MOK STANLEY QUION
Legal name: MOK CAPITAL MANAGEMENT
CRD #110182 SEC #801-68939 LOS ALTOS, CA 650-318-8077
SEC Registered
Total AUM
$45.4M
Discretionary
$45.4M
Employees
1
Clients
1
Accounts
152
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MOK, STANLEY, QUION LEUNG | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MOK, STANLEY, QUION LEUNG | I | PRESIDENT/CEO/PRINCIPAL | E | Control |
| MOK, STANLEY, QUION LEUNG | I | PRINCIPAL | E | Control |
| MOK, STANLEY, QUION LEUNG | I | PRINCIPAL | E | Control |
| MOK, STANLEY, QUION LEUNG | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MOK, STANLEY, QUION LEUNG | I | PRESIDENT/CEO/PRINCIPAL | E | Control |
| MOK, STANLEY, QUION LEUNG | I | PRINCIPAL | E | Control |
| MOK, STANLEY, QUION LEUNG | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MOK, STANLEY, QUION LEUNG | I | PRESIDENT/CEO/PRINCIPAL | E | Control |
| MOK, STANLEY, QUION LEUNG | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MOK, STANLEY, QUION LEUNG | I | PRESIDENT/CEO/PRINCIPAL | E | Control |
| MOK, STANLEY, QUION LEUNG | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MOK, STANLEY, QUION LEUNG | I | PRESIDENT/CEO/PRINCIPAL | E | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (2)
CA NV
Address
4962 EL CAMINO REAL, STE 235LOS ALTOS, CA 94022-1456
United States
Phone: 650-318-8077