BMO FAMILY OFFICE, LLC
CRD #110264 SEC #801-56868 CHICAGO, IL (650) 210-5042
SEC Registered Private Funds
Total AUM
$8.1B
Discretionary
$8B
Employees
120
Clients
51
Accounts
5,520
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- OCTOBER
- Registration Date
- --
- Latest Filing
- Sep 3, 2025
- Branch Offices
- 8
- LEI
- 549300Q5VSG1J1MYQL30
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABLIN, JACK, ALAN | I | BOARD MEMBER | NA | |
| ABLIN, JACK, ALAN | I | BOARD MEMBER | NA | |
| ABLIN, JACK, ALAN | I | BOARD MEMBER | NA | |
| ABLIN, JACK, ALAN | I | BOARD MEMBER | NA | |
| ABLIN, JACK, ALAN | I | BOARD MEMBER | NA | |
| ABLIN, JACK, ALAN | I | BOARD MEMBER | NA | |
| ABLIN, JACK, ALAN | I | BOARD MEMBER | NA | |
| ABLIN, JACK, ALAN | I | BOARD MEMBER | NA | |
| ABLIN, JACK, ALAN | I | BOARD MEMBER | NA | |
| ABLIN, JACK, ALAN | I | BOARD MEMBER | NA | |
| ABLIN, JACK, ALAN | I | BOARD MEMBER | NA | |
| ABLIN, JACK, ALAN | I | BOARD MEMBER | NA | |
| ABLIN, JACK, ALAN | I | BOARD MEMBER | NA | |
| ABLIN, JACK, ALAN | I | BOARD MEMBER | NA | |
| ABLIN, JACK, ALAN | I | BOARD MEMBER | NA | |
| ABLIN, JACK, ALAN | I | BOARD MEMBER | NA | |
| ABLIN, JACK, ALAN | I | BOARD MEMBER | NA | |
| ALFORD, BRADLEY, HUSTON | I | DIRECTOR | NA | Control |
| ANDERSON, DOUGLAS, LEWIS | I | DIRECTOR | NA | Control |
| ANDERSON, DOUGLAS, LEWIS | I | DIRECTOR | NA | Control |
| ANDERSON, DOUGLAS, LEWIS | I | DIRECTOR | NA | Control |
| ANDERSON, DOUGLAS, LEWIS | I | DIRECTOR | NA | Control |
| ANDERSON, DOUGLAS, LEWIS | I | DIRECTOR | NA | Control |
| ANDERSON, DOUGLAS, LEWIS | I | DIRECTOR | NA | Control |
| ANDERSON, DOUGLAS, LEWIS | I | DIRECTOR | NA | Control |
| ANDERSON, DOUGLAS, LEWIS | I | DIRECTOR | NA | Control |
| ANDERSON, DOUGLAS, LEWIS | I | DIRECTOR | NA | Control |
| ANDERSON, DOUGLAS, LEWIS | I | DIRECTOR | NA | Control |
| ANDERSON, DOUGLAS, LEWIS | I | DIRECTOR | NA | Control |
| ANDERSON, DOUGLAS, LEWIS | I | DIRECTOR | NA | Control |
| ANDERSON, DOUGLAS, LEWIS | I | DIRECTOR | NA | Control |
| ANDERSON, DOUGLAS, LEWIS | I | DIRECTOR | NA | Control |
| ANDERSON, DOUGLAS, LEWIS | I | DIRECTOR | NA | Control |
| ANDERSON, DOUGLAS, LEWIS | I | DIRECTOR | NA | Control |
| ARMSTRONG, ELIZABETH, ANN | I | DIRECTOR | NA | Control |
| ARMSTRONG, ELIZABETH, ANN | I | DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | MANAGING DIRECTOR | NA | Control |
| ARMSTRONG, HARVEY, L. | I | MANAGING DIRECTOR | NA | Control |
| BENEVIDES, JOHN, ANTHONY | I | PRESIDENT | NA | Control |
| BENEVIDES, JOHN, ANTHONY | I | PRESIDENT | NA | Control |
| BENEVIDES, JOHN, ANTHONY | I | PRESIDENT | NA | Control |
| BENEVIDES, JOHN, ANTHONY | I | PRESIDENT | NA | Control |
| BENEVIDES, JOHN, ANTHONY | I | PRESIDENT | NA | Control |
| BENEVIDES, JOHN, ANTHONY | I | PRESIDENT | NA | Control |
| BENEVIDES, JOHN, ANTHONY | I | PRESIDENT | NA | Control |
| BENEVIDES, JOHN, ANTHONY | I | PRESIDENT | NA | Control |
| BENEVIDES, JOHN, ANTHONY | I | PRESIDENT | NA | Control |
| BENEVIDES, JOHN, ANTHONY | I | PRESIDENT | NA | Control |
| BENEVIDES, JOHN, ANTHONY | I | PRESIDENT | NA | Control |
| BENEVIDES, JOHN, ANTHONY | I | PRESIDENT | NA | Control |
| BENEVIDES, JOHN, ANTHONY | I | PRESIDENT | NA | Control |
| BENEVIDES, JOHN, ANTHONY | I | PRESIDENT | NA | Control |
| BENEVIDES, JOHN, ANTHONY | I | PRESIDENT | NA | Control |
| BENEVIDES, JOHN, ANTHONY | I | PRESIDENT | NA | Control |
| BENEVIDES, JOHN, ANTHONY | I | PRESIDENT | NA | Control |
| BENEVIDES, JOHN, ANTHONY | I | PRESIDENT | NA | Control |
| BENEVIDES, JOHN, ANTHONY | I | PRESIDENT | NA | Control |
| BERRY, CHRISTOPHER, RANDALL | I | MANAGING DIRECTOR | NA | Control |
| BIRD, KAREN, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRAVERMAN, STEVEN, BARRY | I | PRESIDENT | NA | Control |
