FOURPOINTS ASSET MANAGEMENT, INC.
CRD #110150 SEC #801-16774 NEW YORK, NY 212-687-3290
SEC Registered Private Funds
Total AUM
$131.9M
Discretionary
$131.9M
Employees
3
Clients
0
Accounts
37
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 26, 2020
- Branch Offices
- 0
- LEI
- 254900RM7QYF8KUKEQ40
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALVA, MARLENE | I | DIRECTOR | NA | |
| ALVA, MARLENE | I | DIRECTOR | NA | |
| ALVA, MARLENE | I | DIRECTOR | NA | |
| ALVA, MARLENE | I | DIRECTOR | NA | |
| ALVA, MARLENE | I | DIRECTOR | NA | |
| ALVA, MARLENE | I | DIRECTOR | NA | |
| ALVA, MARLENE | I | DIRECTOR | NA | |
| ALVA, MARLENE | I | DIRECTOR | NA | |
| ALVA, MARLENE | I | DIRECTOR | NA | |
| BEAN, DOUGLAS, ALEXANDER | I | SHAREHOLDER, VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| BEAN, DOUGLAS, ALEXANDER | I | SHAREHOLDER, VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| BEAN, DOUGLAS, ALEXANDER | I | SHAREHOLDER, VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| BEAN, DOUGLAS, ALEXANDER | I | SHAREHOLDER, VICE PRESIDENT, SECRETARY & DIRECTOR | NA | Control |
| BROOKE, CAROL, CONSUELO | I | DIRECTOR | NA | Control |
| BROOKE, CAROL, CONSUELO | I | DIRECTOR | NA | Control |
| BROOKE, CAROL, CONSUELO | I | DIRECTOR | NA | Control |
| BROOKE, CAROL, CONSUELO | I | DIRECTOR | NA | Control |
| BROOKE, CAROL, CONSUELO | I | DIRECTOR | NA | Control |
| BROOKE, CAROL, CONSUELO | I | DIRECTOR | NA | Control |
| BROOKE, CAROL, CONSUELO | I | DIRECTOR | NA | Control |
| CHIN, HOWARD | I | ASSOCIATE PORTFOLIO MANAGER & ANALYST & SHAREHOLDER | NA | |
| CHIN, HOWARD | I | ASSOCIATE PORTFOLIO MANAGER & ANALYST & SHAREHOLDER | NA | |
| CHIN, HOWARD | I | ASSOCIATE PORTFOLIO MANAGER & ANALYST & SHAREHOLDER | NA | |
| CHIN, HOWARD | I | ASSOCIATE PORTFOLIO MANAGER & ANALYST & SHAREHOLDER | NA | |
| CHIN, HOWARD | I | ASSOCIATE PORTFOLIO MANAGER & ANALYST & SHAREHOLDER | NA | |
| CHIN, HOWARD | I | ASSOCIATE PORTFOLIO MANAGER & ANALYST & SHAREHOLDER | NA | |
| ESMEIN, PIERRE | I | DIRECTOR | NA | |
| ESMEIN, PIERRE | I | DIRECTOR | NA | |
| ESMEIN, PIERRE | I | DIRECTOR | NA | |
| ESMEIN, PIERRE | I | DIRECTOR | NA | |
| ESMEIN, PIERRE | I | DIRECTOR | NA | |
| ESMEIN, PIERRE | I | DIRECTOR | NA | |
| ESMEIN, PIERRE | I | DIRECTOR | NA | |
| FAURE, MURIEL | I | DIRECTOR | NA | |
| FAURE, MURIEL | I | DIRECTOR | NA | |
| FAURE, MURIEL | I | DIRECTOR | NA | |
| FAURE, MURIEL | I | DIRECTOR | NA | |
| FAURE, MURIEL | I | DIRECTOR | NA | |
| FAURE, MURIEL | I | DIRECTOR | NA | |
| FERRARA, LOUIZA | I | VICE PRESIDENT | NA | Control |
| FERRARA, LOUIZA | I | VICE PRESIDENT | NA | Control |
| FERRARA, LOUIZA | I | VICE PRESIDENT AND SHAREHOLDER | NA | Control |
| FERRARA, LOUIZA | I | VICE PRESIDENT | NA | Control |
| FERRARA, LOUIZA | I | VICE PRESIDENT | NA | Control |
| FERRARA, LOUIZA | I | VICE PRESIDENT | NA | Control |
