RIA Intelligence

SUMMIT INVESTMENT MANAGEMENT, LTD.

CRD #110188 SEC #801-28843 MILWAUKEE, WI 414-291-4488
SEC Registered
Total AUM
$53.8M
Discretionary
$53.8M
Employees
1
Clients
0
Accounts
86

Firm Details

Organization Type
Corporation
State of Formation
Wisconsin
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 26, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
KATARINCIC, MICHAEL, J.INON AFFILIATEDNA
KATARINCIC, MICHAEL, J.INON AFFILIATEDNA
SWENTKOFSKE, ELEANOR, MAEISECRETARYNA
SWENTKOFSKE, ELEANOR, MAEISECRETARYNA
SWENTKOFSKE, ELEANOR, MAEISECRETARYNA
SWENTKOFSKE, ELEANOR, MAEISECRETARYNA
SWENTKOFSKE, ELEANOR, MAEISECRETARYNA
SWENTKOFSKE, MARVIN, ROBERTICHAIRMAND Control
SWENTKOFSKE, MARVIN, ROBERTIPRESIDENTD Control
CZECH, THOMAS, JAMESIPRESIDENT AND CHIEF COMPLIANCE OFFICERC Control
CZECH, THOMAS, JAMESIPRESIDENT AND CHIEF COMPLIANCE OFFICERC Control
CZECH, THOMAS, JAMESICHAIRMAN, PRESIDENT AND CHIEF COMPLIANCE OFFICERC Control
CZECH, THOMAS, JAMESICHAIRMAN, PRESIDENT AND CHIEF COMPLIANCE OFFICERC Control
CZECH, THOMAS, JAMESICHAIRMAN, PRESIDENT AND CHIEF COMPLIANCE OFFICERC Control
CZECH, THOMAS, JAMESICHAIRMAN, PRESIDENT AND CHIEF COMPLIANCE OFFICERC Control
CZECH, THOMAS, JAMESIPRESIDENT AND CHIEF COMPLIANCE OFFICERC Control
CZECH, THOMAS, JAMESIPRESIDENT AND CHIEF COMPLIANCE OFFICERC Control
CZECH, THOMAS, JAMESIEXECUTIVE V.P. AND CHIEF OF OPERATIONSC Control
CZECH, THOMAS, JAMESICHAIRMAN, PRESIDENT AND CHIEF COMPLIANCE OFFICERC Control
CZECH, THOMAS, JAMESICHAIRMAN, PRESIDENT AND CHIEF COMPLIANCE OFFICERC Control
CZECH, THOMAS, JAMESICHAIRMAN, PRESIDENT AND CHIEF COMPLIANCE OFFICERC Control
SWENTKOFSKE, MARVIN, ROBERTICHAIRMANC Control
SWENTKOFSKE, MARVIN, ROBERTICHAIRMANC Control
SWENTKOFSKE, MARVIN, ROBERTISENIOR VICE PRESIDENTC Control
SWENTKOFSKE, MARVIN, ROBERTISENIOR VICE PRESIDENTC Control
BECK, JAMES, MICHAELIVICE PRESIDENT, MARKETINGB Control
BECK, JAMES, MICHAELIVICE PRESIDENT, MARKETINGB Control
BECK, JAMES, MICHAELIVICE PRESIDENT, MARKETINGB Control
CZECH, CATHERINE, ANNISECRETARYB
CZECH, CATHERINE, ANNISECRETARYB
CZECH, CATHERINE, ANNISECRETARYB
CZECH, CATHERINE, ANNISECRETARYB
CZECH, CATHERINE, ANNISECRETARYB
CZECH, CATHERINE, ANNISECRETARYB
CZECH, CATHERINE, ANNISECRETARYB
HICKEY, JOSEPH, FRANCISIVICE PRESIDENT, NEW PRODUCT DEVELOPMENTB Control
HICKEY, JOSEPH, FRANCISIVICE PRESIDENT, NEW PRODUCT DEVELOPMENTB Control
HICKEY, JOSEPH, FRANCISIVICE PRESIDENT, NEW PRODUCT DEVELOPMENTB Control
STRACKA, TIMOTHY, TERRILLIVICE PRESIDENT, MARKETINGB Control
STRACKA, TIMOTHY, TERRILLIVICE PRESIDENT, MARKETINGB Control
STRACKA, TIMOTHY, TERRILLIVICE PRESIDENT, MARKETINGB Control
SWENTKOFSKE, MARVIN, ROBERTICHAIRMANB Control
CZECH, CATHERINE, ANNISHAREHOLDERA
DUNN, JOHN, RAYMONDISHAREHOLDERA Control
DUNN, JOHN, RAYMONDISHAREHOLDERA Control
DUNN, MARGOT, RITAINON AFFILIATEDA
DUNN, MARGOT, RITAINON AFFILIATEDA
FINK, ARTHUR, HENRYINON AFFILIATEDA
FINK, ARTHUR, HENRYINON AFFILIATEDA

Registrations

Federal

IA
Apr 26, 2012 REGISTERED

Notice Filings (3)

IL TX WI

Address

400 EAST WISCONSIN AVENUE
SUITE 102
MILWAUKEE, WI 53202
United States
Phone: 414-291-4488