RIA Intelligence

WARREN ASSET MANAGEMENT

CRD #110241 SEC #801-46159 WEST BARNSTABLE, MA 508-362-9566
SEC Registered
Total AUM
$153.6M
Discretionary
$153.6M
Employees
5
Clients
--
Accounts
199

Firm Details

Organization Type
Partnership
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 12, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
WARREN, CALEB, THOMASIGENERAL PARTNERD Control
WARREN, CALEB, THOMASIGENERAL PARTNERD Control
WARREN, CALEB, THOMASIGENERAL PARTNERD Control
PASTER, BARRY, NATHANIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERC Control
PASTER, BARRY, NATHANIGENERAL PARTNER, CHIEF COMPLIANCE OFFICERC Control
PASTER, BARRY, NATHANIGENERAL PARTNERC Control

Registrations

Federal

IA
Feb 12, 2005 REGISTERED

Notice Filings (1)

MA

Address

2439 MEETINGHOUSE WAY
PO BOX 648
WEST BARNSTABLE, MA 2668
USA
Phone: 508-362-9566