| FERRARA, LOUIZA | I | VICE PRESIDENT | NA | Control |
| FERRARA, LOUIZA | I | VICE PRESIDENT | NA | Control |
| FERRARA, LOUIZA | I | VICE PRESIDENT | NA | Control |
| FERRARA, LOUIZA | I | VICE PRESIDENT | NA | Control |
| FERRARA, LOUIZA | I | VICE PRESIDENT | NA | Control |
| FERRARA, LOUIZA | I | VICE PRESIDENT | NA | Control |
| FERRARA, LOUIZA | I | VICE PRESIDENT | NA | Control |
| FERRARA, LOUIZA | I | VICE PRESIDENT AND SHAREHOLDER | NA | Control |
| FERRARA, LOUIZA | I | VICE PRESIDENT AND SHAREHOLDER | NA | Control |
| FERRARA, LOUIZA | I | VICE PRESIDENT AND SHAREHOLDER | NA | Control |
| FERRARA, LOUIZA | I | VICE PRESIDENT | NA | Control |
| FERRARA, LOUIZA | I | VICE PRESIDENT | NA | Control |
| FERRARA, LOUIZA | I | VICE PRESIDENT | NA | Control |
| FERRARA, LOUIZA | I | VICE PRESIDENT | NA | |
| FERRARA, LOUIZA | I | VICE PRESIDENT | NA | |
| FERRARA, LOUIZA | I | VICE PRESIDENT | NA | Control |
| FERRARA, LOUIZA | I | VICE PRESIDENT | NA | Control |
| FERRARA, LOUIZA | I | VICE PRESIDENT | NA | |
| FERRARA, LOUIZA | I | EXECUTIVE VICE PRESIDENT & TREASURER | NA | |
| FERRARA, LOUIZA | I | EXECUTIVE VICE PRESIDENT & TREASURER | NA | |
| FERRARA, LOUIZA | I | EXECUTIVE VICE PRESIDENT & TREASURER | NA | |
| GEORGE, DEBORAH, G | I | VICE PRESIDENT AND DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | |
| Ganansia, Patrick | I | DIRECTOR | NA | Control |
| Ganansia, Patrick | I | DIRECTOR | NA | Control |
| Ganansia, Patrick | I | DIRECTOR | NA | Control |
| Ganansia, Patrick | I | DIRECTOR | NA | Control |
| Ganansia, Patrick | I | DIRECTOR | NA | Control |
| Ganansia, Patrick | I | DIRECTOR | NA | Control |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| HANKOVSZKY, ZOLTAN | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| KEITH, GARNETT, LEE | I | DIRECTOR | NA | |
| MINNICK, JAMES, EDWARD | I | DIRECTOR | NA | |
| MINNICK, JAMES, EDWARD | I | DIRECTOR | NA | |
| MORIUCHI, TAKASHI, BAYARD | I | DIRECTOR | NA | |
| MORIUCHI, TAKASHI, BAYARD | I | DIRECTOR | NA | |
| MORIUCHI, TAKASHI, BAYARD | I | DIRECTOR | NA | |
| MORIUCHI, TAKASHI, BAYARD | I | DIRECTOR | NA | |
| Martin-Pelras, Nathalie | I | DIRECTOR | NA | |
| Martin-Pelras, Nathalie | I | DIRECTOR | NA | |
| Martin-Pelras, Nathalie | I | DIRECTOR | NA | |
| Martin-Pelras, Nathalie | I | DIRECTOR | NA | |
| Martin-Pelras, Nathalie | I | DIRECTOR | NA | |
| Martin-Pelras, Nathalie | I | DIRECTOR | NA | |
| PHILIPPE-VAYSSE, ANNE | I | DIRECTOR AND SHAREHOLDER | NA | |
| PHILIPPE-VAYSSE, ANNE | I | DIRECTOR AND SHAREHOLDER | NA | |
| PHILIPPE-VAYSSE, ANNE | I | DIRECTOR AND SHAREHOLDER | NA | |
| PHILIPPE-VAYSSE, ANNE | I | DIRECTOR AND SHAREHOLDER | NA | |
| REISCHOUR, PATRICIA, JOAN | I | TREASURER AND SHAREHOLDER | NA | |
| REISCHOUR, PATRICIA, JOAN | I | TREASURER AND SHAREHOLDER | NA | |
| REISCHOUR, PATRICIA, JOAN | I | TREASURER AND SHAREHOLDER | NA | |
