NIKKO AM INTERNATIONAL, INC.
CRD #110282 SEC #801-16367 NEW YORK, NY 212-610-6160
SEC Registered
Total AUM
$5.5B
Discretionary
$355.9M
Employees
--
Clients
--
Accounts
12
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Apr 17, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FUJITA, MASANORI | I | PRESIDENT, DIRECTOR, CEO | NA | Control |
| FUJITA, MASANORI | I | DIRECTOR, COO | NA | Control |
| FUJITA, MASANORI | I | PRESIDENT, DIRECTOR, CEO | NA | Control |
| FUJITA, MASANORI | I | PRESIDENT, DIRECTOR, CEO | NA | Control |
| ISHIHARA, MASAYUKI | I | DIRECTOR AND CIO | NA | Control |
| ISHIHARA, MASAYUKI | I | DIRECTOR AND CIO | NA | Control |
| ISHIHARA, MASAYUKI | I | DIRECTOR AND CIO | NA | Control |
| ISHIHARA, MASAYUKI | I | DIRECTOR AND CIO | NA | Control |
| ISHIHARA, MASAYUKI | I | DIRECTOR AND CIO | NA | Control |
| ISHIHARA, MASAYUKI | I | DIRECTOR AND CIO | NA | Control |
| ISHIHARA, MASAYUKI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ISHIHARA, MASAYUKI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ISHIHARA, MASAYUKI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ISHIHARA, MASAYUKI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ISHIHARA, MASAYUKI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ISHIHARA, MASAYUKI | I | DIRECTOR AND CIO | NA | Control |
| ISHIHARA, MASAYUKI | I | DIRECTOR AND CIO | NA | Control |
| ISHIHARA, MASAYUKI | I | DIRECTOR AND CIO | NA | Control |
| ISHIHARA, MASAYUKI | I | DIRECTOR AND CIO | NA | Control |
| ISHIHARA, MASAYUKI | I | DIRECTOR AND CIO | NA | Control |
| ISHIHARA, MASAYUKI | I | DIRECTOR AND CIO | NA | Control |
| ISHIHARA, MASAYUKI | I | DIRECTOR AND CIO | NA | Control |
| ISHIHARA, MASAYUKI | I | DIRECTOR AND CIO | NA | Control |
| ISHIHARA, MASAYUKI | I | DIRECTOR AND CIO | NA | Control |
| ISHIHARA, MASAYUKI | I | DIRECTOR AND CIO | NA | Control |
| LEHNER, CRAIG, PHILIP | I | CHIEF LEGAL OFFICER | NA | |
| MAIR, GARY, W | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAIR, GARY, W | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAIR, GARY, W | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAIR, GARY, W | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAIR, GARY, W | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAIR, GARY, W | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MATSUDA, MASAO | I | CIO-MULTI ASSET/MANAGER OF MANAGERS INVESTMENTS | NA | Control |
| MATSUDA, MASAO | I | CIO-MULTI ASSET/MANAGER OF MANAGERS INVESTMENTS | NA | Control |
| MATSUDA, MASAO | I | CIO-MULTI ASSET/MANAGER OF MANAGERS INVESTMENTS | NA | Control |
| MATSUDA, MASAO | I | CIO-MULTI ASSET/MANAGER OF MANAGERS INVESTMENTS | NA | Control |
| MATSUDA, MASAO | I | CIO-MULTI ASSET/MANAGER OF MANAGERS INVESTMENTS | NA | Control |
| MATSUDA, MASAO | I | CIO-MULTI ASSET/MANAGER OF MANAGERS INVESTMENTS | NA | Control |
| MATSUDA, MASAO | I | CIO-MULTI ASSET/MANAGER OF MANAGERS INVESTMENTS | NA | Control |
| MATSUDA, MASAO | I | CIO-MULTI ASSET/MANAGER OF MANAGERS INVESTMENTS | NA | Control |
| MATSUDA, MASAO | I | CEO, PRESIDENT AND DIRECTOR | NA | Control |
| MENDOLA, JOSEPH, ANGELO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT AND CEO | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CEO & CFO - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CEO & CFO - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CEO & CFO - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CEO & CFO - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CEO & CFO - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | Control |
| ORZECHOWSKI, FRANK, DONALD | I | PRESIDENT, CFO - 08/2006 | NA | Control |
| SCHRIER, JOHN | I | CHIEF LEGAL COUNSEL | NA | |
| SCHRIER, JOHN | I | CHIEF LEGAL COUNSEL | NA | Control |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| TYMINSKI, NANCY, JEAN | I | ACTING CHIEF COMPLIANCE OFFICER | NA | |
| TYMINSKI, NANCY, JEAN | I | ACTING CHIEF COMPLIANCE OFFICER | NA | |
| TYMINSKI, NANCY, JEAN | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TYMINSKI, NANCY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YONEKUBO, NAOSHI | I | PRESIDENT, DIRECTOR, CEO | NA | Control |
