PILGRIM BAXTER PRIVATE EQUITY ADVISORS INC.
CRD #110187 SEC #801-58208 WAYNE, PA 610-647-4100
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
51
Clients
--
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAXTER, HAROLD, JOSEPH | I | CHAIRMAN, CEO, DIRECTOR | NA | Control |
| BAXTER, HAROLD, JOSEPH | I | CHAIRMAN, CEO, DIRECTOR | NA | Control |
| BAXTER, HAROLD, JOSEPH | I | CHAIRMAN, CEO, DIRECTOR | NA | Control |
| BAXTER, HAROLD, JOSEPH | I | CHAIRMAN, CEO, DIRECTOR | NA | Control |
| DILLON, BRIAN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | |
| DILLON, BRIAN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | |
| DILLON, BRIAN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | |
| DILLON, BRIAN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | |
| PILGRIM, GARY, LOUIS | I | PRESIDENT, DIRECTOR | NA | Control |
| PILGRIM, GARY, LOUIS | I | PRESIDENT, DIRECTOR | NA | Control |
| PILGRIM, GARY, LOUIS | I | PRESIDENT, DIRECTOR | NA | Control |
| PILGRIM, GARY, LOUIS | I | PRESIDENT, DIRECTOR | NA | Control |
| SCHNEIDER, ERIC, CHARLES | I | CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| SCHNEIDER, ERIC, CHARLES | I | CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| SCHNEIDER, ERIC, CHARLES | I | CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| SCHNEIDER, ERIC, CHARLES | I | CHIEF FINANCIAL OFFICER AND DIRECTOR | NA | Control |
| SUTTON, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SUTTON, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ZERR, JOHN, MARK | I | GENERAL COUNSEL, SECRETARY | NA | |
| ZERR, JOHN, MARK | I | GENERAL COUNSEL, SECRETARY | NA | |
| ZERR, JOHN, MARK | I | GENERAL COUNSEL, SECRETARY | NA | |
| ZERR, JOHN, MARK | I | GENERAL COUNSEL, SECRETARY | NA | |
| OLD MUTUAL (NETHERLANDS) B.V. | FE | 100% SHAREHOLDER OF OLD MUTUAL (SOUTH AFRICA) LTD. | E | |
| OLD MUTUAL (SOUTH AFRICA) LTD. | FE | 100% SHAREHOLDER OF OLD MUTUAL LIFE HOLDINGS (SOUTH AFRICA) LTD. | E | |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. | E | |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. | E | |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. | E | |
| OLD MUTUAL (US) HOLDINGS, INC. | DE | 100% SHAREHOLDER OF PILGRIM BAXTER & ASSOCIATES, LTD. | E | |
| OLD MUTUAL LIFE HOLDINGS (SOUTH AFRICA) LTD. | FE | 100% SHAREHOLDER OF OLD MUTUAL LIFE ASSURANCE CO. (SOUTH AFRICA) LTD. | E | |
| OLD MUTUAL, PLC | FE | 100% SHAREHOLDER OF OLD MUTUAL (US) HOLDINGS, INC. | E | Control |
| OLD MUTUAL, PLC | FE | 100% SHAREHOLDER OF OM GROUP (UK) LTD. | E | |
| OM GROUP (UK) LTD. | FE | 100% SHAREHOLDER OF OLD MUTUAL (NETHERLANDS) B.V. | E | |
| PILGRIM BAXTER & ASSOCIATES, LTD. | DE | SHAREHOLDER | E | Control |
| PILGRIM BAXTER & ASSOCIATES, LTD. | DE | SHAREHOLDER | E | Control |
| PILGRIM BAXTER & ASSOCIATES, LTD. | DE | SHAREHOLDER | E | Control |
| PILGRIM BAXTER & ASSOCIATES, LTD. | DE | SHAREHOLDER | E | Control |
| OLD MUTUAL LIFE ASSURANCE CO. (SOUTH AFRICA) LTD. | FE | 8.71% SHAREHOLDER OF OLD MUTUAL, PLC | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| OLD MUTUAL, PLC | FE | OLD MUTUAL (US) HOLDINGS, INC. | E | Control |
| OLD MUTUAL, PLC | FE | OLD MUTUAL (US) HOLDINGS, INC. | E | Control |
| OLD MUTUAL, PLC | FE | OLD MUTUAL (US) HOLDINGS, INC. | E | Control |
Registrations
Federal
IA
Mar 25, 2002 REGISTERED
Notice Filings (1)
PA
Address
1400 LIBERTY RIDGE DRIVEWAYNE, PA 19087
USA
Phone: 610-647-4100