| REISCHOUR, PATRICIA, JOAN | I | TREASURER AND SHAREHOLDER | NA | |
| REISCHOUR, PATRICIA, JOAN | I | TREASURER | NA | |
| REISCHOUR, PATRICIA, JOAN | I | TREASURER | NA | |
| REISCHOUR, PATRICIA, JOAN | I | TREASURER | NA | |
| REISCHOUR, PATRICIA, JOAN | I | TREASURER | NA | |
| REISCHOUR, PATRICIA, JOAN | I | TREASURER | NA | |
| REISCHOUR, PATRICIA, JOAN | I | TREASURER | NA | |
| REISCHOUR, PATRICIA, JOAN | I | TREASURER | NA | |
| REISCHOUR, PATRICIA, JOAN | I | TREASURER | NA | |
| SOCIETE CIVIL CHARLIE S.A. | FE | SHAREHOLDER | NA | |
| SOCIETE CIVIL CHARLIE S.A. | FE | SHAREHOLDER | NA | |
| SOCIETE CIVIL CHARLIE S.A. | FE | SHAREHOLDER | NA | |
| SOCIETE CIVIL CHARLIE S.A. | FE | SHAREHOLDER | NA | |
| SOCIETE CIVIL CHARLIE S.A. | FE | SHAREHOLDER | NA | |
| SOCIETE CIVIL CHARLIE S.A. | FE | SHAREHOLDER | NA | |
| SOCIETE CIVIL CHARLIE S.A. | FE | SHAREHOLDER | NA | |
| SOCIETE CIVIL CHARLIE S.A. | FE | SHAREHOLDER | NA | |
| SOCIETE CIVIL CHARLIE S.A. | FE | SHAREHOLDER | NA | |
| SOCIETE CIVIL CHARLIE S.A. | FE | SHAREHOLDER | NA | |
| SOCIETE CIVIL CHARLIE S.A. | FE | SHAREHOLDER | NA | |
| SOCIETE CIVIL CHARLIE S.A. | FE | SHAREHOLDER | NA | |
| SOCIETE CIVIL CHARLIE S.A. | FE | SHAREHOLDER | NA | |
| SOCIETE CIVIL CHARLIE S.A. | FE | SHAREHOLDER | NA | |
| SOCIETE CIVIL CHARLIE S.A. | FE | SHAREHOLDER | NA | |
| SOCIETE CIVIL CHARLIE S.A. | FE | SHAREHOLDER | NA | |
| SOCIETE CIVIL CHARLIE S.A. | FE | SHAREHOLDER | NA | |
| SOCIETE CIVIL CHARLIE S.A. | FE | SHAREHOLDER | NA | |
| SOCIETE CIVIL CHARLIE S.A. | FE | SHAREHOLDER | NA | |
| SOCIETE CIVIL CHARLIE S.A. | FE | SHAREHOLDER | NA | |
| SOCIETE CIVIL CHARLIE S.A. | FE | SHAREHOLDER | NA | |
| THORNTON, LENORE, ERBER | I | SENIOR VICE PRESIDENT, DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | |
| THORNTON, LENORE, ERBER | I | SENIOR VICE PRESIDENT, DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | |
| THORNTON, LENORE, ERBER | I | SENIOR VICE PRESIDENT, DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | |
| THORNTON, LENORE, ERBER | I | SENIOR VICE PRESIDENT, DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | |
| THORNTON, LENORE, ERBER | I | SENIOR VICE PRESIDENT, DIRECTOR OF MARKETING AND CLIENT SERVICE AND SHAREHOLDER | NA | |
| THORNTON, LENORE, ERBER | I | SENIOR VICE PRESIDENT, DIRECTOR OF MARKETING AND CLIENT SERVICE AND SHAREHOLDER | NA | |
| THORNTON, LENORE, ERBER | I | SENIOR VICE PRESIDENT, DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | |
| THORNTON, LENORE, ERBER | I | SENIOR VICE PRESIDENT, DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | |
| THORNTON, LENORE, ERBER | I | SENIOR VICE PRESIDENT, DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | |
| THORNTON, LENORE, ERBER | I | SENIOR VICE PRESIDENT, DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | |
| THORNTON, LENORE, ERBER | I | SENIOR VICE PRESIDENT, DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | |
| THORNTON, LENORE, ERBER | I | SENIOR VICE PRESIDENT, DIRECTOR OF MARKETING AND CLIENT SERVICE AND SHAREHOLDER | NA | |
| WHITE, JR., THURMAN, V. | I | DIRECTOR | NA | |
| WHITE, JR., THURMAN, V. | I | DIRECTOR | NA | |
| WHITE, JR., THURMAN, V. | I | DIRECTOR | NA | |
| WHITE, JR., THURMAN, V. | I | DIRECTOR | NA | |
| WHITE, JR., THURMAN, V. | I | DIRECTOR | NA | |
| WHITE, JR., THURMAN, V. | I | DIRECTOR | NA | |
| Wopat-Moreau, Thomas | I | VICE PRESIDENT | NA | |
| Wopat-Moreau, Thomas | I | VICE PRESIDENT | NA | |
| Wopat-Moreau, Thomas | I | VICE PRESIDENT | NA | |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR AND PRESIDENT | D | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR AND PRESIDENT | D | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR AND PRESIDENT | D | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| FOURPOINTS INVESTMENT MANAGERS S.A.S | FE | SHAREHOLDER | C | Control |
| FOURPOINTS INVESTMENT MANAGERS S.A.S | FE | SHAREHOLDER | C | Control |
| FOURPOINTS INVESTMENT MANAGERS S.A.S | FE | SHAREHOLDER | C | |
| FOURPOINTS INVESTMENT MANAGERS S.A.S | FE | SHAREHOLDER | C | |
| FOURPOINTS INVESTMENT MANAGERS S.A.S | FE | SHAREHOLDER | C | Control |
| FOURPOINTS INVESTMENT MANAGERS S.A.S | FE | SHAREHOLDER | C | Control |
| FOURPOINTS INVESTMENT MANAGERS S.A.S | FE | SHAREHOLDER | C | Control |
| FOURPOINTS INVESTMENT MANAGERS S.A.S | FE | SHAREHOLDER | C | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | C | Control |
| PROGRESS PUTNAM LOVELL VENTURES LLC | DE | SHAREHOLDER | C | Control |
| PROGRESS PUTNAM LOVELL VENTURES LLC | DE | SHAREHOLDER | C | Control |
| PROGRESS PUTNAM LOVELL VENTURES, LLC | DE | SHAREHOLDER | C | Control |
| PROGRESS PUTNAM LOVELL VENTURES, LLC | DE | SHAREHOLDER | C | Control |
| PROGRESS PUTNAM LOVELL VENTURES, LLC | DE | SHAREHOLDER | C | Control |
| PROGRESS-PUTNAM LOVELL ADVISORS LLC | DE | SHAREHOLDER | C | Control |
| RAUD, MICHEL | I | SHAREHOLDER, DIRECTOR AND MANAGING DIRECTOR | C | Control |
| RAUD, MICHEL | I | SHAREHOLDER, DIRECTOR AND MANAGING DIRECTOR | C | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | C | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | C | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | C | Control |
| BASTARD-PHILIPPE, PAUL | I | SHAREHOLDER | B | |
| BASTARD-PHILIPPE, PAUL | I | SHAREHOLDER | B | |
| BASTARD-PHILIPPE, PAUL | I | SHAREHOLDER | B | |
| BASTARD-PHILIPPE, PAUL | I | SHAREHOLDER | B | |