| BRAVERMAN, STEVEN, BARRY | I | PRESIDENT | NA | Control |
| BRAVERMAN, STEVEN, BARRY | I | MANAGING DIRECTOR AND CHIEF INVESTMENT STRATEGIST | NA | Control |
| BRAVERMAN, STEVEN, BARRY | I | MANAGING DIRECTOR AND CHIEF INVESTMENT STRATEGIST | NA | Control |
| BRAVERMAN, STEVEN, BARRY | I | PRESIDENT | NA | Control |
| BRAVERMAN, STEVEN, BARRY | I | PRESIDENT | NA | Control |
| BRAVERMAN, STEVEN, BARRY | I | PRESIDENT | NA | Control |
| BRIGHAM, ANDREW, CHARLES | I | DIRECTOR | NA | Control |
| BRIGHAM, ANDREW, CHARLES | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| Booth, Carolyn, Andrea | I | DIRECTOR | NA | Control |
| CARBO, V. JAMES | I | VP OPERATIONS | NA | Control |
| CARBO, V. JAMES | I | VP OPERATIONS | NA | Control |
| CARBO, V.JAMES | I | MANAGING DIRECTOR | NA | Control |
| CARBO, V.JAMES | I | MANAGING DIRECTOR | NA | Control |
| CARBO, V.JAMES | I | MANAGING DIRECTOR | NA | Control |
| CARBO, V.JAMES | I | MANAGING DIRECTOR | NA | Control |
| COYLE, JEFFERY, LEE | I | DIRECTOR | NA | Control |
| COYLE, JEFFERY, LEE | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA, RUTH | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA, RUTH | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA, RUTH | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA, RUTH | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA, RUTH | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA, RUTH | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA, RUTH | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA, RUTH | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA, RUTH | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CROWE, KYLE, RICHARD | I | DIRECTOR | NA | Control |
| CUMISKEY, SEAN, PATRICK | I | DIRECTOR | NA | Control |
| CUMISKEY, SEAN, PATRICK | I | DIRECTOR | NA | Control |
| DUNN, THEODORE, ANDREW | I | DIRECTOR | NA | Control |
| DUNN, THEODORE, ANDREW | I | DIRECTOR | NA | Control |
| DUNN, THEODORE, ANDREW | I | DIRECTOR | NA | Control |
| DUNN, THEODORE, ANDREW | I | DIRECTOR | NA | Control |
| DUNN, THEODORE, ANDREW | I | DIRECTOR | NA | Control |
| DUNN, THEODORE, ANDREW | I | DIRECTOR | NA | Control |
| DUNN, THEODORE, ANDREW | I | DIRECTOR | NA | Control |
| DUNN, THEODORE, ANDREW | I | DIRECTOR | NA | Control |
| ERB, ROMILLA, SINGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ERB, ROMILLA, SINGH | I | PRINCIPAL, COMPLIANCE OPERATIONS | NA | Control |
| ERB, ROMILLA, SINGH | I | PRINCIPAL, COMPLIANCE OPERATIONS | NA | Control |
| ERB, ROMILLA, SINGH | I | PRINCIPAL, COMPLIANCE OPERATIONS | NA | Control |
| ERB, ROMILLA, SINGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ERB, ROMILLA, SINGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ERB, ROMILLA, SINGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ERB, ROMILLA, SINGH | I | PRINCIPAL, COMPLIANCE OPERATIONS | NA | Control |
| ERB, ROMILLA, SINGH | I | PRINCIPAL, COMPLIANCE OPERATIONS | NA | Control |
| ERB, ROMILLA, SINGH | I | PRINCIPAL, COMPLIANCE OPERATIONS | NA | Control |
| ERB, ROMILLA, SINGH | I | PRINCIPAL, COMPLIANCE OPERATIONS | NA | Control |
| ERB, ROMILLA, SINGH | I | PRINCIPAL, COMPLIANCE OPERATIONS | NA | Control |
| ERB, ROMILLA, SINGH | I | PRINCIPAL, COMPLIANCE OPERATIONS | NA | Control |
| ERB, ROMILLA, SINGH | I | PRINCIPAL, COMPLIANCE OPERATIONS | NA | Control |
| ERB, ROMILLA, SINGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ERB, ROMILLA, SINGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ERB, ROMILLA, SINGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ERB, ROMILLA, SINGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ERB, ROMILLA, SINGH | I | PRINCIPAL, COMPLIANCE OPERATIONS | NA | Control |
