JUST PLANS ETC A CALIFORNIA CORPORATION
Legal name: JUST PLANS, ETC
CRD #110288 SEC #801-57672 WALNUT CREEK, CA 925-988-0330
SEC Registered
Total AUM
$60.2M
Discretionary
$56.3M
Employees
1
Clients
26
Accounts
370
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- JANUARY
- Registration Date
- --
- Latest Filing
- Dec 1, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ELLMAN, JAMES, PHILIP | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ELLMAN, JAMES, PHILIP | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ELLMAN, JAMES, PHILIP | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ELLMAN, JAMES, PHILIP | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ELLMAN, JAMES, PHILIP | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ELLMAN, JAMES, PHILIP | I | PRESIDENT | E | Control |
| ELLMAN, JAMES, PHILIP | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ELLMAN, JAMES, PHILIP | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ELLMAN, JAMES, PHILIP | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ELLMAN, JAMES, PHILIP | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ELLMAN, JAMES, PHILIP | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| ELLMAN, JAMES, PHILIP | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Dec 1, 2011 REGISTERED
Notice Filings (1)
CA
Address
1399 YGNACIO VALLEY ROADSUITE 24
WALNUT CREEK, CA 94598
United States
Phone: 925-988-0330