| PHILIPPE FAMILY LLC | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY LLC | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY LLC | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY LLC | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY LLC | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY LLC | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY LLC | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY LLC | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY PARTNERSHIP | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY PARTNERSHIP | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY PARTNERSHIP | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY PARTNERSHIP | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY PARTNERSHIP | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY PARTNERSHIP | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY PARTNERSHIP | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY PARTNERSHIP | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY PARTNERSHIP | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY PARTNERSHIP | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY PARTNERSHIP | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY PARTNERSHIP | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY PARTNERSHIP | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY PARTNERSHIP | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY PARTNERSHIP | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY PARTNERSHIP | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY PARTNERSHIP | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY PARTNERSHIP | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY PARTNERSHIP | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY PARTNERSHIP | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY PARTNERSHIP | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY PARTNERSHIP | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY PARTNERSHIP | FE | SHAREHOLDER | B | |
| PHILIPPE FAMILY PARTNERSHIP | FE | SHAREHOLDER | B | |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
| PHILIPPE, BEATRICE | I | SHAREHOLDER, CHAIRMAN OF BOARD, MANAGING DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER | B | Control |
| PHILIPPE-VAYSSE, ANNE | I | SHAREHOLDER | B | |
| PHILIPPE-VAYSSE, ANNE | I | DIRECTOR AND SHAREHOLDER | B | |
| PHILIPPE-VAYSSE, ANNE | I | SHAREHOLDER | B | |
| PHILIPPE-VAYSSE, ANNE | I | DIRECTOR AND SHAREHOLDER | B | |
| PHILIPPE-VAYSSE, ANNE | I | DIRECTOR AND SHAREHOLDER | B | |
| PHILIPPE-VAYSSE, ANNE | I | DIRECTOR AND SHAREHOLDER | B | |
| PHILIPPE-VAYSSE, ANNE | I | DIRECTOR AND SHAREHOLDER | B | |
| PHILIPPE-VAYSSE, ANNE | I | DIRECTOR AND SHAREHOLDER | B | |
| PHILIPPE-VAYSSE, ANNE | I | DIRECTOR AND SHAREHOLDER | B | |
| RAUD, MICHEL | I | SHAREHOLDER, DIRECTOR AND MANAGING DIRECTOR | B | Control |
| RAUD, MICHEL | I | SHAREHOLDER, DIRECTOR AND MANAGING DIRECTOR | B | Control |
| RAUD, MICHEL | I | SHAREHOLDER, DIRECTOR AND MANAGING DIRECTOR | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | SHAREHOLDER, DIRECTOR AND MANAGING DIRECTOR | B | Control |
| RAUD, MICHEL | I | SHAREHOLDER, DIRECTOR AND MANAGING DIRECTOR | B | Control |
| RAUD, MICHEL | I | SHAREHOLDER, DIRECTOR AND MANAGING DIRECTOR | B | Control |