| ERB, ROMILLA, SINGH | I | PRINCIPAL, COMPLIANCE OPERATIONS | NA | Control |
| FLICK, CAROL | I | CFO OF PARENT | NA | Control |
| FLICK, CAROL | I | CFO OF PARENT | NA | Control |
| FLICK, CAROL | I | CFO OF PARENT | NA | Control |
| FLICK, CAROL | I | CFO OF PARENT | NA | Control |
| FLICK, CAROL | I | CFO OF PARENT | NA | Control |
| FLICK, CAROL | I | CFO OF PARENT | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CFO | NA | Control |
| FLICK, CAROL, PEKA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLICK, CAROL, PEKA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GALERA, RUDOLPH, A | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GALERA, RUDOLPH, A | I | CAO AND DIRECTOR OF OPERATIONS | NA | Control |
| GALERA, RUDOLPH, A | I | CAO AND DIRECTOR OF OPERATIONS | NA | Control |
| GALERA, RUDOLPH, A | I | CAO AND DIRECTOR OF OPERATIONS | NA | Control |
| GALERA, RUDOLPH, A | I | PRINCIPAL | NA | Control |
| GALERA, RUDOLPH, A | I | PRINCIPAL | NA | Control |
| GALERA, RUDOLPH, A | I | PRINCIPAL | NA | Control |
| GALERA, RUDOLPH, A | I | CAO AND DIRECTOR OF OPERATIONS | NA | Control |
| GALERA, RUDOLPH, A | I | CAO AND DIRECTOR OF OPERATIONS | NA | Control |
| GALERA, RUDOLPH, A | I | CAO AND DIRECTOR OF OPERATIONS | NA | Control |
| GALERA, RUDOLPH, A | I | CAO AND DIRECTOR OF OPERATIONS | NA | Control |
| GALERA, RUDOLPH, A | I | CAO AND DIRECTOR OF OPERATIONS | NA | Control |
| GALERA, RUDOLPH, A | I | CAO AND DIRECTOR OF OPERATIONS | NA | Control |
| GALERA, RUDOLPH, A | I | CAO AND DIRECTOR OF OPERATIONS | NA | Control |
| GALERA, RUDOLPH, A | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GALERA, RUDOLPH, A | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GALERA, RUDOLPH, A | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GALERA, RUDOLPH, A | I | CAO AND DIRECTOR OF OPERATIONS | NA | Control |
| GALERA, RUDOLPH, A | I | CAO AND DIRECTOR OF OPERATIONS | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRAY, ROBERT, GAGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GRIMAN, AMY, MOULDEN | I | PRESIDENT & CEO | NA | Control |
| GRIMAN, AMY, MOULDEN | I | PRESIDENT & CEO | NA | Control |
| GRIMAN, AMY, MOULDEN | I | PRESIDENT & CEO | NA | Control |
| GRIMAN, AMY, MOULDEN | I | PRESIDENT & CEO | NA | Control |
| GRIMAN, AMY, MOULDEN | I | PRESIDENT & CEO | NA | Control |
| GRIMAN, AMY, MOULDEN | I | PRESIDENT & CEO | NA | Control |
| GRIMAN, AMY, MOULDEN | I | PRESIDENT & CEO | NA | Control |
| GRIMAN, AMY, MOULDEN | I | PRESIDENT & CEO | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | PRESIDENT; DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL, HARRIS | I | DIRECTOR | NA | Control |
| HALE, AMY, LYNN | I | DIRECTOR | NA | Control |
| HALE, AMY, LYNN | I | DIRECTOR | NA | Control |
| HALE, AMY, LYNN | I | DIRECTOR | NA | Control |
| HALE, AMY, LYNN | I | CHAIR, BOARD OF DIRECTORS | NA | Control |
| HALE, AMY, LYNN | I | DIRECTOR | NA | Control |
| HERING, JAMES, M. | I | COO | NA | Control |
| HERING, JAMES, M. | I | COO | NA | Control |
| HERING, JAMES, M. | I | COO | NA | Control |
| HERING, JAMES, M. | I | COO | NA | Control |
| HERING, JAMES, M. | I | COO | NA | Control |
| HERING, JAMES, M. | I | COO | NA | Control |
| HERING, JAMES, M. | I | COO | NA | Control |
| HERING, JAMES, M. | I | COO | NA | Control |
| HERING, JAMES, M. | I | COO | NA | Control |
| HERING, JAMES, M. | I | COO | NA | Control |
| HERING, JAMES, M. | I | COO | NA | Control |
| HERING, JAMES, M. | I | COO | NA | Control |
| HERING, JAMES, M. | I | COO | NA | Control |
| HERING, JAMES, M. | I | COO | NA | Control |
| HERING, JAMES, M. | I | COO | NA | Control |
| HOGAN, RICHARD, ALOYSIUS | I | MANAGING DIRECTOR | NA | Control |
| HOWE, THOMAS, P | I | CHIEF OPERATING OFFICER | NA | Control |
