RIA Intelligence

GERALD L. RAY & ASSOCIATES, LTD.

CRD #110274 SEC #801-13458 DALLAS, TX 214-954-1900
SEC Registered
Total AUM
$830.7M
Discretionary
$808.6M
Employees
8
Clients
0
Accounts
680

Firm Details

Organization Type
Partnership
State of Formation
Texas
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 17, 2017
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BECK, MICHAEL, ROTHISENIOR VICE PRESIDENTNA Control
BECK, MICHAEL, ROTHISENIOR VICE PRESIDENTNA Control
BECK, MICHAEL, ROTHISENIOR VICE PRESIDENTNA Control
BECK, MICHAEL, ROTHISENIOR VICE PRESIDENTNA Control
BECK, MICHAEL, ROTHISENIOR VICE PRESIDENTNA Control
BECK, MICHAEL, ROTHISENIOR VICE PRESIDENTNA Control
BECK, MICHAEL, ROTHIINVESTMENT ADVISOR REPRESENTATIVENA Control
BECK, MICHAEL, ROTHISENIOR VICE PRESIDENTNA Control
BECK, MICHAEL, ROTHIEXECUTIVE VICE PRESIDENTNA Control
BECK, MICHAEL, ROTHIEXECUTIVE VICE PRESIDENTNA Control
BECK, MICHAEL, ROTHIINVESTMENT ADVISOR REPRESENTATIVENA Control
BECK, MICHAEL, ROTHISENIOR VICE PRESIDENTNA Control
BECK, MICHAEL, ROTHISENIOR VICE PRESIDENTNA Control
BECK, MICHAEL, ROTHIINVESTMENT ADVISOR REPRESENTATIVENA Control
BECK, MICHAEL, ROTHIINVESTMENT ADVISOR REPRESENTATIVENA Control
BECK, MICHAEL, ROTHISENIOR VICE PRESIDENTNA Control
BECK, MICHAEL, ROTHISENIOR VICE PRESIDENTNA Control
BECK, MICHAEL, ROTHISENIOR VICE PRESIDENTNA Control
BECK, MICHAEL, ROTHIEXECUTIVE VICE PRESIDENTNA Control
BECK, MICHAEL, ROTHIEXECUTIVE VICE PRESIDENTNA Control
BECK, MICHAEL, ROTHIEXECUTIVE VICE PRESIDENTNA Control
FIELDS, LEOIEXECUTIVE VICE PRESIDENTNA Control
FIELDS, LEOIEXECUTIVE VICE PRESIDENTNA Control
FIELDS, LEOIEXECUTIVE VICE PRESIDENTNA Control
FIELDS, LEOIEXECUTIVE VICE PRESIDENTNA Control
GERALD L RAY & ASSOCIATES I, LLCDEGENERAL PARTNER GERALD L RAY & ASSOC., LTDNA Control
GERALD L RAY & ASSOCIATES I, LLCDEGENERAL PARTNER GERALD L RAY & ASSOC., LTDNA Control
GERALD L RAY & ASSOCIATES I, LLCDEGENERAL PARTNER GERALD L RAY & ASSOC., LTDNA Control
GERALD L RAY & ASSOCIATES I, LLC.DEGENERAL PARTNER GERALD L RAY & ASSOC., LTDNA Control
GERALD L RAY & ASSOCIATES I, LLC.DEGENERAL PARTNER GERALD L RAY & ASSOC., LTDNA
GERALD L RAY & ASSOCIATES I, LLC.DEGENERAL PARTNER GERALD L RAY & ASSOC., LTDNA Control
GIDEON, CHARLES, THOMASIVICE PRESIDENTNA Control
GIDEON, CHARLES, THOMASIVICE PRESIDENTNA Control
GIDEON, CHARLES, THOMASIVICE PRESIDENTNA Control
GIDEON, CHARLES, THOMASIVICE PRESIDENTNA Control
GIDEON, CHARLES, THOMASIVICE PRESIDENTNA Control
GIDEON, CHARLES, THOMASIVICE PRESIDENTNA Control
GIDEON, CHARLES, THOMASIVICE PRESIDENTNA Control
GIDEON, CHARLES, THOMASIVICE PRESIDENTNA Control
GIDEON, CHARLES, THOMASIVICE PRESIDENTNA Control
GIDEON, CHARLES, THOMASIVICE PRESIDENTNA Control