| YONEKUBO, NAOSHI | I | PRESIDENT, DIRECTOR, CEO | NA | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | PARENT COMPANY | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | PARENT COMPANY | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | PARENT COMPANY | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | PARENT COMPANY | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | PARENT COMPANY | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | PARENT COMPANY | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | SHAREHOLDER | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | PARENT COMPANY | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | PARENT COMPANY | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | PARENT COMPANY | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | PARENT COMPANY | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | PARENT COMPANY | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | PARENT COMPANY | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | PARENT COMPANY | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | PARENT COMPANY | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | PARENT COMPANY | E | Control |
| NIKKO AMERICAS HOLDING CO., INC. | DE | PARENT COMPANY | E | Control |
| NIKKO GLOBAL ASSET MANAGEMENT, LTD. | FE | PARENT COMPANY | E | Control |
| NIKKO GLOBAL ASSET MANAGEMENT, LTD. | FE | PARENT COMPANY | E | Control |
| NIKKO GLOBAL ASSET MANAGEMENT, LTD. | FE | PARENT COMPANY | E | Control |
| NIKKO GLOBAL ASSET MANAGEMENT, LTD. | FE | PARENT COMPANY | E | Control |
| NIKKO GLOBAL ASSET MANAGEMENT, LTD. | FE | PARENT COMPANY | E | Control |
| NIKKO GLOBAL ASSET MANAGEMENT, LTD. | FE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CITIGROUP INC. | DE | CITIGROUP JAPAN HOLDINGS Y.K. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP JAPAN HOLDINGS Y.K. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP JAPAN HOLDINGS Y.K. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP JAPAN INVESTMENTS LTD | E | Control |
| CITIGROUP INC. | DE | CITIGROUP JAPAN INVESTMENTS LTD | E | Control |
| CITIGROUP INC. | DE | CITIGROUP JAPAN INVESTMENTS LTD | E | Control |
| CITIGROUP INC. | DE | CITIGROUP JAPAN INVESTMENTS LTD | E | Control |
| CITIGROUP JAPAN INVESTMENTS LTD | FE | NIKKO CORDIAL CORPORATION | E | Control |
| CITIGROUP JAPAN INVESTMENTS LTD | FE | NIKKO CORDIAL CORPORATION | E | Control |
| CITIGROUP JAPAN INVESTMENTS LTD | FE | NIKKO CORDIAL CORPORATION | E | Control |
| NIKKO ASSET MANAGEEMENT CO., LTD. | FE | NIKKO GLOBAL ASSET MANAGEMENT LTD. | E | Control |
| NIKKO ASSET MANAGEEMENT CO., LTD. | FE | NIKKO GLOBAL ASSET MANAGEMENT LTD. | E | Control |
| NIKKO ASSET MANAGEEMENT CO., LTD. | FE | NIKKO GLOBAL ASSET MANAGEMENT LTD. | E | Control |
| NIKKO ASSET MANAGEEMENT CO., LTD. (NIKKO-AM) | FE | NIKKO GLOBAL ASSET MANAGEMENT LTD. | E | Control |
| NIKKO ASSET MANAGEEMENT CO., LTD. (NIKKO-AM) | FE | NIKKO GLOBAL ASSET MANAGEMENT LTD. | E | Control |
| NIKKO ASSET MANAGEEMENT CO., LTD. (NIKKO-AM) | FE | NIKKO GLOBAL ASSET MANAGEMENT LTD. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO LTD | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. (JAPAN) | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. (JAPAN) | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. (NIKKO-AM) | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. (NIKKO-AM) | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. (NIKKO-AM) | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. (NIKKO-AM) | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. (NIKKO-AM) | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. (NIKKO-AM) | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. (NIKKO-AM) | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. (NIKKO-AM) | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. (NIKKO-AM) | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. (NIKKO-AM) | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. (NIKKO-AM) | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO ASSET MANAGEMENT CO., LTD. (NIKKO-AM) | FE | NIKKO AMERICAS HOLDING CO., INC. