TRUST AND FIDUCIARY MANAGEMENT SERVICES, INC.
CRD #110240 SEC #801-60043 HASBROUCK HEIGHTS, NJ 201-257-8945
SEC Registered
Total AUM
--
Discretionary
--
Employees
0
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 3, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARHART, STEVEN, CULL | I | PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER | NA | Control |
| CARHART, STEVEN, CULL | I | PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER | NA | Control |
| CARHART, STEVEN, CULL | I | PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER | NA | Control |
| CARHART, STEVEN, CULL | I | PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| CARHART, STEVEN, CULL | I | PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF INVESTMENT OFFICER | NA | Control |
| CARHART, STEVEN, CULL | I | PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF INVESTMENT OFFICER | NA | Control |
| CARHART, STEVEN, CULL | I | PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF INVESTMENT OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| CARHART, STEVEN, CULL | I | PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF INVESTMENT OFFICER | NA | Control |
| CARHART, STEVEN, CULL | I | PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF INVESTMENT OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| CARHART, STEVEN, CULL | I | PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER | NA | Control |
| CARHART, STEVEN, CULL | I | PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF INVESTMENT OFFICER | NA | Control |
| COPELL, JAMES, LOUIS | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| COPELL, JAMES, LOUIS | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| COPELL, JAMES, LOUIS | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| COPELL, JAMES, LOUIS | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| COPELL, JAMES, LOUIS | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| COPELL, JAMES, LOUIS | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| COPELL, JAMES, LOUIS | I | CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| COPELL, JAMES, LOUIS | I | CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| COPELL, JAMES, LOUIS | I | CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| COPELL, JAMES, MICHAEL | I | CHIEF TECHNOLOGIES OFFICER | NA | Control |
| COPELL, JAMES, MICHAEL | I | CHIEF TECHNOLOGIES OFFICER | NA | Control |
| COPELL, JAMES, MICHAEL | I | CHIEF TECHNOLOGIES OFFICER | NA | Control |
| COPELL, JAMES, MICHAEL | I | CHIEF TECHNOLOGIES OFFICER | NA | Control |
| COPELL, JAMES, MICHAEL | I | CHIEF TECHNOLOGIES OFFICER | NA | Control |
| HOYT, WILLIAM, WARREN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MARTIN-MERRILL, ELIJAH, ALEXANDER | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | NA | Control |
| MARTIN-MERRILL, ELIJAH, ALEXANDER | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | NA | Control |
| MARTIN-MERRILL, ELIJAH, ALEXANDER | I | VICE PRESIDENT, CHIEF TECHNICAL OFFICER | NA | |
| MARTIN-MERRILL, ELIJAH, ALEXANDER | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | NA | Control |
| MARTIN-MERRILL, ELIJAH, ALEXANDER | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF TECHNICAL OFFICER | NA | Control |
| MARTIN-MERRILL, ELIJAH, ALEXANDER | I | VICE PRESIDENT, CHIEF TECHNICAL OFFICER | NA | |
| MARTIN-MERRILL, ELIJAH, ALEXANDER | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | NA | Control |
| MERRILL, DANA, NOYES | I | CHAIRMAN EMERITUS | NA | Control |
| MERRILL, DANA, NOYES | I | CHAIRMAN EMERITUS | NA | Control |
| MERRILL, DANA, NOYES | I | CHAIRMAN EMERITUS | NA | Control |
| MERRILL, DANA, NOYES | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | NA | Control |
| MERRILL, DANA, NOYES | I | CHAIRMAN EMERITUS | NA | Control |
| TROZZE, JAMES, PETER | I | CLERK | NA | |
| TROZZE, JAMES, PETER | I | CLERK | NA | |
| TROZZE, JAMES, PETER | I | DIRECTOR OF RESEARCH | NA | |
| TROZZE, JAMES, PETER | I | CLERK | NA | |
| TROZZE, JAMES, PETER | I | DIRECTOR OF RESEARCH | NA | |
| TROZZE, JAMES, PETER | I | CLERK | NA | |