GIDEON, CHARLES, THOMASIVICE PRESIDENTNA Control
GIDEON, CHARLES, THOMASIVICE PRESIDENTNA Control
GIDEON, CHARLES, THOMASIVICE PRESIDENTNA Control
GIDEON, CHARLES, THOMASIVICE PRESIDENTNA Control
GIDEON, CHARLES, THOMASIVICE PRESIDENTNA Control
GIDEON, CHARLES, THOMASIVICE PRESIDENTNA Control
GIDEON, CHARLES, THOMASIVICE PRESIDENTNA Control
GIDEON, CHARLES, THOMASIVICE PRESIDENTNA Control
GIDEON, CHARLES, THOMASIVICE PRESIDENTNA Control
HEIL, LYNETTE, KAYIACCOUNTANT/CHIEF COMPLIANCE OFFICERNA Control
HEIL, LYNETTE, KAYIACCOUNTANT/CHIEF COMPLIANCE OFFICERNA Control
HEIL, LYNETTE, KAYIACCOUNTANTNA Control
HEIL, LYNETTE, KAYIACCOUNTANTNA Control
HEIL, LYNETTE, KAYIACCOUNTANTNA Control
HEIL, LYNETTE, KAYICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICERNA Control
HEIL, LYNETTE, KAYICHIEF COMPLIANCE OFFICER/CONTROLLERNA Control
HEIL, LYNETTE, KAYICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICERNA
HEIL, LYNETTE, KAYICHIEF COMPLIANCE OFFICER/CONTROLLERNA Control
HEIL, LYNETTE, KAYICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICERNA Control
HEIL, LYNETTE, KAYICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICERNA Control
HEIL, LYNETTE, KAYICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICERNA Control
KANE, MICHAEL, HARRYIEXECUTIVE VICE PRESIDENTNA Control
KANE, MICHAEL, HARRYIEXECUTIVE VICE PRESIDENTNA Control
KANE, MICHAEL, HARRYIEXECUTIVE VICE PRESIDENTNA Control
KANE, MICHAEL, HARRYIEXECUTIVE VICE PRESIDENTNA Control
KANE, MICHAEL, HARRYIEXECUTIVE VICE PRESIDENTNA Control
KANE, MICHAEL, HARRYIEXECUTIVE VICE PRESIDENTNA Control
KANE, MICHAEL, HARRYIEXECUTIVE VICE PRESIDENTNA Control
KANE, MICHAEL, HARRYIEXECUTIVE VICE PRESIDENTNA Control
KANE, MICHAEL, HARRYIEXECUTIVE VICE PRESIDENTNA Control
KANE, MICHAEL, HARRYIEXECUTIVE VICE PRESIDENTNA Control
KANE, MICHAEL, HARRYIEXECUTIVE VICE PRESIDENTNA Control
PASILLAS, ROSE, MISR VP/ CHIEF COMPLIANCE OFFICERNA Control
PASILLAS, ROSE, MISR VP/ CHIEF COMPLIANCE OFFICERNA Control
PASILLAS, ROSE, MISR VP/ CHIEF COMPLIANCE OFFICERNA Control
PASILLAS, ROSE, MISR VP/ CHIEF COMPLIANCE OFFICERNA Control
PASILLAS, ROSE, MISR VP/ CHIEF COMPLIANCE OFFICERNA Control
PASILLAS, ROSE, MISR VP/ CHIEF COMPLIANCE OFFICERNA Control
PASILLAS, ROSE, MIVICE PRESIDENTNA Control
PASILLAS, ROSE, MIVICE PRESIDENTNA Control
PASILLAS, ROSE, MISENIOR VICE PRESIDENTNA Control
PASILLAS, ROSE, MIVICE PRESIDENTNA Control
PASILLAS, ROSE, MISR VP/ CHIEF COMPLIANCE OFFICERNA Control
PASILLAS, ROSE, MISR VP/ CHIEF COMPLIANCE OFFICERNA Control
PASILLAS, ROSE, MIVICE PRESIDENTNA Control
PASILLAS, ROSE, MIVICE PRESIDENTNA Control
PASILLAS, ROSE, MISR VP/ CHIEF COMPLIANCE OFFICERNA Control
PASILLAS, ROSE, MISR VP/ CHIEF COMPLIANCE OFFICERNA Control
PASILLAS, ROSE, MISR VP/ CHIEF COMPLIANCE OFFICERNA Control
