RUSHMORE INVESTMENT ADVISORS INC
CRD #110292 SEC #801-52530 PLANO, TX 972-599-9550
SEC Registered
Total AUM
$971.3M
Discretionary
$681.3M
Employees
15
Clients
0
Accounts
1,257
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 9, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRODERICK, JOHN, PETER | I | INVESTMENT COMMITTEE MEMBER | NA | |
| BRODERICK, JOHN, PETER | I | INVESTMENT COMMITTEE MEMBER | NA | |
| CHAMBERLAIN, BRITON, MICHAEL | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERLAIN, BRITON, MICHAEL | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERLAIN, BRITON, MICHAEL | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| CHAMBERLAIN, BRITON, MICHAEL | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERLAIN, BRITON, MICHAEL | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| CHAMBERLAIN, BRITON, MICHAEL | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERLAIN, BRITON, MICHAEL | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| CHAMBERLAIN, BRITON, MICHAEL | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERLAIN, BRITON, MICHAEL | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| CHAMBERLAIN, BRITON, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHAMBERLAIN, BRITON, MICHAEL | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERLAIN, BRITON, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHAMBERLAIN, BRITON, MICHAEL | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| GREENE, MICHAEL, COURTNEY | I | PRESIDENT, INVESTMENT COMMITTEE MEMBER | NA | |
| GREENE, MICHAEL, COURTNEY | I | INVESTMENT COMMITTEE MEMBER | NA | |
| MILBURY, CARMEN, LYNNE | I | PRESIDENT, COO | NA | Control |
| MILBURY, CARMEN, LYNNE | I | PRESIDENT, COO | NA | Control |
| SHIFFER, JONATHAN, P | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| SHIFFER, JONATHAN, P | I | INVESTMENT COMMITTEE MEMBER | NA | |
| SHIFFER, JONATHAN, P | I | INVESTMENT COMMITTEE MEMBER | NA | |
| SHIFFER, JONATHAN, P | I | INVESTMENT COMMITTEE MEMBER | NA | |
| SHIFFER, JONATHAN, P | I | INVESTMENT COMMITTEE MEMBER | NA | |
| SHIFFER, JONATHAN, P | I | INVESTMENT COMMITTEE MEMBER | NA | |
| SHOCKLEY, BRYAN, BROWNING | I | PORTFOLIO MANAGER | NA | |
| SHOCKLEY, BRYAN, BROWNING | I | PORTFOLIO MANAGER | NA | |
| VANN, JOHN, ALLEN | I | CEO, CIO, DIRECTOR, CHAIRMAN, PRESIDENT | NA | Control |
| VANN, JOHN, ALLEN | I | CEO, DIRECTOR, CHAIRMAN, PRESIDENT | NA | Control |
| VANN, JOHN, ALLEN | I | CEO, DIRECTOR, CHAIRMAN, PRESIDENT | NA | Control |
| VANN, JOHN, ALLEN | I | CEO, DIRECTOR, CHAIRMAN | NA | Control |
| VANN, JOHN, ALLEN | I | CEO, CIO, DIRECTOR, CHAIRMAN, PRESIDENT | NA | Control |
| VANN, JOHN, ALLEN | I | CEO, DIRECTOR, CHAIRMAN, PRESIDENT | NA | Control |
| VANN, JOHN, ALLEN | I | CEO, CIO, DIRECTOR, CHAIRMAN, PRESIDENT | NA | Control |
| VANN, JOHN, ALLEN | I | CEO, CIO, DIRECTOR, CHAIRMAN, PRESIDENT | NA | Control |
| VANN, JOHN, ALLEN | I | CEO, CIO, DIRECTOR, CHAIRMAN, PRESIDENT | NA | Control |