| HOWE, THOMAS, P | I | CHIEF OPERATING OFFICER | NA | Control |
| HOWE, THOMAS, P | I | CHIEF OPERATING OFFICER | NA | Control |
| HOWE, THOMAS, P | I | CHIEF OPERATING OFFICER | NA | Control |
| HOWE, THOMAS, P | I | CHIEF OPERATING OFFICER | NA | Control |
| HOWE, THOMAS, P | I | CHIEF OPERATING OFFICER | NA | Control |
| HOWE, THOMAS, P | I | CHIEF OPERATING OFFICER | NA | Control |
| HOWE, THOMAS, P | I | CHIEF OPERATING OFFICER | NA | Control |
| HOWE, THOMAS, P | I | CHIEF OPERATING OFFICER | NA | Control |
| HOWE, THOMAS, P | I | CHIEF OPERATING OFFICER | NA | Control |
| HOWE, THOMAS, P | I | CHIEF OPERATING OFFICER | NA | Control |
| HOWE, THOMAS, P | I | CHIEF OPERATING OFFICER | NA | Control |
| HOWE, THOMAS, P | I | CHIEF OPERATING OFFICER | NA | Control |
| HOWE, THOMAS, P | I | CHIEF OPERATING OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUTCHINSON, MICHAEL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JENKINS, TERRY, A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY, A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY, A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY, A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY, A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY, A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY, A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY, A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY, A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY, A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY, A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY, A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY, A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY, A | I | DIRECTOR | NA | Control |
| KAMEDA, ROBIN, GEN WAI KIRN | I | COMPLIANCE OFFICER | NA | Control |
| KAMEDA, ROBIN, GEN WAI KIRN | I | COMPLIANCE OFFICER | NA | Control |
| KENNEDY, SHANNON, MAUREEN | I | GLOBAL HEAD | NA | Control |
| KENNEDY, SHANNON, MAUREEN | I | GLOBAL HEAD | NA | Control |
| KENNEDY, SHANNON, MAUREEN | I | GLOBAL HEAD | NA | Control |
| KENNEDY, SHANNON, MAUREEN | I | GLOBAL HEAD | NA | Control |
| KENNEDY, SHANNON, MAUREEN | I | GLOBAL HEAD | NA | Control |
| KENNEDY, SHANNON, MAUREEN | I | GLOBAL HEAD | NA | Control |
| KENNEDY, SHANNON, MAUREEN | I | GLOBAL HEAD | NA | Control |
| KENNEDY, SHANNON, MAUREEN | I | GLOBAL HEAD | NA | Control |
| KENNEDY, SHANNON, MAUREEN | I | GLOBAL HEAD & DIRECTOR | NA | Control |
| KENNEDY, SHANNON, MAUREEN | I | GLOBAL HEAD & DIRECTOR | NA | Control |
| KENNEDY, SHANNON, MAUREEN | I | GLOBAL HEAD & DIRECTOR | NA | Control |
| KENNEDY, SHANNON, MAUREEN | I | GLOBAL HEAD & DIRECTOR | NA | Control |
| KENNEDY, SHANNON, MAUREEN | I | GLOBAL HEAD & DIRECTOR | NA | Control |
| KENNEDY, SHANNON, MAUREEN | I | GLOBAL HEAD & DIRECTOR | NA | Control |
| KENNEDY, SHANNON, MAUREEN | I | GLOBAL HEAD & DIRECTOR | NA | Control |
| KENNEDY, SHANNON, MAUREEN | I | GLOBAL HEAD & DIRECTOR | NA | Control |
| KENNEDY, SHANNON, MAUREEN | I | GLOBAL HEAD & DIRECTOR | NA | Control |
| KENNEDY, SHANNON, MAUREEN | I | GLOBAL HEAD & DIRECTOR | NA | Control |
| KENNEDY, SHANNON, MAUREEN | I | GLOBAL HEAD & DIRECTOR | NA | Control |
| KENNEDY, SHANNON, MAUREEN | I | DIRECTOR | NA | Control |
| KENNEDY, SHANNON, MAUREEN | I | DIRECTOR | NA | Control |
| KENNEDY, SHANNON, MAUREEN | I | GLOBAL HEAD & DIRECTOR | NA | Control |
| KENNEDY, SHANNON, MAUREEN | I | DIRECTOR | NA | Control |
| KRISIK, STEPHEN, J. | I | CHAIRMAN | NA | Control |
| KRISIK, STEPHEN, J. | I | SVP & BOARD MEMBER | NA | Control |
| KRISIK, STEPHEN, J. | I | SVP & BOARD MEMBER | NA | Control |
| KRISIK, STEPHEN, J. | I | SVP & BOARD MEMBER | NA | Control |
| KRISIK, STEPHEN, J. | I | CHAIRMAN | NA | Control |
| KRISIK, STEPHEN, J. | I | CHAIRMAN | NA | Control |
