKS & COMPANY, P.A. | C | Control |
| PIGG, JAMES, YANCEY | I | PIGG, KRAHL, STERN & CO., P.A. | C | Control |
| PIGG, JAMES, YANCEY | I | PIGG, KRAHL, STERN & CO., P.A. | C | Control |
| PIGG, JAMES, YANCEY | I | PKS & COMPANY, P.A. | C | Control |
| PIGG, JAMES, YANCEY | I | PKS & COMPANY, P.A. | C | Control |
| PIGG, JAMES, YANCEY | I | PIGG, KRAHL, STERN & CO., P.A. | C | Control |
| PIGG, JAMES, YANCEY | I | PKS & COMPANY, P.A. | C | Control |
| PIGG, JAMES, YANCEY | I | PIGG, KRAHL, STERN & CO., P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PIGG, KRAHL, STERN & CO., P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PIGG, KRAHL, STERN & CO., P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PIGG, KRAHL, STERN & CO., P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PIGG, KRAHL, STERN & CO., P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
| STERN, JOHN, MICHAEL | I | PKS & COMPANY, P.A. | C | Control |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (11)
CO DE FL MD NC NH PA TX UT VA VT
Address
1801 SWEETBAY DRIVESALISBURY, MD 21804
United States
Phone: 410-546-5600