| VANN, JOHN, ALLEN | I | CEO, CIO, DIRECTOR, CHAIRMAN, PRESIDENT | NA | Control |
| VANN, JOHN, ALLEN | I | CEO, DIRECTOR, CHAIRMAN | NA | Control |
| VANN, JOHN, ALLEN | I | CEO, DIRECTOR, CHAIRMAN | NA | Control |
| VANN, JOHN, ALLEN | I | CEO, DIRECTOR, CHAIRMAN, PRESIDENT | NA | Control |
| VANN, JOHN, ALLEN | I | CEO, DIRECTOR, CHAIRMAN, PRESIDENT | NA | Control |
| VANN, JOHN, ALLEN | I | CEO, DIRECTOR, CHAIRMAN, PRESIDENT | NA | Control |
| VANN, JOHN, ALLEN | I | CEO, DIRECTOR, CHAIRMAN, PRESIDENT, CCO | NA | Control |
| VANN, JOHN, ALLEN | I | CEO, DIRECTOR, CHAIRMAN, PRESIDENT | NA | Control |
| VANN, JOHN, ALLEN | I | CEO, DIRECTOR, CHAIRMAN, PRESIDENT, CCO | NA | Control |
| WILLIAMSON, DAX, MICHAEL | I | INVESTMENT COMMITTEE MEMBER | NA | |
| WILLIAMSON, DAX, MICHAEL | I | INVESTMENT COMMITTEE MEMBER | NA | |
| WILLIAMSON, DAX, MICHAEL | I | INVESTMENT COMMITTEE MEMBER | NA | |
| WILLIAMSON, DAX, MICHAEL | I | INVESTMENT COMMITTEE MEMBER | NA | |
| WILLIAMSON, DAX, MICHAEL | I | INVESTMENT COMMITTEE MEMBER | NA | |
| WILLIAMSON, DAX, MICHAEL | I | INVESTMENT COMMITTEE MEMBER | NA | |
| WILLIAMSON, DAX, THOMAS | I | INVESTMENT COMMITTEE MEMBER | NA | |
| WILLIAMSON, DAX, THOMAS | I | INVESTMENT COMMITTEE MEMBER | NA | |
| YANG, WENJUN | I | INVESTMENT COMMITTEE MEMBER | NA | |
| YANG, WENJUN | I | PORTFOLIO MANAGER | NA | |
| YANG, WENJUN | I | INVESTMENT COMMITTEE MEMBER | NA | |
| YANG, WENJUN | I | PORTFOLIO MANAGER | NA | |
| YANG, WENJUN | I | INVESTMENT COMMITTEE MEMBER | NA | |
| YANG, WENJUN | I | INVESTMENT COMMITTEE MEMBER | NA | |
| YANG, WENJUN | I | INVESTMENT COMMITTEE MEMBER | NA | |
| YANG, WENJUN | I | INVESTMENT COMMITTEE MEMBER | NA | |
| YANG, WENJUN | I | INVESTMENT COMMITTEE MEMBER | NA | |
| YANG, WENJUN | I | PORTFOLIO MANAGER | NA | |
| YANG, WENJUN | I | PORTFOLIO MANAGER | NA | |
| YANG, WENJUN | I | PORTFOLIO MANAGER | NA | |
| YANG, WENJUN | I | PORTFOLIO MANAGER | NA | |
| JVC FINANCIAL LLC | DE | STOCKHOLDER | E | Control |
| JVC FINANCIAL LLC | DE | STOCKHOLDER | E | Control |
| JVC FINANCIAL LLC | DE | STOCKHOLDER | E | Control |
| JVC FINANCIAL LLC | DE | STOCKHOLDER | E | Control |
| JVC FINANCIAL LLC | DE | STOCKHOLDER | E | Control |
| JVC FINANCIAL LLC | DE | STOCKHOLDER | E | Control |
| JVC FINANCIAL LLC | DE | STOCKHOLDER | E | Control |
| JVC FINANCIAL LLC | DE | STOCKHOLDER | E | Control |
| JVC FINANCIAL LLC | DE | STOCKHOLDER | E | Control |
| JVC FINANCIAL LLC | DE | STOCKHOLDER | E | Control |
| JVC FINANCIAL LLC | DE | STOCKHOLDER | E | Control |
| JVC FINANCIAL LLC | DE | STOCKHOLDER | E | Control |
| JVC FINANCIAL LLC | DE | STOCKHOLDER | E | Control |
| JVC FINANCIAL LLC | DE | STOCKHOLDER | E | Control |
| JVC FINANCIAL LLC | DE | STOCKHOLDER | E | Control |
| JVC FINANCIAL LLC | DE | STOCKHOLDER | E | Control |
| JVC FINANCIAL LLC | DE | STOCKHOLDER | E | Control |
| JVC FINANCIAL LLC | DE | STOCKHOLDER | E | Control |
| MERGLER, STEPHEN, KENT | I | STOCKHOLDER | A | |
| SHIFFER, JONATHAN, P | I | CIO / PORTFOLIO MANAGER | A | Control |
