PROACTIVE MONEY MANAGEMENT INC
CRD #110161 SEC #801-47027 LAKE SAINT LOUIS, MO 636-561-0100
SEC Registered
Total AUM
$29.8M
Discretionary
$29.8M
Employees
10
Clients
26
Accounts
434
Firm Details
- Organization Type
- Corporation
- State of Formation
- Missouri
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Oct 4, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DONNELLY, TONJUA, GRACE | I | SECRETARY, TREASURER | NA | Control |
| DONNELLY, TONJUA, GRACE | I | SECRETARY, TREASURER | NA | Control |
| DONNELLY, TONJUA, GRACE | I | SECRETARY, TREASURER | NA | Control |
| DONNELLY, TONJUA, GRACE | I | DIRECTOR | NA | |
| DONNELLY, TONJUA, GRACE | I | SECRETARY, TREASURER | NA | Control |
| UNTERREINER, CASPAR, MARTIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| UNTERREINER, CASPAR, MARTIN | I | VICE-PRESIDENT, DIRECTOR | NA | Control |
| UNTERREINER, JEFFREY, JOHN | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR, CHIEF LEGAL O. | NA | Control |
| SECURITY RESEARCH ASSOCIATES, INC. | DE | CORPORATION | E | Control |
| SECURITY RESEARCH ASSOCIATES, INC. | DE | CORPORATION, PARENT | E | Control |
| SECURITY RESEARCH ASSOCIATES, INC. | DE | CORPORATION, PARENT | E | Control |
| SECURITY RESEARCH ASSOCIATES, INC. | DE | CORPORATION, PARENT | E | Control |
| SECURITY RESEARCH ASSOCIATES, INC. | DE | CORPORATION | E | Control |
| SECURITY RESEARCH ASSOCIATES, INC. | DE | CORPORATION | E | Control |
| SECURITY RESEARCH ASSOCIATES, INC. | DE | CORPORATION, PARENT | E | Control |
| UNTERREINER, JEFFREY, JOHN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, PRESIDENT, ADVISORY REPRESENTATIVE | D | Control |
| UNTERREINER, JEFFREY, JOHN | I | CCO, DIRECTOR, PRESIDENT, ADVISORY REPRESENTATIVE | D | Control |
| UNTERREINER, JEFFREY, JOHN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, PRESIDENT, ADVISORY REPRESENTATIVE | D | Control |
| UNTERREINER, JEFFREY, JOHN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR, PRESIDENT, ADVISORY REPRESENTATIVE | D | Control |
| UNTERREINER, CASPAR, MARTIN | I | OFFICER, DIRECTOR, ADVISORY REPRESENTATIVE | C | Control |
| UNTERREINER, JEFFREY, JOHN | I | DIRECTOR, PRESIDENT, ADVISORY REPRESENTATIVE | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| UNTERREINER, CASPAR, MARTIN | I | SECURITY RESEARCH ASSOCIATES, INC. | F | Control |
| UNTERREINER, JAN, BUXTON | I | SECURITY RESEARCH ASSOCIATES, INC. | F | Control |
| UNTERREINER, JEFFREY, JOHN | I | SECURITY RESEARCH ASSOCIATES, INC. | D | Control |
| UNTERREINER, JEFFREY, JOHN | I | SECURITY RESEARCH ASSOCIATES, INC. | D | Control |
| UNTERREINER, JEFFREY, JOHN | I | SECURITY RESEARCH ASSOCIATES, INC. | D | Control |
| UNTERREINER, JEFFREY, JOHN | I | SECURITY RESEARCH ASSOCIATES, INC. | D | Control |
| UNTERREINER, CASPAR, MARTIN | I | SECURITY RESEARCH ASSOCIATES, INC. | C | Control |
| UNTERREINER, CASPAR, MARTIN | I | SECURITY RESEARCH ASSOCIATES, INC. | C | Control |
| UNTERREINER, CASPAR, MARTIN | I | SECURITY RESEARCH ASSOCIATES, INC. | C | Control |
| UNTERREINER, JAN, BUXTON | I | SECURITY RESEARCH ASSOCIATES, INC. | C | Control |
| UNTERREINER, JAN, BUXTON | I | SECURITY RESEARCH ASSOCIATES, INC. | C | Control |
| UNTERREINER, JAN, BUXTON | I | SECURITY RESEARCH ASSOCIATES, INC. | C | Control |
Registrations
Federal
IA
Oct 4, 2005 REGISTERED
Notice Filings (9)
AL CA FL IL MO NH OR TX WA
Address
3401 TECHNOLOGY DR.SUITE 200
LAKE SAINT LOUIS, MO 63367
USA
Phone: 636-561-0100