RIA Intelligence

GUSTAFSON, BAXTER FINANCIAL SERVICES, INC.

Legal name: GUSTAFSON BAXTER FINANCIAL SERVICES INC

CRD #110289 SEC #801-44147 POWELL, OH 614-413-0070
SEC Registered
Total AUM
$45M
Discretionary
$45M
Employees
5
Clients
0
Accounts
600

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 9, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SMELSER, GARY, LANCEIVP COMPLIANCE, SECRETARYNA Control
BAXTER, BRUCE, WILLIAMICHIEF COMPLIANCE OFFICERE Control
BAXTER, BRUCE, WILLIAMIEXECUTIVE VICE PRESIDENT, DIRECTORD Control
BAXTER, BRUCE, WILLIAMIEXECUTIVE VICE PRESIDENT, DIRECTORD Control
BAXTER, BRUCE, WILLIAMIEXECUTIVE VICE PRESIDENT, DIRECTORD Control
BAXTER, BRUCE, WILLIAMIEXECUTIVE VICE PRESIDENT, DIRECTORD Control
BAXTER, BRUCE, WILLIAMIEXECUTIVE VICE PRESIDENT, DIRECTORD Control
BAXTER, BRUCE, WILLIAMIEXECUTIVE VICE PRESIDENTD Control
BAXTER, BRUCE, WILLIAMIEXECUTIVE VICE PRESIDENT, DIRECTORD Control
BAXTER, BRUCE, WILLIAMIEXECUTIVE VICE PRESIDENT, DIRECTORD Control
GUSTAFSON, KIM, WARRENIPRESIDENT, DIRECTORD Control
GUSTAFSON, KIM, WARRENICHIEF COMPLIANCE OFFICERD Control
GUSTAFSON, KIM, WARRENIPRESIDENT, DIRECTORD Control
GUSTAFSON, KIM, WARRENICHIEF COMPLIANCE OFFICERD Control
GUSTAFSON, KIM, WARRENIPRESIDENT, DIRECTORD Control
GUSTAFSON, KIM, WARRENICHIEF COMPLIANCE OFFICERD Control
GUSTAFSON, KIM, WARRENIPRESIDENT, DIRECTORD Control
GUSTAFSON, KIM, WARRENIPRESIDENT, DIRECTORD Control
GUSTAFSON, KIM, WARRENICHIEF COMPLIANCE OFFICERD Control
GUSTAFSON, KIM, WARRENIPRESIDENTD Control
GUSTAFSON, KIM, WARRENIPRESIDENT, DIRECTORD Control

Registrations

Federal

IA
Sep 9, 2005 REGISTERED

Notice Filings (17)

AR AZ CA FL GA IL IN KY MA ME MI NJ OH PA SC TN WV

Address

3934 NORTH HAMPTON DRIVE
POWELL, OH 43065
USA
Phone: 614-413-0070