RAY, JOSEPH, HOWARDIPRESIDENTNA Control
RAY, JOSEPH, HOWARDIPRESIDENTNA Control
RAY, JOSEPH, HOWARDIPRESIDENTNA Control
RAY, JOSEPH, HOWARDIPRESIDENTNA Control
RAY, JOSEPH, HOWARDIPRESIDENTNA Control
RAY, JOSEPH, HOWARDIPRESIDENTNA Control
RAY, JOSEPH, HOWARDIVICE PRESIDENTNA Control
RAY, JOSEPH, HOWARDIVICE PRESIDENTNA Control
RAY, JOSEPH, HOWARDIPRESIDENTNA Control
RAY, JOSEPH, HOWARDIPRESIDENTNA Control
RAY, JOSEPH, HOWARDIPRESIDENTNA Control
RAY, JOSEPH, HOWARDIVICE PRESIDENTNA Control
RAY, JOSEPH, HOWARDIPRESIDENTNA Control
RAY, JOSEPH, HOWARDIPRESIDENTNA Control
RAY, JOSEPH, HOWARDIVICE PRESIDENTNA Control
RAY, JOSEPH, HOWARDIVICE PRESIDENTNA Control
RAY, JOSEPH, HOWARDIPRESIDENTNA Control
RAY, JOSEPH, HOWARDIPRESIDENTNA Control
RAY, JOSEPH, HOWARDIPRESIDENTNA Control
RAY, JOSEPH, HOWARDIPRESIDENT, TRUSTEE OF JHR 2012 GST TRUSTNA Control
RAY, JOSEPH, HOWARDIPRESIDENTNA Control
RAY, JOSEPH, HOWARDIPRESIDENT, TRUSTEE OF JHR 2012 GST TRUSTNA Control
TALBOTT, MARCIA, KIBOOKKEEPING MANAGERNA Control
TALBOTT, MARCIA, KIBOOKKEEPING MANAGERNA Control
TALBOTT, MARCIA, KIBOOKKEEPING MANAGERNA Control
TALBOTT, MARCIA, KIBOOKKEEPING MANAGERNA Control
TALBOTT, MARCIA, KIBOOKKEEPING MANAGERNA Control
TALBOTT, MARCIA, KIBOOKKEEPING MANAGERNA Control
TALBOTT, MARCIA, KIBOOKKEEPING MANAGERNA Control
TALBOTT, MARCIA, KIBOOKKEEPERNA
TALBOTT, MARCIA, KIBOOKKEEPERNA
TALBOTT, MARCIA, KIBOOKKEEPERNA
TALBOTT, MARCIA, KIBOOKKEEPING MANAGERNA Control
TALBOTT, MARCIA, KIBOOKKEEPERNA
TALBOTT, MARCIA, KIBOOKKEEPERNA
TALBOTT, MARCIA, KIBOOKKEEPERNA
WHITTINGTON, VICKI, LYNNIOPERATIONS MANAGERNA Control
WHITTINGTON, VICKI, LYNNIOPERATIONS MANAGERNA Control
WHITTINGTON, VICKI, LYNNIOPERATIONS MANAGERNA Control
WHITTINGTON, VICKI, LYNNIOPERATIONS MANAGERNA Control
WHITTINGTON, VICKI, LYNNIOPERATIONS MANAGERNA Control
WHITTINGTON, VICKI, LYNNIOPERATIONS MANAGERNA Control
WHITTINGTON, VICKI, LYNNIOPERATIONS MANAGERNA Control
WHITTINGTON, VICKI, LYNNIOPERATIONS MANAGERNA Control
WHITTINGTON, VICKI, LYNNIOPERATIONS MANAGERNA Control
WHITTINGTON, VICKI, LYNNIOPERATIONS MANAGERNA Control
WHITTINGTON, VICKI, LYNNIOPERATIONS MANAGERNA Control
WHITTINGTON, VICKI, LYNNIOPERATIONS MANAGERNA Control
WHITTINGTON, VICKI, LYNNIOPERATIONS MANAGERNA Control
WHITTINGTON, VICKI, LYNNIOPERATIONS MANAGERNA Control
WHITTINGTON, VICKI, LYNNIOPERATIONS MANAGERNA Control
WHITTINGTON, VICKI, LYNNIOPERATIONS MANAGERNA Control
WHITTINGTON, VICKI, LYNNIOPERATIONS MANAGERNA Control
WHITTINGTON, VICKI, LYNNIOPERATIONS MANAGERNA Control
WHITTINGTON, VICKI, LYNNIOPERATIONS MANAGERNA Control
RAY, GERALD, LOUISICHAIRMAN OF BOARDE Control
RAY, GERALD, LOUISICHAIRMAN OF BOARDE Control
RAY, GERALD, LOUISICHAIRMAN OF BOARDE Control
