KARPUS MANAGEMENT INC
Legal name: KARPUS INVESTMENT MANAGEMENT
CRD #110275 SEC #801-29607 PITTSFORD, NY 585-586-4680
SEC Registered
Total AUM
$4B
Discretionary
$4B
Employees
38
Clients
--
Accounts
2,279
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Oct 20, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARTLETT, CODY, B | I | MANAGING DIRECTOR OF INVESTMENTS/INVESTMENT STRATEGIST | NA | Control |
| BARTLETT, CODY, B | I | MANAGING DIRECTOR OF INVESTMENTS/INVESTMENT STRATEGIST | NA | Control |
| BARTLETT, CODY, B | I | INVESTMENT STRATEGIST AND SENIOR FIXED INCOME ANALYST | NA | Control |
| BARTLETT, CODY, B | I | MANAGING DIRECTOR OF INVESTMENTS/INVESTMENT STRATEGIST | NA | Control |
| BARTLETT, CODY, B | I | MANAGING DIRECTOR OF INVESTMENTS/INVESTMENT STRATEGIST | NA | Control |
| BARTLETT, CODY, B | I | MANAGING DIRECTOR OF INVESTMENTS/INVESTMENT STRATEGIST | NA | Control |
| BARTLETT, CODY, B | I | MANAGING DIRECTOR OF INVESTMENTS/INVESTMENT STRATEGIST | NA | Control |
| CONSLER, DANA | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA, ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CONSLER, DANA, ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CONSLER, DANA, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| CONSLER, DANA, ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CONSLER, DANA, ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CONSLER, DANA, ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CONSLER, DANA, ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CONSLER, DANA, ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CONSLER, DANA, ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| CRANE, KATHLEEN, FINNERTY | I | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | NA | Control |
| D'AMBROSIO, DAVID, ANTHONY | I | SENIOR VICE PRESIDENT | NA | Control |
| DOSTMAN, III, WILLIAM, G | I | SENIOR DOMESTIC EQUITY MANAGER / EQUITY ANALYST | NA | |
| DOSTMAN, III, WILLIAM, G | I | SENIOR DOMESTIC EQUITY MANAGER / EQUITY ANALYST | NA | |
| DUFFY, THOMAS, MICHAEL | I | CLIENT SUPPORT MGR., OFFICE SUPPORT MGR. | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | CLIENT SUPPORT MGR., OFFICE SUPPORT MGR. | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | CLIENT SUPPORT MGR., OFFICE SUPPORT MGR. | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| DUFFY, THOMAS, MICHAEL | I | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | NA | Control |
| GARDNER, BRETT, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| GARDNER, BRETT, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| GARDNER, BRETT, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| GARDNER, BRETT, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| GRIFFITH, THOMAS, WAYNE | I | DIRECTOR | NA | Control |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEDBERG, JODI, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KARPUS, SOPHIE, PHYLLIS | I | DIRECTOR | NA | |
| KARPUS, SOPHIE, PHYLLIS | I | DIRECTOR | NA | |
| KARPUS, SOPHIE, PHYLLIS | I | DIRECTOR | NA | |
| KARPUS, SOPHIE, PHYLLIS | I | DIRECTOR | NA | |
| LIPPINCOTT, DANIEL, L | I | SENIOR TAX-SENSITIVE MANAGER / MUNICIPAL ANALYST | NA | |
| LIPPINCOTT, DANIEL, L | I | SENIOR TAX-SENSITIVE MANAGER / MUNICIPAL ANALYST | NA | |
| LIPPINCOTT, DANIEL, L | I | SENIOR TAX-SENSITIVE MANAGER / MUNICIPAL ANALYST | NA | |
| LIPPINCOTT, DANIEL, L | I | SENIOR TAX-SENSITIVE MANAGER / MUNICIPAL ANALYST | NA | |
| LIPPINCOTT, DANIEL, L | I | SENIOR TAX-SENSITIVE MANAGER / MUNICIPAL ANALYST | NA | |
| LIPPINCOTT, DANIEL, L | I | SENIOR TAX-SENSITIVE MANAGER / MUNICIPAL ANALYST | NA | |
| LIPPINCOTT, DANIEL, L | I | SENIOR TAX-SENSITIVE MANAGER / MUNICIPAL ANALYST | NA | |
| LIPPINCOTT, DANIEL, L | I | SENIOR TAX-SENSITIVE MANAGER / MUNICIPAL ANALYST | NA | |
| LIPPINCOTT, DANIEL, L | I | SENIOR TAX-SENSITIVE MANAGER / MUNICIPAL ANALYST | NA | |
| LIPPINCOTT, DANIEL, L | I | SENIOR TAX-SENSITIVE MANAGER / MUNICIPAL ANALYST | NA | |
| LIPPINCOTT, DANIEL, L | I | SENIOR TAX-SENSITIVE MANAGER / MUNICIPAL ANALYST | NA | |
| LIPPINCOTT, DANIEL, L | I | SENIOR TAX-SENSITIVE MANAGER / MUNICIPAL ANALYST | NA | |
| LIPPINCOTT, DANIEL, LEE | I | SENIOR TAX-SENSITIVE MANAGER / MUNICIPAL ANALYST | NA | |
| LIPPINCOTT, DANIEL, LEE | I | SENIOR TAX-SENSITIVE MANAGER / MUNICIPAL ANALYST | NA | |