| KRISIK, STEPHEN, J. | I | CHAIRMAN | NA | Control |
| LAKE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAKE, STEPHANIE, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAZARIS, AFRODETE, VIKI | I | DIRECTOR | NA | Control |
| LAZARIS, AFRODETE, VIKI | I | DIRECTOR | NA | Control |
| LAZARIS, AFRODETE, VIKI | I | DIRECTOR | NA | Control |
| LAZARIS, AFRODETE, VIKI | I | DIRECTOR | NA | Control |
| LAZARIS, AFRODETE, VIKI | I | DIRECTOR | NA | Control |
| LAZARIS, AFRODETE, VIKI | I | DIRECTOR | NA | Control |
| LAZARIS, AFRODETE, VIKI | I | DIRECTOR | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lace, George, Patrick | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTIN, PETER | I | VP,FINANCE | NA | Control |
| MARTIN, PETER | I | VP,FINANCE | NA | Control |
| MARTIN, PETER | I | VP,FINANCE | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | DIRECTOR | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | DIRECTOR | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MATTEUCCI, STEVEN, PAUL | I | CHAIRMAN | NA | Control |
| MCNALLY, ROBERT, RYAN | I | DIRECTOR | NA | Control |
| MCNALLY, ROBERT, RYAN | I | DIRECTOR | NA | Control |
| MCNALLY, ROBERT, RYAN | I | DIRECTOR | NA | Control |
| MCNALLY, ROBERT, RYAN | I | DIRECTOR | NA | Control |
| MCNALLY, ROBERT, RYAN | I | DIRECTOR | NA | Control |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | Control |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | Control |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | Control |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | Control |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | Control |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | Control |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | Control |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | Control |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | Control |
| MIRANDA, MICHAEL, ARTHUR | I | DIRECTOR | NA | Control |
| MIRANDA, MICHAEL, ARTHUR | I | CHAIRMAN | NA | Control |
| MIRANDA, MICHAEL, ARTHUR | I | CHAIRMAN | NA | Control |
| MIRANDA, MICHAEL, ARTHUR | I | CHAIRMAN | NA | Control |
| MIRANDA, MICHAEL, ARTHUR | I | CHAIRMAN | NA | Control |
| MIRANDA, MICHAEL, ARTHUR | I | CHAIRMAN | NA | Control |
| MIRANDA, MICHAEL, ARTHUR | I | CHAIRMAN | NA | Control |
| MIRANDA, MICHAEL, ARTHUR | I | PRESIDENT | NA | Control |
| MIRANDA, MICHAEL, ARTHUR | I | CHAIRMAN & PRESIDENT | NA | Control |
| MISTARZ, CECILY, MARIE | I | EVP & BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | EVP & BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | EVP & BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | EVP & BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | EVP & BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | EVP & BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | EVP & BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | EVP & BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | EVP & BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | EVP & BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | EVP & BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | EVP & BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | EVP & BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | EVP & BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | EVP & BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | EVP & BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | EVP & BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | EVP & BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | EVP & BOARD MEMBER | NA | Control |
| MISTARZ, CECILY, MARIE | I | EVP & BOARD MEMBER | NA | Control |
| MONTGOMERY, MICHAEL, JOHN | I | PRESIDENT | NA | Control |