RAY, GERALD, LOUISICHAIRMAN OF BOARDE Control
RAY, GERALD, LOUISICHAIRMAN OF BOARDE Control
RAY, GERALD, LOUISICHAIRMAN OF BOARDE Control
RAY, GERALD, LOUISIPRESIDENTE Control
RAY, GERALD, LOUISIPRESIDENTE Control
RAY, GERALD, LOUISICHAIRMAN OF BOARDE Control
RAY, GERALD, LOUISICHAIRMAN OF BOARDE Control
RAY, GERALD, LOUISICHAIRMAN OF BOARDE Control
RAY, GERALD, LOUISIPRESIDENTE Control
RAY, GERALD, LOUISICHAIRMAN OF BOARDE Control
RAY, GERALD, LOUISICHAIRMAN OF BOARDE Control
RAY, GERALD, LOUISIPRESIDENTE Control
RAY, GERALD, LOUISIPRESIDENTE Control
RAY, GERALD, LOUISICHAIRMAN OF BOARDE Control
RAY, GERALD, LOUISICHAIRMAN OF BOARDE Control
RAY, GERALD, LOUISICHAIRMAN OF BOARDE Control
RAY, GERALD, LOUISICHAIRMAN OF BOARDE Control
JHR 2012 GST TRUSTDE40% PATNERSHIP INTEREST IN GERALD L RAY & ASSOC., LTD.C Control
JHR 2012 GST TRUSTDE40% PATNERSHIP INTEREST IN GERALD L RAY & ASSOC., LTD.C Control
JHR 2012 GST TRUSTDE40% PATNERSHIP INTEREST IN GERALD L RAY & ASSOC., LTD.C Control
JHR 2012 GST TRUSTDE40% LIMITED PARTNERSHIP INTEREST IN GERALD L RAY & ASSOC., LTDC Control
JHR 2012 GST TRUSTDE40% LIMITED PARTNERSHIP INTEREST IN GERALD L RAY & ASSOC., LTDC Control
JHR 2012 GST TRUSTDE40% LIMITED PARTNERSHIP INTEREST IN GERALD L RAY & ASSOC., LTDC Control
RAY, GERALD, LOUISICHAIRMAN OF BOARDC Control
RAY, GERALD, LOUISICHAIRMAN OF BOARDC Control
RAY, GERALD, LOUISICHAIRMAN OF BOARDC Control
RAY, GERALD, LOUISICHAIRMAN OF BOARD, LIMITED PARTNER OF GERALD L RAY & ASSOC., LTDC Control
RAY, GERALD, LOUISICHAIRMAN OF BOARD, LIMITED PARTNER OF GERALD L RAY & ASSOC., LTDC Control
RAY, GERALD, LOUISICHAIRMAN OF BOARD, LIMITED PARTNER OF GERALD L RAY & ASSOC., LTDC Control
RAY, JOSEPH, HOWARDIPRESIDENT (SINCE 3/2004) AND TRUSTEE OF JHR 2012 GST TRUST (SINCE 12/2012)C Control
RAY, JOSEPH, HOWARDIPRESIDENT (SINCE 3/2004) AND TRUSTEE OF JHR 2012 GST TRUST (SINCE 12/2012)C Control
RAY, JOSEPH, HOWARDIPRESIDENT (SINCE 3/2004) AND TRUSTEE OF JHR 2012 GST TRUST (SINCE 12/2012)C Control
FIELDS, JULIE, RAYITRUSTEE OF JRF 2012 GST TRUSTB Control
FIELDS, JULIE, RAYITRUSTEE OF JRF 2012 GST TRUSTB Control
FIELDS, JULIE, RAYITRUSTEE OF JRF 2012 GST TRUSTB
FIELDS, JULIE, RAYITRUSTEE OF JRF 2012 GST TRUSTB
FIELDS, JULIE, RAYITRUSTEE OF JRF 2012 GST TRUSTB
JRF 2012 GST TRUSTDE10% PARTNERSHIP INTEREST IN GERALD L RAY & ASSOC., LTDB Control
JRF 2012 GST TRUSTDE10% PARTNERSHIP INTEREST IN GERALD L RAY & ASSOC., LTDB
JRF 2012 GST TRUSTDE10% PARTNERSHIP INTEREST IN GERALD L RAY & ASSOC., LTDB Control
JRF 2012 GST TRUSTDE10% LIMITED PARTNERSHIP INTEREST IN GERALD L RAY & ASSOC., LTDB
JRF 2012 GST TRUSTDE10% LIMITED PARTNERSHIP INTEREST IN GERALD L RAY & ASSOC., LTDB
JRF 2012 GST TRUSTDE10% LIMITED PARTNERSHIP INTEREST IN GERALD L RAY & ASSOC., LTDB