| LIPPINCOTT, DANIEL, LEE | I | SENIOR TAX-SENSITIVE MANAGER / MUNICIPAL ANALYST | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | SENIOR TAX-SENSITIVE MANAGER / MUNICIPAL ANALYST | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | SENIOR TAX-SENSITIVE MANAGER / MUNICIPAL ANALYST | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | SENIOR TAX-SENSITIVE MANAGER / MUNICIPAL ANALYST | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | SENIOR TAX-SENSITIVE MANAGER / MUNICIPAL ANALYST | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | SENIOR TAX-SENSITIVE MANAGER / MUNICIPAL ANALYST | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | SENIOR TAX-SENSITIVE MANAGER / MUNICIPAL ANALYST | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | SENIOR TAX-SENSITIVE MANAGER / MUNICIPAL ANALYST | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | SENIOR TAX-SENSITIVE MANAGER / DIRECTOR OF INVESTMENT PERSONNEL | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | SENIOR TAX-SENSITIVE MANAGER / MUNICIPAL ANALYST | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | SENIOR TAX-SENSITIVE MANAGER / DIRECTOR OF INVESTMENT PERSONNEL | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | SENIOR TAX-SENSITIVE MANAGER / DIRECTOR OF INVESTMENT PERSONNEL | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & DIRECTOR | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | SENIOR TAX-SENSITIVE MANAGER / DIRECTOR OF INVESTMENT PERSONNEL | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | SENIOR TAX-SENSITIVE MANAGER / DIRECTOR OF INVESTMENT PERSONNEL | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LIPPINCOTT, DANIEL, LEE | I | CHIEF INVESTMENT OFFICER & PRESIDENT | NA | Control |
| LOMANDO, SHARON, L | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| LOMANDO, SHARON, L | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| LOMANDO, SHARON, L | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| LOMANDO, SHARON, L | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| LOMANDO, SHARON, L | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| LOMANDO, SHARON, LIND | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| LOMANDO, SHARON, LIND | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| LOMANDO, SHARON, LIND | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| LOMANDO, SHARON, LIND | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| LOMANDO, SHARON, LIND | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| LOMANDO, SHARON, LIND | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| Ryan, Marijoyce | I | VICE PRESIDENT OF FIDUCIARY SERVICES | NA | Control |
| Ryan, Marijoyce | I | SENIOR VICE PRESIDENT | NA | Control |
| Ryan, Marijoyce | I | SENIOR VICE PRESIDENT | NA | Control |
| Ryan, Marijoyce | I | SENIOR VICE PRESIDENT | NA | Control |
| Ryan, Marijoyce | I | SENIOR VICE PRESIDENT | NA | Control |
| Ryan, Marijoyce | I | SENIOR VICE PRESIDENT | NA | Control |
| Ryan, Marijoyce | I | SENIOR VICE PRESIDENT | NA | Control |
| Ryan, Marijoyce | I | SENIOR VICE PRESIDENT | NA | Control |
| Ryan, Marijoyce | I | SENIOR VICE PRESIDENT | NA | Control |
| Ryan, Marijoyce | I | SENIOR VICE PRESIDENT | NA | Control |
| Ryan, Marijoyce | I | SENIOR VICE PRESIDENT | NA | Control |
| Ryan, Marijoyce | I | SENIOR VICE PRESIDENT | NA | Control |
| Ryan, Marijoyce | I | SENIOR VICE PRESIDENT | NA | Control |
| Ryan, Marijoyce | I | SENIOR VICE PRESIDENT | NA | Control |
| Ryan, Marijoyce | I | SENIOR VICE PRESIDENT- CLIENT SERVICING | NA | Control |
| Ryan, Marijoyce | I | SENIOR VICE PRESIDENT- CLIENT SERVICING | NA | Control |
| Ryan, Marijoyce | I | SENIOR VICE PRESIDENT- CLIENT SERVICING | NA | Control |
| Ryan, Marijoyce | I | SENIOR VICE PRESIDENT | NA | Control |
| THORNTON, SHARON, L | I | DIRECTOR OF INVESTMENT PERSONNEL | NA | Control |
| THORNTON, SHARON, L | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| THORNTON, SHARON, L | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| THORNTON, SHARON, L | I | DIRECTOR OF INVESTMENT PERSONNEL | NA | Control |
| THORNTON, SHARON, L | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| THORNTON, SHARON, L | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| THORNTON, SHARON, L | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| THORNTON, SHARON, L | I | DIRECTOR OF INVESTMENT PERSONNEL | NA | Control |
| THORNTON, SHARON, L | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| THORNTON, SHARON, L | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| THORNTON, SHARON, L | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| THORNTON, SHARON, L | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| THORNTON, SHARON, L | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| THORNTON, SHARON, L | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| THORNTON, SHARON, L | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| THORNTON, SHARON, L | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| THORNTON, SHARON, L | I | SENIOR DIRECTOR OF INVESTMENTS | NA | Control |