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT, CO. LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT, CO. LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT, CO. LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT, CO. LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT, CO. LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT, CO. LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT, CO. LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT, CO. LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT, CO. LTD. & NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT, CO. LTD. & NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT, CO. LTD. & NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT, CO. LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT, CO. LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT, CO. LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT, CO. LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT, CO. LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT, CO. LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT, CO. LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT, CO. LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT, CO. LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT, CO. LTD. | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT, LTD. & PRINCIPAL INVESTMENTS JAPAN LTD | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT, LTD. & PRINCIPAL INVESTMENTS JAPAN LTD | E | Control |
| NIKKO CORDIAL CORPORATION | FE | NIKKO ASSET MANAGEMENT, LTD. & PRINCIPAL INVESTMENTS JAPAN LTD | E | Control |
| NIKKO GLOBAL ASSET MANAGEMENT LIMITED | FE | SHAREHOLDER | E | Control |
| NIKKO GLOBAL ASSET MANAGEMENT LIMITED | FE | SHAREHOLDER | E | Control |
| NIKKO GLOBAL ASSET MANAGEMENT LIMITED | FE | SHAREHOLDER | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO PRINCIPAL INVESTMENTS JAPAN LTD | FE | NAM HOLDINGS INC. | E | Control |
| NIKKO SECURITIES CO., LTD. | FE | NIKKO ASSET MANAGEMENT, LTD. | E | Control |
| NIKKO SECURITIES CO., LTD. | FE | NIKKO ASSET MANAGEMENT, LTD. | E | Control |
| NIKKO SECURITIES CO., LTD. | FE | NIKKO ASSET MANAGEMENT, LTD. | E | Control |
| CITIGROUP JAPAN HOLDINGS LTD | FE | NIKKO CORDIAL CORPORATION | D | Control |
| CITIGROUP JAPAN HOLDINGS LTD | FE | NIKKO CORDIAL CORPORATION | D | Control |
| CITIGROUP JAPAN HOLDINGS YK | FE | NIKKO CORDIAL CORPORATION | D | Control |
| CITIGROUP JAPAN HOLDINGS YK | FE | NIKKO CORDIAL CORPORATION | D | Control |
| CITIGROUP JAPAN INVESTMENTS LTD | FE | NIKKO CORDIAL CORPORATION | D | Control |
| CITIGROUP JAPAN INVESTMENTS LTD | FE | NIKKO CORDIAL CORPORATION | D | Control |
| NAM HOLDINGS INC. | FE | NIKKO ASSET MANAGEMENT CO., LTD. (JAPAN) | D | Control |
| NAM HOLDINGS INC. | FE | NIKKO ASSET MANAGEMENT CO., LTD. (JAPAN) | D | Control |
| NAM HOLDINGS INC. | FE | NIKKO ASSET MANAGEMENT CO., LTD. (JAPAN) | D | Control |
| NAM HOLDINGS INC. | FE | NIKKO ASSET MANAGEMENT CO., LTD. (JAPAN) | D | Control |
| NAM HOLDINGS INC. | FE | NIKKO ASSET MANAGEMENT CO., LTD. (JAPAN) | D | Control |
| NAM HOLDINGS INC. | FE | NIKKO ASSET MANAGEMENT CO., LTD. (JAPAN) | D | Control |
| NAM HOLDINGS INC. | FE | NIKKO ASSET MANAGEMENT CO., LTD. (JAPAN) | D | Control |
| NAM HOLDINGS INC. | FE | NIKKO ASSET MANAGEMENT CO., LTD. (JAPAN) | D | Control |
| NAM HOLDINGS INC. | FE | NIKKO ASSET MANAGEMENT CO., LTD. (JAPAN) | D | Control |
| NAM HOLDING INC. | FE | NIKKO GLOBAL ASSET MANAGEMENT CO., LTD. | C | Control |
| NAM HOLDING INC. | FE | NIKKO GLOBAL ASSET MANAGEMENT CO., LTD. | C | Control |
| NAM HOLDING INC. | FE | NIKKO GLOBAL ASSET MANAGEMENT CO., LTD. | C | Control |
| NIKKO PRINCIPAL INVESTMENT JAPAN LTD. | FE | NAM HOLDINGS INC. | C | Control |
| NIKKO PRINCIPAL INVESTMENT JAPAN LTD. | FE | NAM HOLDINGS INC. | C | Control |
| NIKKO PRINCIPAL INVESTMENT JAPAN LTD. | FE | NAM HOLDINGS INC. | C | Control |
Registrations
Federal
IA
Apr 17, 2007 REGISTERED
Notice Filings (1)
NY
Address
535 MADISON AVENUESUITE 2500
NEW YORK, NY 10022
USA
Phone: 212-610-6160