| MONTGOMERY, MICHAEL, JOHN | I | PRESIDENT | NA | Control |
| MURPHY, PATRICK | I | VP OF PARENT | NA | Control |
| MURPHY, PATRICK | I | VP OF PARENT | NA | Control |
| MURPHY, PATRICK | I | VP OF PARENT | NA | Control |
| MURPHY, PATRICK | I | VP OF PARENT | NA | Control |
| MURPHY, PATRICK | I | VP OF PARENT | NA | Control |
| MURPHY, PATRICK | I | VP OF PARENT | NA | Control |
| MURPHY, PATRICK, JOSEPH | I | VICE PRESIDENT | NA | Control |
| MURPHY, PATRICK, JOSEPH | I | VICE PRESIDENT | NA | Control |
| MURPHY, PATRICK, JOSEPH | I | VICE PRESIDENT | NA | Control |
| MURPHY, PATRICK, JOSEPH | I | VICE PRESIDENT | NA | Control |
| MURPHY, PATRICK, JOSEPH | I | VICE PRESIDENT | NA | Control |
| MURPHY, PATRICK, JOSEPH | I | VICE PRESIDENT | NA | Control |
| MURPHY, PATRICK, JOSEPH | I | VICE PRESIDENT | NA | Control |
| MURPHY, PATRICK, JOSEPH | I | VICE PRESIDENT | NA | Control |
| MURPHY, PATRICK, JOSEPH | I | VICE PRESIDENT | NA | Control |
| MURPHY, PATRICK, JOSEPH | I | VICE PRESIDENT | NA | Control |
| MURPHY, PATRICK, JOSEPH | I | VICE PRESIDENT | NA | Control |
| MURPHY, PATRICK, JOSEPH | I | VICE PRESIDENT | NA | Control |
| MURPHY, PATRICK, JOSEPH | I | VICE PRESIDENT | NA | Control |
| MURPHY, PATRICK, JOSEPH | I | VICE PRESIDENT | NA | Control |
| MURPHY, PATRICK, JOSEPH | I | VICE PRESIDENT | NA | Control |
| MURPHY, PATRICK, JOSEPH | I | VICE PRESIDENT | NA | Control |
| MURPHY, PATRICK, JOSEPH | I | VICE PRESIDENT | NA | Control |
| MURPHY, PATRICK, JOSEPH | I | VICE PRESIDENT | NA | Control |
| MURPHY, PATRICK, JOSEPH | I | VICE PRESIDENT | NA | Control |
| MUSHKAT, MARK, ALAN | I | DIRECTOR & BOARD MEMBER | NA | Control |
| MUSHKAT, MARK, ALAN | I | DIRECTOR & BOARD MEMBER | NA | Control |
| MUSHKAT, MARK, ALAN | I | DIRECTOR & BOARD MEMBER | NA | Control |
| MUSHKAT, MARK, ALAN | I | DIRECTOR & BOARD MEMBER | NA | Control |
| NOBLE, GILLIAN, ROBERTA | I | DIRECTOR | NA | Control |
| NOBLE, GILLIAN, ROBERTA | I | DIRECTOR | NA | Control |
| NOBLE, GILLIAN, ROBERTA | I | DIRECTOR | NA | Control |
| NOBLE, GILLIAN, ROBERTA | I | DIRECTOR | NA | Control |
| NOBLE, GILLIAN, ROBERTA | I | DIRECTOR | NA | Control |
| NOBLE, GILLIAN, ROBERTA | I | DIRECTOR | NA | Control |
| NOBLE, GILLIAN, ROBERTA | I | DIRECTOR | NA | Control |
| NOBLE, GILLIAN, ROBERTA | I | DIRECTOR | NA | Control |
| OCHWAT, LINDA | I | ASST SECRETARY OF PARENT | NA | Control |
| OCHWAT, LINDA | I | ASST SECRETARY OF PARENT | NA | Control |
| OCHWAT, LINDA | I | ASST SECRETARY OF PARENT | NA | Control |
| OCHWAT, LINDA | I | ASST SECRETARY OF PARENT | NA | Control |
| OCHWAT, LINDA | I | ASST SECRETARY OF PARENT | NA | Control |
| OCHWAT, LINDA | I | ASST SECRETARY OF PARENT | NA | Control |
| OCHWAT, LINDA, LOUISE | I | SECRETARY | NA | Control |
| OCHWAT, LINDA, LOUISE | I | SECRETARY | NA | Control |
| OCHWAT, LINDA, LOUISE | I | SECRETARY | NA | Control |
| OCHWAT, LINDA, LOUISE | I | SECRETARY | NA | Control |
| OCHWAT, LINDA, LOUISE | I | SECRETARY | NA | Control |
| OCHWAT, LINDA, LOUISE | I | SECRETARY | NA | Control |
| OCHWAT, LINDA, LOUISE | I | SECRETARY | NA | Control |
| OCHWAT, LINDA, LOUISE | I | SECRETARY | NA | Control |
| PALDRMIC, NEBOJSA | I | DIRECTOR | NA | Control |
| PALDRMIC, NEBOJSA | I | PRESIDENT; DIRECTOR | NA | Control |
| PALDRMIC, NEBOJSA | I | PRESIDENT; DIRECTOR | NA | Control |
| PALDRMIC, NEBOJSA | I | DIRECTOR | NA | Control |
| PALDRMIC, NEBOJSA | I | DIRECTOR | NA | Control |
| PALDRMIC, NEBOJSA | I | CEO; PRESIDENT; DIRECTOR | NA | Control |
| PALDRMIC, NEBOJSA | I | CEO; PRESIDENT; DIRECTOR | NA | Control |
| PALDRMIC, NEBOJSA | I | CEO; PRESIDENT; DIRECTOR | NA | Control |
| PALDRMIC, NEBOJSA | I | CEO; PRESIDENT; DIRECTOR | NA | Control |