| RAUD, MICHEL | I | SHAREHOLDER, DIRECTOR AND MANAGING DIRECTOR | B | Control |
| RAUD, MICHEL | I | SHAREHOLDER, DIRECTOR AND MANAGING DIRECTOR | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| RAUD, MICHEL | I | DIRECTOR AND SHAREHOLDER | B | Control |
| VAYSSE, JACQUES | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | B | |
| VAYSSE, JACQUES | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | B | |
| VAYSSE, JACQUES | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | B | |
| VAYSSE, JACQUES | I | SHAREHOLDER | B | |
| VAYSSE, JACQUES | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | B | |
| VAYSSE, JACQUES | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | B | |
| VAYSSE, JACQUES | I | SHAREHOLDER | B | |
| VAYSSE, JACQUES | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | B | |
| VAYSSE, JACQUES | I | SHAREHOLDER | B | |
| VAYSSE, JACQUES | I | SHAREHOLDER | B | |
| VAYSSE, JACQUES | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | B | |
| VAYSSE, JACQUES | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | B | |
| VAYSSE, JACQUES | I | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | B | |
| BROOKE, CAROL, CONSUELO | I | DIRECTOR & SHAREHOLDER | A | Control |
| FOURPOINTS ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | A | |
| FOURPOINTS ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | A | |
| FOURPOINTS INVESTMENT MANAGERS S.A.S | FE | SHAREHOLDER | A | |
| FOURPOINTS INVESTMENT MANAGERS S.A.S | FE | SHAREHOLDER | A | |
| FOURPOINTS INVESTMENT MANAGERS S.A.S | FE | SHAREHOLDER | A | |
| FOURPOINTS INVESTMENT MANAGERS S.A.S | FE | SHAREHOLDER | A | |
| FOURPOINTS INVESTMENT MANAGERS S.A.S | FE | SHAREHOLDER | A | |
| FOURPOINTS INVESTMENT MANAGERS S.A.S | FE | SHAREHOLDER | A | |
| FOURPOINTS INVESTMENT MANAGERS S.A.S | FE | SHAREHOLDER | A | |
| FOURPOINTS INVESTMENT MANAGERS S.A.S | FE | SHAREHOLDER | A | |
| FOURPOINTS INVESTMENT MANAGERS S.A.S | FE | SHAREHOLDER | A | |
| FOURPOINTS INVESTMENT MANAGERS S.A.S | FE | SHAREHOLDER | A | |
| FOURPOINTS INVESTMENT MANAGERS S.A.S | FE | SHAREHOLDER | A | |
| FOURPOINTS INVESTMENT MANAGERS S.A.S | FE | SHAREHOLDER | A | |
| FOURPOINTS INVESTMENT MANAGERS S.A.S | FE | SHAREHOLDER | A | |
| FOURPOINTS INVESTMENT MANAGERS S.A.S | FE | SHAREHOLDER | A | |
| FOURPOINTS INVESTMENT MANAGERS S.A.S | FE | SHAREHOLDER | A | |
| PIM GESTION FRANCE, SA | FE | SHAREHOLDER | A | |
| PIM GESTION FRANCE, SA | FE | SHAREHOLDER | A | |
| PIM GESTION FRANCE, SA | FE | SHAREHOLDER | A | |
| PIM GESTION FRANCE, SA | FE | SHAREHOLDER | A | |
| PIM GESTION FRANCE, SA | FE | SHAREHOLDER | A | |
| PIM GESTION FRANCE, SA | FE | SHAREHOLDER | A | |
| PIM GESTION FRANCE, SA | FE | SHAREHOLDER | A | |
| PIM GESTION FRANCE, SA | FE | SHAREHOLDER | A | |
| PIM GESTION FRANCE, SA | FE | SHAREHOLDER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BALAGOT, JOSE, PATRICIO | I | PROGRESS LOVELL MINNICK ADVISORS LLC | F | Control |