| TROZZE, JAMES, PETER | I | DIRECTOR OF RESEARCH | NA | |
| TROZZE, JAMES, PETER | I | DIRECTOR OF RESEARCH | NA | |
| TROZZE, JAMES, PETER | I | DIRECTOR OF RESEARCH | NA | |
| COPELL FINANCIAL LLC | DE | OWNER | E | Control |
| COPELL FINANCIAL LLC | DE | OWNER | E | Control |
| COPELL FINANCIAL LLC | DE | OWNER | E | Control |
| COPELL FINANCIAL LLC | DE | OWNER | E | Control |
| COPELL FINANCIAL LLC | DE | OWNER | E | Control |
| COPELL FINANCIAL LLC | DE | OWNER | E | Control |
| COPELL FINANCIAL LLC | DE | OWNER | E | Control |
| COPELL FINANCIAL LLC | DE | OWNER | E | Control |
| COPELL FINANCIAL LLC | DE | OWNER | E | Control |
| COPELL FINANCIAL LLC | DE | OWNER | E | Control |
| COPELL FINANCIAL LLC | DE | OWNER | E | Control |
| COPELL FINANCIAL LLC | DE | OWNER | E | Control |
| COPELL FINANCIAL LLC | DE | OWNER | E | Control |
| COPELL FINANCIAL LLC | DE | OWNER | E | Control |
| CARHART, STEVEN | I | PRESIDENT | D | Control |
| CARHART, STEVEN | I | PRESIDENT | D | Control |
| CARHART, STEVEN | I | PRESIDENT | D | Control |
| CARHART, STEVEN | I | PRESIDENT | D | Control |
| CARHART, STEVEN | I | PRESIDENT | D | Control |
| CARHART, STEVEN, CULL | I | PRESIDENT, CHIEF INVESTMENT OFFICER | D | Control |
| CARHART, STEVEN, CULL | I | PRESIDENT, CHIEF INVESTMENT OFFICER | D | Control |
| CARHART, STEVEN, CULL | I | PRESIDENT, CHIEF INVESTMENT OFFICER | D | Control |
| MERRILL, DANA, NOYES | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | D | Control |
| MERRILL, DANA, NOYES | I | CHAIRMAN, DIRECTOR | D | Control |
| MERRILL, DANA, NOYES | I | CHAIRMAN, DIRECTOR | D | Control |
| MERRILL, DANA, NOYES | I | CHAIRMAN, DIRECTOR | D | Control |
| MERRILL, DANA, NOYES | I | CHAIRMAN, DIRECTOR | D | Control |
| MERRILL, DANA, NOYES | I | CHAIRMAN, DIRECTOR | D | Control |
| MERRILL, DANA, NOYES | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | D | Control |
| MERRILL, DANA, NOYES | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | D | Control |
| HOYT, WILLIAM, WARREN | I | EXECUTIVE VICE PRESIDENT | B | Control |
| HOYT, WILLIAM, WARREN | I | EXECUTIVE VICE PRESIDENT | B | Control |
| HOYT, WILLIAM, WARREN | I | EXECUTIVE VICE PRESIDENT | B | Control |
| HOYT, WILLIAM, WARREN | I | EXECUTIVE VICE PRESIDENT | B | Control |
| HOYT, WILLIAM, WARREN | I | EXECUTIVE VICE PRESIDENT | B | Control |
| HOYT, WILLIAM, WARREN | I | EXECUTIVE VICE PRESIDENT | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COPELL, JAMES, LOUIS | I | COPELL FINANCIAL, LLC | F | Control |
| COPELL, JAMES, LOUIS | I | COPELL FINANCIAL, LLC | F | Control |
| COPELL, JAMES, LOUIS | I | COPELL FINANCIAL, LLC | F | Control |
| COPELL, JAMES, LOUIS | I | COPELL FINANCIAL, LLC | F | Control |
| COPELL, JAMES, LOUIS | I | COPELL FINANCIAL, LLC | F | Control |
| COPELL, JAMES, LOUIS | I | COPELL FINANCIAL, LLC | F | Control |
| COPELL, JAMES, LOUIS | I | COPELL FINANCIAL, LLC | F | Control |
| COPELL, JAMES, LOUIS | I | COPELL FINANCIAL LLC | D | Control |
| CARHART, STEVEN, CULL | I | COPELL FINANCIAL, LLC | C | Control |
| CARHART, STEVEN, CULL | I | COPELL FINANCIAL, LLC | C | Control |
| CARHART, STEVEN, CULL | I | COPELL FINANCIAL, LLC | C | Control |
| CARHART, STEVEN, CULL | I | COPELL FINANCIAL, LLC | C | Control |
| CARHART, STEVEN, CULL | I | COPELL FINANCIAL, LLC | C | Control |
| CARHART, STEVEN, CULL | I | COPELL FINANCIAL, LLC | C | Control |
| CARHART, STEVEN, CULL | I | COPELL FINANCIAL, LLC | C | Control |
| COPELL, JAMES, LOUIS | I | COPELL FINANCIAL LLC | C | Control |
| COPELL, JAMES, LOUIS | I | COPELL FINANCIAL LLC | C | Control |
| COPELL, JAMES, LOUIS | I | COPELL FINANCIAL LLC | C | Control |
| COPELL, JAMES, LOUIS | I | COPELL FINANCIAL LLC | C | Control |
| COPELL, JAMES, LOUIS | I | COPELL FINANCIAL LLC | C | Control |
| COPELL, JAMES, LOUIS | I | COPELL FINANCIAL LLC | C | Control |
Registrations
Federal
IA
Apr 3, 2017 REGISTERED
Notice Filings (15)
CA CT FL GA IL MA MD ME NH NJ NY OH PA RI TX
Address
500 ROUTE 17SUITE 208 A
HASBROUCK HEIGHTS, NJ 07604
United States
Phone: 201-257-8945