| PALDRMIC, NEBOJSA | I | CEO; PRESIDENT; DIRECTOR | NA | Control |
| PALDRMIC, NEBOJSA | I | CEO; PRESIDENT; DIRECTOR | NA | Control |
| PALDRMIC, NEBOJSA | I | CEO; PRESIDENT; DIRECTOR | NA | Control |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALMER, ANGELA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PANTELIS, JOANN, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PARSONS, GRAHAM, TURNER | I | CHAIRMAN & BOARD MEMBER | NA | Control |
| PARSONS, GRAHAM, TURNER | I | CHAIRMAN & BOARD MEMBER | NA | Control |
| PARSONS, GRAHAM, TURNER | I | CHAIRMAN & BOARD MEMBER | NA | Control |
| PARSONS, GRAHAM, TURNER | I | CHAIRMAN OF PARENT | NA | Control |
| PARSONS, GRAHAM, TURNER | I | CHAIRMAN OF PARENT | NA | Control |
| PARSONS, GRAHAM, TURNER | I | CHAIRMAN OF PARENT | NA | Control |
| PARSONS, GRAHAM, TURNER | I | CHAIRMAN OF PARENT | NA | Control |
| PERRY, SUNDAY | I | SVP OF PARENT | NA | Control |
| PERRY, SUNDAY | I | SVP OF PARENT | NA | Control |
| PERRY, SUNDAY | I | SVP OF PARENT | NA | Control |
| PERRY, SUNDAY | I | SVP OF PARENT | NA | Control |
| PERRY, SUNDAY | I | SVP OF PARENT | NA | Control |
| PERRY, SUNDAY | I | SVP OF PARENT | NA | Control |
| PITTI, ROBERT, DONALD | I | PRESIDENT & BOARD MEMBER | NA | Control |
| PITTI, ROBERT, DONALD | I | PRESIDENT & BOARD MEMBER | NA | Control |
| PITTI, ROBERT, DONALD | I | PRESIDENT & BOARD MEMBER | NA | Control |
| PITTI, ROBERT, DONALD | I | MANAGING DIRECTOR | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | PRESIDENT | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | PRESIDENT | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | PRESIDENT | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | PRESIDENT | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | PRESIDENT | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | PRESIDENT | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | PRESIDENT | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | PRESIDENT | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | PRESIDENT | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | PRESIDENT | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | PRESIDENT | NA | Control |
| RAWLINS, CRAIG, ANTHONY | I | PRESIDENT | NA | Control |
| REA, JAMES, BUCHANAN | I | MANAGING DIRECTOR | NA | Control |
| REA, JAMES, BUCHANAN | I | MANAGING DIRECTOR | NA | Control |
| REA, JAMES, BUCHANAN | I | MANAGING DIRECTOR | NA | Control |
| ROUSH, JEFFREY, ALLEN | I | SECRETARY AND MANAGING DIRECTOR | NA | Control |
| ROUSH, JEFFREY, ALLEN | I | SECRETARY AND MANAGING DIRECTOR | NA | Control |
| ROUSH, JEFFREY, ALLEN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ROUSH, JEFFREY, ALLEN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| Rooney, Sean | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SEGRETO, JESSE, JOSEPH | I | CHIEF OPERATING OFFICER | NA | Control |
| SKUBIC, PAUL | I | VP OF PARENT | NA | Control |
| SKUBIC, PAUL | I | VP OF PARENT | NA | Control |
| SKUBIC, PAUL | I | VP OF PARENT | NA | Control |
| SKUBIC, PAUL | I | VP OF PARENT | NA | Control |
| SKUBIC, PAUL | I | VP OF PARENT | NA | Control |
| SKUBIC, PAUL | I | VP OF PARENT | NA | Control |
| SKUBIC, PAUL, RICHARD | I | VICE PRESIDENT | NA | Control |
| SKUBIC, PAUL, RICHARD | I | VICE PRESIDENT | NA | Control |
| SKUBIC, PAUL, RICHARD | I | VICE PRESIDENT | NA | Control |
| SKUBIC, PAUL, RICHARD | I | VICE PRESIDENT | NA | Control |
| SKUBIC, PAUL, RICHARD | I | VICE PRESIDENT | NA | Control |
| SKUBIC, PAUL, RICHARD | I | VICE PRESIDENT | NA | Control |
| SKUBIC, PAUL, RICHARD | I | VICE PRESIDENT | NA | Control |
| SKUBIC, PAUL, RICHARD | I | VICE PRESIDENT | NA | Control |
| SKUBIC, PAUL, RICHARD | I | VICE PRESIDENT | NA | Control |