| HIGHCREST CAPITAL PARTNERS LLC | DE | HIGHCREST PARTNERS LP | F | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | F | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | F | Control |
| LOVELL MINNICK PARTNERS LLC | DE | HIGHCREST CALIFORNIA PARTNERS LLC | F | Control |
| LOVELL MINNICK PARTNERS LLC | DE | HIGHCREST CALIFORNIA PARTNERS LLC | F | Control |
| LOVELL, JEFFREY, DALE | I | PROGRESS LOVELL MINNICK ADVISORS LLC | F | Control |
| LOVELL, JEFFREY, DALE | I | PROGRESS LOVELL MINNICK ADVISORS LLC | F | Control |
| LOVELL, JEFFREY, DALE | I | PROGRESS LOVELL MINNICK ADVISORS LLC | F | Control |
| MINNICK, JAMES, EDWARD | I | PROGRESS LOVELL MINNICK ADVISORS LLC | F | Control |
| MINNICK, JAMES, EDWARD | I | PROGRESS PUTNAM LOVELL ADVISORS LLC | F | Control |
| MINNICK, JAMES, EDWARD | I | PROGRESS PUTNAM LOVELL ADVISORS LLC | F | Control |
| PROGRESS LOVELL MINNICK ADVISORS LLC | DE | PROGRESS LOVELL MINNICK VENTURES LLC | F | Control |
| PROGRESS LOVELL MINNICK ADVISORS LLC | DE | PROGRESS LOVELL MINNICK VENTURES LLC | F | Control |
| PROGRESS LOVELL MINNICK ADVISORS LLC | DE | PROGRESS LOVELL MINNICK VENTURES LLC | F | Control |
| PROGRESS PUTNAM LOVELL ADVISORS LLC | DE | PROGRESS PUTNAM LOVELL VENTURES LLC | F | Control |
| PROGRESS PUTNAM LOVELL ADVISORS LLC | DE | PROGRESS PUTNAM LOVELL VENTURES LLC | F | Control |
| WHITE, JR., THURMAN, VERNON | I | PROGRESS LOVELL MINNICK ADVISORS LLC | F | Control |
| WHITE, JR., THURMAN, VERNON | I | PROGRESS PUTNAM LOVELL ADVISORS LLC | F | Control |
| WHITE, JR., THURMAN, VERNON | I | PROGRESS PUTNAM LOVELL ADVISORS LLC | F | Control |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | DE | PROGRESS LOVELL MINNICK VENTURES, LLC | E | Control |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | DE | PROGRESS LOVELL MINNICK VENTURES, LLC | E | Control |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | DE | PROGRESS LOVELL MINNICK VENTURES, LLC | E | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | PROGRESS INVESTMENT MANAGEMENT COMPANY | E | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | PROGRESS INVESTMENT MANAGEMENT COMPANY | E | Control |
| FLEET NATIONAL BANK | DE | COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEET NATIONAL BANK | DE | COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEET NATIONAL BANK | DE | FLEET/LIBERTY HOLDINGS, INC. | E | Control |
| FLEET/LIBERTY HOLDINGS | DE | PROGRESS INVESTMENT MANAGEMENT COMPANY | E | Control |
| FLEETBOSTON FINANCIAL CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
| FLEETBOSTON FINANCIAL CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
| FLEETBOSTON FINANCIAL CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
| Ganansia, Patrick | I | VENDYSSEE FINANCE | E | Control |
| Ganansia, Patrick | I | VENDYSSEE FINANCE | E | Control |