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
FIELDS, JULIE, RAYIJRF 2012 GST TRUSTF
GERALD L. RAY & ASSOCIATES I, LLC.DEGERALD L. RAY & ASSOCIATES, LTDF Control
GERALD L. RAY & ASSOCIATES I, LLC.DEGERALD L. RAY & ASSOCIATES, LTDF Control
GERALD L. RAY & ASSOCIATES I, LLC.DEGERALD L. RAY & ASSOCIATES, LTDF Control
GERALD L. RAY & ASSOCIATES I, LLC.DEGERALD L. RAY & ASSOCIATES, LTDF Control
GERALD L. RAY & ASSOCIATES I, LLC.DEGERALD L. RAY & ASSOCIATES, LTDF Control
GERALD L. RAY & ASSOCIATES I, LLC.DEGERALD L. RAY & ASSOCIATES, LTDF Control
GERALD L. RAY & ASSOCIATES I, LLC.DEGERALD L. RAY & ASSOCIATES, LTDF Control
GERALD L. RAY & ASSOCIATES I, LLC.DEGERALD L. RAY & ASSOCIATES, LTDF Control
GERALD L. RAY & ASSOCIATES I, LLC.DEGERALD L. RAY & ASSOCIATES, LTDF Control
GERALD L. RAY & ASSOCIATES I, LLC.DEGERALD L. RAY & ASSOCIATES, LTDF Control
GERALD L. RAY & ASSOCIATES I, LLC.DEGERALD L. RAY & ASSOCIATES, LTDF Control
GERALD L. RAY & ASSOCIATES I, LLC.DEGERALD L. RAY & ASSOCIATES, LTDF Control
GERALD L. RAY & ASSOCIATES I, LLC.DEGERALD L. RAY & ASSOCIATES, LTDF Control
GERALD L. RAY & ASSOCIATES I, LLC.DEGERALD L. RAY & ASSOCIATES, LTDF Control
GERALD L. RAY & ASSOCIATES I, LLC.DEGERALD L. RAY & ASSOCIATES, LTDF Control
GERALD L. RAY & ASSOCIATES I, LLC.DEGERALD L. RAY & ASSOCIATES, LTDF Control
GERALD L. RAY & ASSOCIATES I, LLC.DEGERALD L. RAY & ASSOCIATES, LTDF Control
GERALD L. RAY & ASSOCIATES I, LLC.DEGERALD L. RAY & ASSOCIATES, LTDF Control
GERALD L. RAY & ASSOCIATES I, LLC.DEGERALD L. RAY & ASSOCIATES, LTDF Control
RAY, JOSEPH, HOWARDIJHR 2012 GST TRUSTF Control
RAY, GERALD, LOUISIGERALD L RAY & ASSOCIATES I, LLCE Control
RAY, GERALD, LOUISIGERALD L RAY & ASSOCIATES I, LLCE Control
RAY, GERALD, LOUISIGERALD L RAY & ASSOCIATES I, LLCE Control

Registrations

Federal

IA
Mar 17, 2017 REGISTERED

Notice Filings (12)

CA CO DE LA MA NC NE NY OK TN TX VA

Address

1445 ROSS AVENUE, SUITE 5600
DALLAS, TX 75202
United States
Phone: 214-954-1900