| SHIFFER, JONATHAN, P | I | DIRECTOR OF RESEARCH / PORTFOLIO MANAGER | A | Control |
| SHIFFER, JONATHAN, P | I | INVESTMENT COMMITTEE MEMBER | A | Control |
| SHIFFER, JONATHAN, P | I | INVESTMENT COMMITTEE MEMBER | A | Control |
| SHIFFER, JONATHAN, P | I | CIO / PORTFOLIO MANAGER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| VANN, JOHN, ALLEN | I | VANN FAMILY PARTNERS LTD | F | Control |
| JVC FINANCIAL LLC | DE | RUSHMORE INVESTMENT ADVISORS INC. | E | Control |
| JVC FINANCIAL LLC | DE | RUSHMORE INVESTMENT ADVISORS INC. | E | Control |
| JVC FINANCIAL LLC | DE | RUSHMORE INVESTMENT ADVISORS INC. | E | Control |
| JVC FINANCIAL LLC | DE | RUSHMORE INVESTMENT ADVISORS INC. | E | Control |
| JVC FINANCIAL LLC | DE | RUSHMORE INVESTMENT ADVISORS INC. | E | Control |
| JVC FINANCIAL LLC | DE | RUSHMORE INVESTMENT ADVISORS INC. | E | Control |
| JVC FINANCIAL LLC | DE | RUSHMORE INVESTMENT ADVISORS INC. | E | Control |
| JVC FINANCIAL LLC | DE | RUSHMORE INVESTMENT ADVISORS INC. | E | Control |
| JVC FINANCIAL LLC | DE | RUSHMORE INVESTMENT ADVISORS INC. | E | Control |
| JVC FINANCIAL LLC | DE | RUSHMORE INVESTMENT ADVISORS INC. | E | Control |
| JVC FINANCIAL LLC | DE | RUSHMORE INVESTMENT ADVISORS INC. | E | Control |
| JVC FINANCIAL LLC | DE | RUSHMORE INVESTMENT ADVISORS INC. | E | Control |
| JVC FINANCIAL LLC | DE | RUSHMORE INVESTMENT ADVISORS INC. | E | Control |
| JVC FINANCIAL LLC | DE | RUSHMORE INVESTMENT ADVISORS INC. | E | Control |
| JVC FINANCIAL LLC | DE | RUSHMORE INVESTMENT ADVISORS INC. | E | Control |
| JVC FINANCIAL LLC | DE | RUSHMORE INVESTMENT ADVISORS INC. | E | Control |
| JVC FINANCIAL LLC | DE | RUSHMORE INVESTMENT ADVISORS INC. | E | Control |
| VANN FAMILY PARTNERS, LLC | DE | JVC FINANCIAL LLC | E | Control |
| VANN, JOHN, ALLEN | I | JVC FINANCIAL LLC | E | Control |
| VANN, JOHN, ALLEN | I | JVC FINANCIAL LLC | E | Control |
| VANN, JOHN, ALLEN | I | JVC FINANCIAL LLC | E | Control |
| VANN, JOHN, ALLEN | I | JVC FINANCIAL LLC | E | Control |
| VANN, JOHN, ALLEN | I | JVC FINANCIAL LLC | E | Control |
| VANN, JOHN, ALLEN | I | JVC FINANCIAL LLC | E | Control |
| VANN, JOHN, ALLEN | I | JVC FINANCIAL LLC | E | Control |
| VANN, JOHN, ALLEN | I | JVC FINANCIAL LLC | E | Control |
| VANN, JOHN, ALLEN | I | JVC FINANCIAL LLC | E | Control |
| VANN, JOHN, ALLEN | I | JVC FINANCIAL LLC | E | Control |
| VANN, JOHN, ALLEN | I | JVC FINANCIAL LLC | E | Control |
| VANN, JOHN, ALLEN | I | JVC FINANCIAL LLC | E | Control |
| VANN, JOHN, ALLEN | I | JVC FINANCIAL LLC | E | Control |
| VANN, JOHN, ALLEN | I | JVC FINANCIAL LLC | E | Control |
| VANN, JOHN, ALLEN | I | JVC FINANCIAL LLC | E | Control |
| VANN, JOHN, ALLEN | I | JVC FINANCIAL LLC | E | Control |
| VANN, JOHN, ALLEN | I | JVC FINANCIAL LLC | E | Control |
Registrations
Federal
IA
Jan 9, 2013 REGISTERED
Notice Filings (15)
CA CO FL KS KY LA MD NC OK PA SC TX VA WA WI
Address
4965 PRESTON PARK BLVDSUITE 350
PLANO, TX 75093
United States
Phone: 972-599-9550