| THORNTON, SHARON, LIND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORNTON, SHARON, LIND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORNTON, SHARON, LIND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORNTON, SHARON, LIND | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| THORNTON, SHARON, LIND | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| THORNTON, SHARON, LIND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORNTON, SHARON, LIND | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| THORNTON, SHARON, LIND | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| THORNTON, SHARON, LIND | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| THORNTON, SHARON, LIND | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| THORNTON, SHARON, LIND | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| YUSTE, CARLOS, MANUEL | I | DIRECTOR | NA | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| CITY OF LONDON INVESTMENT GROUP PLC | FE | PARENT COMPANY | E | Control |
| KARPUS, GEORGE | I | PRESIDENT, CEO | E | Control |
| KARPUS, GEORGE | I | PRESIDENT, CEO | E | Control |
| KARPUS, GEORGE | I | PRESIDENT, CEO | E | Control |
| KARPUS, GEORGE | I | PRESIDENT, CEO | E | Control |
| KARPUS, GEORGE | I | PRESIDENT, CEO | E | Control |
| KARPUS, GEORGE | I | PRESIDENT, CEO | E | Control |
| KARPUS, GEORGE | I | PRESIDENT, CEO | E | Control |
| KARPUS, GEORGE | I | PRESIDENT, CEO | E | Control |
| KARPUS, GEORGE, W. | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, W. | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, W. | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, W. | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, W. | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, W. | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, W. | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, W. | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, W. | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, W. | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, W. | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, W. | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, W. | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, W. | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, WILLIAM | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, WILLIAM | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, WILLIAM | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, WILLIAM | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, WILLIAM | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, WILLIAM | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, WILLIAM | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, WILLIAM | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, WILLIAM | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, WILLIAM | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, WILLIAM | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, WILLIAM | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, WILLIAM | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, WILLIAM | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, WILLIAM | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| KARPUS, GEORGE, WILLIAM | I | CHIEF INVESTMENT STRATEGIST / CHAIRMAN OF THE BOARD | E | Control |
| VANDEGRIFF, JOANN | I | EXECUTIVE VICE PRESIDENT | B | Control |
| VANDEGRIFF, JOANN | I | EXECUTIVE VICE PRESIDENT | B | Control |
| VANDEGRIFF, JOANN | I | PARTNER EMIRITUS | A | Control |
| VANDEGRIFF, JOANN | I | FORMER PARTNER | A | |
| VANDEGRIFF, JOANN | I | EXECUTIVE VICE PRESIDENT | A | Control |
| VANDEGRIFF, JOANN | I | PARTNER EMIRITUS | A | Control |
| VANDEGRIFF, JOANN | I | PARTNER EMIRITUS | A | Control |
| VANDEGRIFF, JOANN | I | PARTNER EMIRITUS | A | Control |
| VANDEGRIFF, JOANN | I | PARTNER EMIRITUS | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KARPUS, GEORGE, WILLIAM | I | CITY OF LONDON INVESTMENT GROUP PLC | C | Control |
| KARPUS, GEORGE, WILLIAM | I | CITY OF LONDON INVESTMENT GROUP PLC | C | Control |
| KARPUS, GEORGE, WILLIAM | I | CITY OF LONDON INVESTMENT GROUP PLC | C | Control |
| KARPUS, GEORGE, WILLIAM | I | CITY OF LONDON INVESTMENT GROUP PLC | C | Control |
Registrations
Federal
IA
Oct 20, 2025 REGISTERED
Notice Filings (47)
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Address
183 SULLY'S TRAILPITTSFORD, NY 14534
United States
Phone: 585-586-4680