MAXCOR FINANCIAL ASSET MANAGEMENT INC.
Legal name: EURO BROKERS SECURITIES LENDING DIVISION
CRD #110278 SEC #801-54947 NEW YORK, NY 646-346-7000
SEC Registered
Total AUM
$3.2B
Discretionary
$3.2B
Employees
5
Clients
--
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 19, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DULSKI, WALTER, EDMOND | I | EXECUTIVE V.P. | NA | Control |
| KUHNEL, WAYNE, FRANCIS | I | VICE PRESIDENT | NA | Control |
| MARTELLO, GEORGE | I | VICE PRESIDENT | NA | Control |
| MARTELLO, GEORGE | I | VICE PRESIDENT | NA | Control |
| MARTELLO, GEORGE | I | VICE PRESIDENT | NA | Control |
| MCMAHON, MICHAEL, GERARD | I | VICE PRESIDENT | NA | Control |
| MCMAHON, MICHAEL, GERARD | I | VICE PRESIDENT | NA | Control |
| REIHL, KEITH, EVAN | I | COO & TREASURER | NA | Control |
| REIHL, KEITH, EVAN | I | COO & TREASURER | NA | Control |
| REIHL, KEITH, EVAN | I | COO & TREASURER | NA | Control |
| SCHWED, ROGER, EATON | I | EXEC. V.P. & SECRETARY | NA | Control |
| SCHWED, ROGER, EATON | I | EXEC. V.P. & SECRETARY | NA | Control |
| SCHWED, ROGER, EATON | I | EXEC. V.P. & SECRETARY | NA | Control |
| VIGLIOTTI, STEVEN, RICHARD | I | CFO | NA | Control |
| VIGLIOTTI, STEVEN, RICHARD | I | CFO | NA | Control |
| VIGLIOTTI, STEVEN, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VIGLIOTTI, STEVEN, RICHARD | I | CFO | NA | Control |
| EURO BROKERS INVESTMENT CORP. (EBIC) | DE | DIRECT PARENT | E | Control |
| EURO BROKERS INVESTMENT CORP. (EBIC) | DE | DIRECT PARENT | E | Control |
| EURO BROKERS INVESTMENT CORP. (EBIC) | DE | DIRECT PARENT | E | Control |
| SCHARF, GILBERT | I | PRESIDENT & CEO | B | Control |
| SCHARF, GILBERT | I | PRESIDENT & CEO | B | Control |
| SCHARF, GILBERT | I | PRESIDENT & CEO | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MAXCOR FINANCIAL GROUP INC. (MFGI) | DE | EBIC | E | Control |
| MAXCOR FINANCIAL GROUP INC. (MFGI) | DE | EBIC | E | Control |
| MAXCOR FINANCIAL GROUP INC. (MFGI) | DE | EBIC | E | Control |
Registrations
Federal
IA
Jan 19, 2005 REGISTERED
Address
ONE SEAPORT PLAZA, 19TH FLOORNEW YORK, NY 10038
USA
Phone: 646-346-7000