| SKUBIC, PAUL, RICHARD | I | VICE PRESIDENT | NA | Control |
| SKUBIC, PAUL, RICHARD | I | VICE PRESIDENT | NA | Control |
| SKUBIC, PAUL, RICHARD | I | VICE PRESIDENT | NA | Control |
| SKUBIC, PAUL, RICHARD | I | VICE PRESIDENT | NA | Control |
| SKUBIC, PAUL, RICHARD | I | VICE PRESIDENT | NA | Control |
| SKUBIC, PAUL, RICHARD | I | VICE PRESIDENT | NA | Control |
| SKUBIC, PAUL, RICHARD | I | VICE PRESIDENT | NA | Control |
| SKUBIC, PAUL, RICHARD | I | VICE PRESIDENT | NA | Control |
| SKUBIC, PAUL, RICHARD | I | VICE PRESIDENT | NA | Control |
| SKUBIC, PAUL, RICHARD | I | VICE PRESIDENT | NA | Control |
| SMITH, KENNETH, GAINES | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| STRITCH, MICHAEL, PATRICK | I | DIRECTOR | NA | Control |
| Snyder, Judson, Michael | I | DIRECTOR | NA | Control |
| Snyder, Judson, Michael | I | DIRECTOR | NA | Control |
| Snyder, Judson, Michael | I | DIRECTOR | NA | Control |
| Snyder, Judson, Michael | I | DIRECTOR | NA | Control |
| Snyder, Judson, Michael | I | DIRECTOR | NA | Control |
| Snyder, Judson, Michael | I | CHAIRMAN | NA | Control |
| Snyder, Judson, Michael | I | CHAIRMAN | NA | Control |
| Snyder, Judson, Michael | I | DIRECTOR | NA | Control |
| THONN, WILLIAM, EUGENE | I | CHAIRMAN OF PARENT | NA | Control |
| THONN, WILLIAM, EUGENE | I | CHAIRMAN OF PARENT | NA | Control |
| VANDENAKKER, MICHAEL | I | DIRECTOR | NA | Control |
| VOSSOUGHI, KAMIAR | I | DIRECTOR | NA | Control |
| VOSSOUGHI, KAMIAR | I | DIRECTOR | NA | Control |
| WILLIAMS, JON | I | DIRECTOR | NA | Control |
| WOODSON, WILLIAM, IRVIN | I | DIRECTOR | NA | Control |
| WUNSCH, JOHN | I | CEO AND PRES OF PARENT | NA | Control |
| WUNSCH, JOHN | I | CEO AND PRES OF PARENT | NA | Control |
| WUNSCH, JOHN | I | CEO AND PRES OF PARENT | NA | Control |
| WUNSCH, JOHN | I | CEO AND PRES OF PARENT | NA | Control |
| WUNSCH, JOHN | I | PRES OF PARENT | NA | Control |
| WUNSCH, JOHN | I | PRES OF PARENT | NA | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE OWNER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| BMO FINANCIAL CORP | DE | SOLE MEMBER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO INC. | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO RIA HOLDINGS, INC | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO RIA HOLDINGS, INC | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO RIA HOLDINGS, INC | DE | SOLE OWNER | E | Control |
| HARRIS MYCFO RIA HOLDINGS, INC | DE | SOLE OWNER | E | Control |
| MYCFO, INC. | DE | 100% OWNER | E | Control |
| MYCFO, INC. | DE | 100% OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | DE | BANKMONT FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | DE | BANKMONT FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP | E | Control |
| BANKMONT FINANCIAL CORP | FE | HARRIS RIA HOLDINGS, INC. | E | Control |
| BANKMONT FINANCIAL CORP | FE | HARRIS RIA HOLDINGS, INC. | E | Control |
| BMO FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| BMO FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| BMO FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| BMO FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| BMO FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| BMO FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| BMO FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| BMO FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS FINANCIAL CORP | DE | HARRIS RIA HOLDINGS, INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
| HARRIS RIA HOLDINGS, INC. | DE | HARRIS MYCFO,INC. | E | Control |
Registrations
Federal
IA
Sep 3, 2025 REGISTERED
Notice Filings (17)
AZ CA CO CT FL GA IL MA ME MN NH NJ NY OR SD TX WA
Address
320 SOUTH CANAL STREETFLOOR 12
CHICAGO, IL 60606
United States
Phone: (650) 210-5042