| Ganansia, Patrick | I | VENDYSSEE FINANCE | E | Control |
| Ganansia, Patrick | I | VENDYSSEE FINANCE | E | Control |
| Ganansia, Patrick | I | VENDYSSEE FINANCE | E | Control |
| Ganansia, Patrick | I | VENDYSSEE FINANCE | E | Control |
| Ganansia, Patrick | I | VENDYSSEE FINANCE | E | Control |
| Ganansia, Patrick | I | VENDYSSEE FINANCE | E | Control |
| HIGHCREST CALIFORNIA PARTNERS LLC | DE | PROGRESS LOVELL MINNICK ADVISORS LLC | E | Control |
| HIGHCREST CALIFORNIA PARTNERS LLC | DE | PROGRESS LOVELL MINNICK ADVISORS LLC | E | Control |
| HIGHCREST CALIFORNIA PARTNERS LLC | DE | PROGRESS LOVELL MINNICK ADVISORS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | HIGHCREST CALIFORNIA PARTNERS LLC & HIGHCREST CAPITAL PARTNERS LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | HIGHCREST CALIFORNIA PARTNERS LLC | E | Control |
| LOVELL MINNICK PARTNERS LLC | DE | HIGHCREST CALIFORNIA PARTNERS LLC | E | Control |
| PUTNAM LOVELL CAPITAL PARTNERS INC. | DE | HIGHCREST CALIFORNIA PARTNERS LLC | E | Control |
| PUTNAM LOVELL GROUP INC. | DE | PUTNAM LOVELL CAPITAL PARTNERS LLC | E | Control |
| VENDYSSEE FINANCE | FE | FOURPOINTS INVESTMENT MANAGERS S.A.S | E | |
| VENDYSSEE FINANCE | FE | FOURPOINTS INVESTMENT MANAGERS S.A.S | E | |
| VENDYSSEE FINANCE | FE | FOURPOINTS INVESTMENT MANAGERS S.A.S | E | |
| VENDYSSEE FINANCE | FE | FOURPOINTS INVESTMENT MANAGERS S.A.S | E | |
| VENDYSSEE FINANCE | FE | FOURPOINTS INVESTMENT MANAGERS S.A.S | E | |
| VENDYSSEE FINANCE | FE | FOURPOINTS INVESTMENT MANAGERS S.A.S | E | |
| VENDYSSEE FINANCE | FE | FOURPOINTS INVESTMENT MANAGERS S.A.S | E | |
| VENDYSSEE FINANCE | FE | FOURPOINTS INVESTMENT MANAGERS S.A.S | E | |
| HIGHCREST CALIFORNIA PARTNERS LLC | DE | PROGRESS PUTNAM LOVELL ADVISORS LLC | D | Control |
| LOVELL, JEFFREY, DALE | I | LOVELL MINNICK HOLDINGS LLC | D | Control |
| LOVELL, JEFFREY, DALE | I | LOVELL MINNICK HOLDINGS LLC | D | |
| LOVELL, JEFFREY, DALE | I | LOVELL MINNICK HOLDINGS LLC | D | |
| LOVELL, JEFFREY, DALE | I | LOVELL MINNICK HOLDINGS LLC | D | Control |
| LOVELL, JEFFREY, DALE | I | LOVELL MINNICK HOLDINGS LLC | D | Control |
| PROGRESS INVESTMENT MANAGEMENT COMPANY | DE | PROGRESS-PUTNAM LOVELL ADVISORS LLC | D | Control |
| LF GLOBAL HOLDINGS LLC | DE | HIGHCREST PARTNERS LP | C | Control |
| MINNICK, JAMES, EDWARD | I | LOVELL MINNICK HOLDINGS LLC | C | Control |
| MINNICK, JAMES, EDWARD | I | LOVELL MINNICK HOLDINGS LLC | C | |
| MINNICK, JAMES, EDWARD | I | LOVELL MINNICK HOLDINGS LLC | C | |
| MINNICK, JAMES, EDWARD | I | LOVELL MINNICK HOLDINGS LLC | C | Control |
| MINNICK, JAMES, EDWARD | I | LOVELL MINNICK HOLDINGS LLC | C | Control |
| PUTNAM, DONALD, HARDING | I | PUTNAM LOVELL GROUP INC. | C | Control |
Registrations
Federal
IA
Jun 26, 2020 REGISTERED
Notice Filings (1)
NY
Address
405 LEXINGTON AVENUESUITE 750
NEW YORK, NY 10174
United States
Phone: 212-687-3290